Broker Dealer

2 weeks ago

india Sankore Investments Full time
Job Description

As a Broker, you will be at the forefront of executing trades on behalf of Sankore, ensuring compliance with all SEC and NGX regulatory requirements. You will be responsible for facilitating the buying and selling of various financial instruments such as stocks, bonds, commodities, and currencies on behalf of the Firm. Working in collaboration with the investment team, you would also be expected to provide market insights, act as a liaison with regulators and offer advisory services.


You will report to the Head, Relationship Management.


Key Responsibilities


  • Facilitating the buying and selling of financial instruments such as stocks, bonds, and commodities on behalf of the company or its clients.

  • Providing market research and analysis to help the company make informed investment decisions.

  • Assisting in managing and mitigating risks associated with investment activities, including monitoring market fluctuations and implementing hedging strategies.

  • Building and maintaining relationships with clients, understanding their investment objectives, and providing personalized investment advice and recommendations.

  • Ensuring compliance with regulatory requirements and industry standards governing financial transactions and reporting.

  • Handling the administrative tasks related to trade settlement, including confirming trades, processing payments, and maintaining accurate records.

  • Offering strategic guidance and investment advice tailored to the company's financial goals, risk tolerance, and market conditions.

  • Staying abreast of developments in financial markets, regulatory changes, and emerging investment opportunities to provide up-to-date advice and services to the company and its clients.


Requirements

  • Minimum of  Bachelor’s degree in either finance, economics, business administration or a related field from a recognized university or institution.

  • Minimum of 5 years of relevant experience in brokerage, financial services or investment management.

  • Must have Authorized Dealing Clerk certification from the Chartered Institute of Securities & Investments.

  • Must have experience trading on the floor of the Nigerian Stock Exchange.

  • Strong analytical skills to analyze market trends, evaluate investment opportunities, and make informed decisions.

  • Proficiency in using brokerage platforms, trading software and financial analysis tools to execute trades and monitor investment portfolios.

  • Able to collaborate effectively with team members, share knowledge and contribute to a positive work environment.

  • Excellent leadership and management skills, with the ability to inspire and motivate a team of professionals.

  • Excellent communication and interpersonal skills, with the ability to communicate complex legal and financial concepts and strategies effectively to senior management and stakeholders.

  • High level of integrity, professionalism, and ethical conduct.


Requirements
- Detail oriented, highly organized, analytical and great at managing relationships - Extensive legal and regulatory knowledge - Strong leadership, analytical, and communication skills - Excellent communication & interpersonal skills - Have strong business acumen, process management and risk awareness skills.

  • Dealer

    1 month ago

    India Ujjivan Small Finance Bank Full time

    **Dealer-Trading**: 1100-Corporate Office, Mumbai, Maharashtra, India (1100-Corporate Office - Department- CORPORATE TREASURY- Job posted on- Feb 05, 2024- Employee Type- Permanent- Experience range (Years)- 8 years - 10 years**1.** **PRIMARY RESPONSIBILITIES** **Business** - Dealing in permitted fixed income products within the trading limit assigned by...

  • Equity Dealer Buy side

    1 week ago

    india Aptita Full time

    Position - Assistant Manager / Deputy Manager - Dealer Function – Equity Dealer Reporting to – Fund Manager Qualification: Graduation/Masters/ CA/ CFA Experience: 3 to 5 years in AMC/PMS. Location: Mumbai Roles & Responsibility: · Complete control on initiation of trades via Wealth Spectrum system · Basis the model portfolio making clients...

  • Dealer - Investments

    1 week ago

    india Magma HDI General Insurance Company Limited Full time

    Job Profile Dealing in a variety of fixed income instruments, viz. CPs, CDs, NCDs, GSecs, TBills, SDLs, etc. Actively work with CIO/Fund Managers to understand relevant factors affecting movement of rates and pricing across tenors and credit profiles Cash flow management and dealing in the Overnight and term money markets End-to-end execution of trades...

  • Senior Sales Executive

    2 weeks ago

    india Manu Forti Ltd Full time

    Job Description Sales person sought to work in the international world of Super yacht media. Events take place in the likes of Monaco, Antibes, Amsterdam, Fort Lauderdale, etc.This is the sales of marketing solutions and subscriptions to our client's news, information and intelligence platform.The audience are boat builders, dealers, yacht brokers, equipment...

  • Managing Director, Investment Banking

    1 day ago

    india Synergy Management Group Full time

    Job Description This is a remote position. Synergy Management Group (SMG) ( is a consulting services startup that partners with institutional investors (private equity & venture capital), portfolio companies and growing businesses to evaluate, design, execute and maximize growth opportunities across sourcing, diligence, operations/value creation, and...

  • Assistant Manager – Advisory Services

    2 weeks ago

    india IQ-EQ Full time

    Job Description Job Description: Opportunity: Our Advisory Services team provides custom advisory services to clients including hedge funds, private equity, fund of funds, real estate, venture capital, family offices, wealth management firms, and broker/dealers. We utilize our deep expertise in finance, accounting, compliance, fund...

  • Graduate Trainee

    1 month ago

    India Bajaj Allianz General Insurance Company Full time

    : **Business Development** - Conduct market mapping of the assigned location to identify potential business avenues, distributors Conduct VO launch activities, career seminars on regular basis at assigned location to increase distribution base & sourcing new business. Drive the business targets for the location as per functional priority (Motor / Non-Motor...

  • Associate, Compliance

    3 days ago

    India BNY Mellon Full time

    **Overview** **Associate** **Bring your ideas. Make history.** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97%...