Regulatory Control Senior Advisor

**Job Title **:Regulatory Control support - Associate** **Location : Mumbai** Chief Risk Office (CRO) Divisional Control Office (DCO) is responsible for Internal Control and Governance across Risk Types. The DCO Regulatory Adherence team are responsible for ensuring that CRO manage regulatory risk and maintain effective regulator relationships throughout...

**Job Title - Regulatory Control Advisor,Associate** **Location - Mumbai** **Role Description** Within IPB, COO team plays constructive role in partnering with ‘PPSS - Products Platform and Sustainable Solutions’ product desks for driving Key Business initiatives and RTB activities (such as Business Integrity & Business Management activities)....

**Job Title Regulatory Control Advisor,Associate****Location Mumbai**Role DescriptionWithin IPB, COO team plays constructive role in partnering with 'PPSS - Products Platform and Sustainable Solutions' product desks for driving Key Business initiatives and RTB activities (such as Business Integrity & Business Management activities). Function ensures...

Description The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework,...

Description The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework,...

Description The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an...

Responsibilities: Lead, manage, and initiate execution of key controls across multiple Markets Operations areas Activities supporting the governance infrastructure and protocols of the program Manage endtoend delivery of regulatory controls, partnering closely with teams across Operations, Technology, Sales & Trading, Data & Analytics, Legal & Compliance,...

The Regulatory Controls Team is responsible for the full end to end implementation of the Regulatory Trade Reporting in Global Credit, Rates and Equities Derivative GroupThe candidate would be responsible for•New regulatory reporting implementation & on going remediation• Understand the regulatory requirements working with Legal / Compliance / Industry...

**Process Overview** Middle Office, as part of CIB Operations, provides support to a wide range of external and internal businesses. It also provides the best-in-class operational processing capabilities across all asset classes. The Regulatory Controls Team is responsible for the full end to end implementation of the Regulatory Trade Reporting in Equity...

The Regulatory Controls Team is responsible for the full end to end implementation of the Regulatory Trade Reporting in Global Credit, Rates and Equities Derivative Group The candidate would be responsible for  • New regulatory reporting implementation & on going remediation • Understand the regulatory requirements working with Legal / Compliance...

Process OverviewMiddle Office, as part of CIB Operations, provides support to a wide range of external and internal businesses. It also provides the best-in-class operational processing capabilities across all asset classes.The Regulatory Controls Team is responsible for the full end to end implementation of the Regulatory Trade Reporting in Equity Cash,...

**Responsibilities**: - Lead, manage, and initiate execution of key controls across multiple Markets Operations areas - Activities supporting the governance infrastructure and protocols of the program - Manage end-to-end delivery of regulatory controls, partnering closely with teams across Operations, Technology, Sales & Trading, Data & Analytics, Legal &...

Mumbai, Maharashtra, IndiaJob Description:About The Company:ARA's Client is a leading IT solutions provider, offering Applications, Business Process Outsourcing (BPO) and Infrastructure services globally through a combination of technology knowhow, domain, and process expertise. The accolades has been garnering can be attributed to their undeterred focus in...

The GRA **Advisor, Regulatory Affairs - APAC** provides vision, direction, and advice in the implementation of APAC regulatory strategies to ensure regional management of Consumer, Professional or enterprise innovation level regulatory compliance. The incumbent will strategize with, communicate, and advise business on anticipated and existing regulation and...

**Your Job**: You’re not the person who will settle for just any role. Neither are we. Because we’re out to create Better Care for a Better World, and that takes a certain kind of person and teams who care about making a difference. Here, you’ll bring your professional expertise, talent, and drive to building and managing our portfolio of iconic,...

**JOB DESCRIPTION** The Regulatory Controls Team is responsible for the full end to end implementation of the Regulatory Trade Reporting in Global Credit, Rates and Equities Derivative Group - New regulatory reporting implementation & on going remediation - Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities...

-Job description - *** **Some careers open more doors than others.** If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

**Responsibilities**: - Lead, manage, and initiate execution of key controls across multiple Markets Operations areas - Activities supporting the governance infrastructure and protocols of the program - Manage end-to-end delivery of regulatory controls, partnering closely with teams across Operations, Technology, Sales & Trading, Data & Analytics, Legal &...

Job description -***Some careers open more doors than others.If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.Job...

Description The VP role for IT Risk, Audit Management and Implementation lead is responsible to manage all the IT regulatory audits for the India regulator - RBI (Reserve Bank of India), SEBI, NSE, BSE and all internal audits. This role will be the single point of contact between audit agencies (external/ internal) and all functional Technology...