Director, Compliance
4 weeks ago
The Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Director is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes.The Compliance Advisor Director supports the line of business by :- Providing input on business regulatory requirements- Providing guidance on business policies, standards, and procedures- Developing and leading department training, as appropriate- Providing compliance advice on complex projects- Providing guidance on controls over regulatory requirements and line of business monitoring of those controls- Reviewing business controls and providing guidance on identified risksResponsibilities:- Review Complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts- Identify trends in data and proactively advise on identified external and internal risks- Maintain subject matter expertise of applicable laws and regulations- Perform and review control assessments executed by peers for accuracy and adherence to test procedures- Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts- Provide effective challenge and guidance on compliance risks and support risky business areas through various interactions and forum engagements- Advise lines of business on application of compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation- Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train on areas of potential risk- Support lines of business through expert advice, including change management of processes, procedures, and controls- Conduct targeted validations and reviews on controls for applicable regulations- Active involvement with compliance testing and third party compliance- Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management- Participate in reporting activities used by Senior LeadershipBasic Qualifications:- Bachelor’s Degree- Experience in legal, compliance, audit, or relevant experience at a financial institutionPreferred Qualifications:- Bachelor of Law (LLB) or Master of Law (LLM) Degree- Experience in regulatory compliance, reporting, and monitoringAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.
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Director, Compliance
4 weeks ago
Bengaluru, India Capital One Full timeVoyager (94001), India, Bangalore, Karnataka Director, Compliance The Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance...
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Director, Compliance
2 weeks ago
Bengaluru, Karnataka, India Capital One Full time ₹ 12,00,000 - ₹ 24,00,000 per yearVoyager , India, Bangalore, KarnatakaDirector, ComplianceThe Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor...
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Legal Associate
3 weeks ago
Bengaluru, India iSTATAM LLP Full timeWe are seeking a qualified advocate to join our Legal & Compliance team as the Legal Associate & Executive Assistant to the Director – Legal & Compliance. This is a dual-capacity role that combines legal expertise with executive support, requiring strong analytical skills, legal drafting experience, and organizational capability. The candidate will act as...
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Associate Director
3 weeks ago
Bengaluru, India Lemonn Full timeKnow the Company :PeepalCo is a canopy for brands serving India with tailored wealth-tech products, Making Money Equal for All. Founded by Ashish Singhal, Govind Soni, and Vimal Sagar Tiwari, PeepalCo's products include CoinSwitch and Lemonn. The Group is backed by blue-chip investors including Andreessen Horowitz (a16z), Tiger Global, Peak XV Partners...
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Associate Director
4 weeks ago
Bengaluru, India Lemonn Full timeKnow the Company : PeepalCo is a canopy for brands serving India with tailored wealth-tech products, Making Money Equal for All. Founded by Ashish Singhal, Govind Soni, and Vimal Sagar Tiwari, PeepalCo's products include CoinSwitch and Lemonn. The Group is backed by blue-chip investors including Andreessen Horowitz (a16z), Tiger Global, Peak XV Partners...
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Legal Associate
4 weeks ago
Greater Bengaluru Area, India iSTATAM LLP Full timeWe are seeking a qualified advocate to join our Legal & Compliance team as the Legal Associate & Executive Assistant to the Director – Legal & Compliance. This is a dual-capacity role that combines legal expertise with executive support, requiring strong analytical skills, legal drafting experience, and organizational capability. The candidate will act as...
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Legal Associate
4 weeks ago
Greater Bengaluru Area, India iSTATAM LLP Full timeWe are seeking a qualified advocate to join our Legal & Compliance team as the Legal Associate & Executive Assistant to the Director – Legal & Compliance. This is a dual-capacity role that combines legal expertise with executive support, requiring strong analytical skills, legal drafting experience, and organizational capability. The candidate will act as...
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Legal Associate
4 weeks ago
Greater Bengaluru Area, India iSTATAM LLP Full timeWe are seeking a qualified advocate to join our Legal & Compliance team as the Legal Associate & Executive Assistant to the Director – Legal & Compliance. This is a dual-capacity role that combines legal expertise with executive support, requiring strong analytical skills, legal drafting experience, and organizational capability. The candidate will act as...
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Associate Director
4 weeks ago
Greater Bengaluru Area, India Lemonn Full timeKnow the Company :PeepalCo is a canopy for brands serving India with tailored wealth-tech products, Making Money Equal for All. Founded by Ashish Singhal, Govind Soni, and Vimal Sagar Tiwari, PeepalCo's products include CoinSwitch and Lemonn. The Group is backed by blue-chip investors including Andreessen Horowitz (a16z), Tiger Global, Peak XV Partners...
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Associate Director
4 weeks ago
Greater Bengaluru Area, India Lemonn Full timeKnow the Company : PeepalCo is a canopy for brands serving India with tailored wealth-tech products, Making Money Equal for All. Founded by Ashish Singhal, Govind Soni, and Vimal Sagar Tiwari, PeepalCo's products include CoinSwitch and Lemonn. The Group is backed by blue-chip investors including Andreessen Horowitz (a16z), Tiger Global, Peak XV Partners...
