Operations/Compliance

3 days ago


Bhavnagar, India Right Returns Financial Planning Full time

The role involves working in execution, reporting and compliance area. It would involve successfully supporting team members as well as clients on the same page on the purpose and process of execution, reporting and compliance. While the role represents a valued work ethic at the firm, it also reflects on the perception of the clients on the firm's standing above board in its transactions. Responsibilities Understand SEBI requirements for Investment Advisor and Mutual Fund Distributor compliance and support in implementing the necessary systems and documentation. Supporting data accuracy and periodic reporting to clients Supporting executing of transactions for clients Qualifications Graduate in related discipline 2-3 years of experience in Operations Methodical/systematic approach to work Good reading comprehension Excellent verbal and written communication skills Work environment and compensation We are small sized team with versatile skills and diverse backgrounds and approaches. The organization is quite flat and client interaction and job satisfaction are amongst our strengths. Compensation will be fair and in line with industry standards.



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