3 Days Left: Compliance Manager

5 days ago


Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time
Senior Associate - Legal and Compliance-----------------------------Job Summary===========Our team is seeking a highly skilled Senior Associate to join our Legal and Compliance department.We are looking for an individual with experience in regulatory compliance, legal documentation, and investor communication.This role will involve owning fund offerings and allied documents, identifying and evaluating the impact of regulatory changes, and liaising with regulatory bodies and legal consultants.Key Responsibilities================
  • Owning fund offerings and allied documents including trust deeds, private placement memoranda, information memoranda, and constitutional articles.
  • Identifying and evaluating the impact of ongoing regulatory changes related to SEBI AIF, RBI/FEMA on fund offerings and allied documents, and drafting necessary changes.
  • Liaising with regulatory bodies and legal consultants for compliance, regulatory reporting, and regulatory filings (Companies Act, LLP Act, Trust Act).
  • Compliance support for investor communication.
  • Drafting, vetting, negotiating, and finalizing various documents relating to investment transactions, including transfer share agreements, subscription shareholders agreements, service level agreements, and sale and purchase agreements.
  • Legal and compliance due diligence for portfolio entities.
  • Collaborating with various stakeholders, structuring, and documenting all stages of transactions.
  • Drafting and vetting agreements with distributors, referral agents, and service providers.
  • Reviewing any litigation matters and liaising with legal consultants to handle disputes.
  • Performing procedures for partner/board meetings, committee meetings, and shareholder meetings.
Requirements----------
  • A LLB + CS (Company Secretary) degree (preferred).
  • 7-10 years of experience, with 2-3 years of experience in a VCF (Venture Capital Fund) being advantageous.
  • Sound knowledge of regulatory laws, including SEBI AIF, RBI/FEMA, corporate laws, securities laws, contract law, arbitration, stamp duty, intellectual property, data protection, etc.


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