Director, Compliance
2 days ago
The Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes.The Compliance Advisor Director supports the line of business by :- Providing input on business regulatory requirements- Providing guidance on business policies, standards, and procedures- Developing and leading department training, as appropriate- Providing compliance advice on complex projects- Providing guidance on controls over regulatory requirements and line of business monitoring of those controls- Reviewing business controls and providing guidance on identified risksResponsibilities:- Review Complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts- Identify trends in data and proactively advise on identified external and internal risks- Maintain subject matter expertise of applicable laws and regulations- Perform and review control assessments executed by peers for accuracy and adherence to test procedures- Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts- Provide effective challenge and guidance on compliance risks and support risky business areas through various interactions and forum engagements- Advise lines of business on application of compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation- Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train on areas of potential risk- Support lines of business through expert advice, including change management of processes, procedures, and controls- Conduct targeted validations and reviews on controls for applicable regulations- Active involvement with compliance testing and third party compliance- Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management- Participate in reporting activities used by Senior LeadershipBasic Qualifications:- Bachelor’s Degree- Experience in legal, compliance, audit, or relevant experience at a financial institutionPreferred Qualifications:- Bachelor of Law (LLB) or Master of Law (LLM) Degree- Experience in regulatory compliance, reporting, and monitoringAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.
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Director, Compliance
7 days ago
Bengaluru, India Capital One Full timeThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results,...
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Director, Compliance
6 days ago
Bengaluru, India Capital One Full timeThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results,...
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Director, Compliance
4 days ago
Bengaluru, India Capital One Full timeOverview Voyager (94001), India, Bangalore, KarnatakaDirector, ComplianceThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the...
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Director, Compliance
1 week ago
Bengaluru, India Capital One Full timeThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results,...
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Director, Compliance
7 days ago
Bengaluru, India Capital One Full timeThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results,...
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Director, Compliance
3 days ago
Bengaluru, India Capital One Full timeVoyager (94001), India, Bangalore, Karnataka Director, Compliance The Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance...
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Director, Compliance
1 week ago
Bengaluru, Karnataka, India Capital One Full time ₹ 6,00,000 - ₹ 18,00,000 per yearVoyager , India, Bangalore, KarnatakaDirector, ComplianceThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor...
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Bengaluru, India ScaleneWorks Full timeAs a Director, R&D Tech Governance Risk and Compliance, you will be responsible for providing management and day to day support to the Senior Director for Governance, Risk & Compliance activities across the assigned business unit ensuring that Tech risks & controls from project inception to support within their business unit are identified, prioritized,...
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Assistant Director
2 weeks ago
Bengaluru, Karnataka, India ELIOS Films Pvt Ltd Full time ₹ 12,00,000 - ₹ 36,00,000 per yearCompany DescriptionWe suggest you enter details here.Role DescriptionThis is a full-time, on-site role for an Assistant Director located in Bengaluru. The Assistant Director will assist in planning, coordinating, and executing film production activities. Daily responsibilities include collaborating with the director to manage creative and technical...
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Compliance Counsel
1 week ago
Bengaluru, India Novo Nordisk Full timeAre you highly motivated by being able to make a difference to improving patients’ lives? Are you looking for a diverse, flexible and dynamic environment? If your dream is to help close to 400 million people worldwide by taking part in driving the world’s leading diabetes product portfolio, we have a position which will be of interest to you. **The...
