Governance, Risk, and Compliance Associate
1 week ago
Weaver’s Governance, Risk, and Compliance (GRC) practice is looking for an Associate to join their growing team The GRC Associate is responsible for execution of audit procedures and completion of engagement objectives. They will take ownership of small projects under the supervision of more experienced team members, while documenting and issuing client deliverables. The GRC Associate is curious, enthusiastic, and demonstrates a willingness to learn on a continual basis. Our project types include Sarbanes-Oxley (SOX) Compliance Monitoring, internal audits, and SOC 1 & SOC 2 reporting.
The ideal candidate is deadline oriented, has strong interpersonal skills, and maintains professionalism. Weaver employees enjoy flexibility, meaningful and diverse client work, a supportive and innovative work environment, and many more benefits. The Associate will begin to develop an understanding of technical accounting literature within the GAAP and SEC hierarchies and is able to research issues and provide management with updates. They will learn and execute documentation in assigned areas using the Committee of Sponsoring Organizations (COSO) internal control framework; and begin to demonstrate a familiarity with the Institute of Internal Audit (IIA) standards and the International Professional Practices Framework (IPPF). Additionally, the Associate may gain exposure to, and an understanding of, compliance requirements for U.S. based investment advisors and asset managers.
To be successful in this role, the following qualifications are required:
Bachelor’s degree in Accounting, Management Information Systems, Finance, Economics, or a related field
2-7 years of experience within public accounting, internal audit or compliance for an international U.S. registered asset manager
Team orientation and strong interpersonal skills
Independent training and self-development, including researching and self-involving based on available resources
Fluent writing and verbal skills in English, including grammatical accuracy
Willing to work in office with team members and supervisors
Problem solving skills and able to work independently successfully
Able to work flexible hours when key client or team meetings are needed
Proficient in Microsoft Office (Word, Excel, Outlook, Teams, PowerPoint)
Additionally, the following qualifications are preferred:
Master’s degree in Accounting, Management Information Systems or a related field is preferred
CPA, CPA candidate, CA or CA candidate, CIA or CIA candidate, CISA (CPA preferred)
Knowledge/experience of Banking industry, risks, processes and systems. This includes Deposits, Lending, CECL, wires, and core banking platforms
Knowledge/experience of Energy industry, risks, processes and systems. This includes revenue, leases, reserves, production, reporting, SAP, energy applications
Basic understanding of SEC Regulations, GAAP, GAAS, IIA standards
Schedule preference for G.M.T. to provide support for U.S. based managers
Knowledge of Asset Management Industry, risks, processes and systems. This includes investments, compliance, middle and back office operations
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