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Associate

3 months ago


Gurugram, India BDO in India Full time

Description

Ethics & Independence team at BDO plays an important role in managing the internal risks of the firm associated with accepting a new client or an engagement or risks associated with any of our on-going audit / non audit engagement.

The Assistant within Ethics & Independence team would be required to develop subject matter expertise on Independence & Conflicts domain. The individual will be interpreting Ethics & Independence policies, determining required actions, and making recommendations based on firm guidance, primarily focusing on mitigating Conflict of Interest issues . Other responsibilities include analyzing issues and diligently producing deliverables ensuring highest quality, as the work product is subject to review and scrutiny by outside regulators.


Key Responsibilities (analytical/decision Making)


Responsibilities, Qualifications, Certifications

  • Develops comprehensive knowledge of BDO local Ethics & Independence policies and can apply them to real situations as needed
  • Assist in the identification of potential conflicts of interest through database research on client and counterparties involved in the new proposal
  • Assist Seniors in preparing the resolution and clearance of conflicts of interest issues
  • Become proficient in understanding and using BDO proprietary conflicts of interest databases, including, maintenance and update
  • Understands key requirements of firm and regulators’ Independence & Conflicts rules and policies
  • Performs initial review of submissions from client teams and evaluates completeness, accuracy, and appropriateness of proposed engagement
  • Acts as a liaison between the client teams, other members of the Ethics & Independence team
  • Manages tasks and activities in a timely manner and is responsible for specific outcomes
  • Uses analytical and project management methodology and tools
  • Learn the firm structure, business strategies and service lines of the firm


Knowledge, skills and experience requirements:

  • Good analytical thinking / ability to take decisions
  • Good analytical skills with a logical mind-set
  • Strong data interpretations skills to analyze and document relevant findings
  • Highest standard of ethics, integrity, and values
  • Self-directed, adaptable to changes in the work environment/rules/directions
  • Must be flexible to work extra hours during peak volume period


Qualifications, certifications and education requirements:

  • Post-Graduate degree from a reputed college
  • 2+ years’ work experience (preferably in a research background).
  • Strong interpersonal and excellent communication skills, both written and verbal
  • Must be proficient with MS Excel (Advance excel, Macros, VBA)


Optional skills

  • Firm level risk assessment
  • Experience in Ethics & Independence
  • Personal Independence knowledge
  • Knowledge on Companies Act, ICAI code of Ethics and SEC guidelines.
  • Good knowledge on FACTIVA, D&B, SEC Filings
  • Understanding on corporate structures.