APAC Regulatory Reporting

1 week ago

Bengaluru, India State Street Full time

Basic Purpose of Job:
The Officer in this role will be responsible for supporting the Liquidity, Large Exposure Team in preparation of daily, monthly, quarterly and annual reporting to local Regulators including but not limited to APRA, HKMA and several other national competent authorities on various statistical reports, internal management and external ad-hoc reporting.
The individual will have specific reporting duties within the team, provide guidance to the team supporting APAC Regulatory Reporting requirement, cover for other team members when necessary which will involve learning and understanding of all work produced within the team.

Responsibilities & Tasks Include:

  • Complete and accurate preparation of weekly, monthly, quarterly and annual reporting to applicable regulators
  • Prepare initial schedules and reports, including primary data provider capture point and work paper preparations
  • Analyze financial data in order to complete filings, understand fluctuations and uncover potential inaccuracies
  • Perform edit check reviews and follow up on applicable discrepancies
  • Perform reconciliations across products, reports and schedules
  • Execute source system data reconciliation versus General Ledger
  • Prepare monthly management reports and trends on capital adequacy
  • Monthly systems processing reporting tool including manual system adjustment, data extractions, data quality checks and reconciliations
  • Stay informed of regulatory changes and work with management to develop processes for implementation of new reporting requirements
  • Maintain detailed procedures and documentation for the above processes

Job Requirements:

Education and Experience

  • Bachelor's degree in finance, business, or equivalent
  • Progressive experience in banking or financial services
  • Excellent communication, documentation and organizational skills
  • Proven track record of successful project execution
  • Ability to multi-task and work under high pressure deadlines
  • Ability to reprioritize timely
  • Strong attention to detail and accuracy
  • Ability to work with other departments and represent the team in a positive manner
  • Ability to work both independently and as part of a team
  • Familiarity with bank reporting and local accounting
  • High level of interpersonal skills and integrity
  • Chartered Accountant certification (not mandatory but beneficial)
  • Familiarity with financial products and financial institution operations

Skills/ Knowledge

  • Proficiency in Microsoft Office suite (Excel, PowerPoint, Word)
  • Advanced Microsoft Excel and ability to manipulate data
  • Proven ability to write, tune and execute complex SQL queries
  • Ability to use Bloomberg terminal as a research tool
  • Financial and accounting skillset – knowledge of regulatory reports and forms
  • Strong Analytical and problem solving skills
  • Ability to transform a business need into a visual representation

  • APAC Regulatory Reporting

    3 weeks ago

    Bengaluru, Karnataka, India State Street Corporation Full time

    Job DescriptionBasic Purpose of Job:The Officer in this role will be responsible for supporting the Liquidity, Large Exposure Team in preparation of daily, monthly, quarterly and annual reporting to local Regulators including but not limited to APRA, HKMA and several other national competent authorities on various statistical reports, internal management and...

  • APAC Regulatory Reporting

    1 day ago

    Bengaluru, Karnataka, India State Street Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Basic Purpose of Job:The Officer in this role will be responsible for supporting the Liquidity, Large Exposure Team in preparation of daily, monthly, quarterly and annual reporting to local Regulators including but not limited to APRA, HKMA and several other national competent authorities on various statistical reports, internal management and external...

  • Regulatory Reporting

    3 days ago

    Bengaluru, Karnataka, India JPMorganChase Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    JOB DESCRIPTIONRegulatory Operations CoE serves private clients worldwide, with offices in the US, Europe, and Asia, as part of the Asset & Wealth Management LoB. The team addresses complex regulatory reporting needs, delivering automation and supporting various data requirements. We aim to enhance our reporting infrastructure and management of regulatory...

  • Chief Risk Officer APAC Region and Head of Compliance APAC

    5 days ago

    Bengaluru, Karnataka, India State Street Full time ₹ 15,00,000 - ₹ 45,00,000 per year

    Chief Risk Officer APAC Region and Head of Compliance APAC & Global Delivery (Senior Vice President)Role Summary:The Asia Pacific (APAC) Regional Chief Risk Officer and Head of Compliance for APAC & Global Delivery Compliance (CRCO) is responsible for leading and overseeing the Enterprise Risk and Corporate Compliance for the APAC region and Global Delivery...

  • Apac Privacy, Cybersecurity

    3 weeks ago

    Bengaluru, Karnataka, India 3M Full time

    3M has a long-standing reputation as a company committed to innovation We provide the freedom to explore and encourage curiosity and creativity We gain new insight from diverse thinking and take risks on new ideas Here you can apply your talent in bold ways that matter Be responsible for Asia Pacific APAC privacy cybersecurity digital legal...

  • Chief Risk Officer APAC Region and Head of Compliance APAC

    6 days ago

    Bengaluru, India Currenex State Street Trust Company Full time

    Job Description Chief Risk Officer APAC Region and Head of Compliance APAC & Global Delivery (Senior Vice President) Role Summary: The Asia Pacific (APAC) Regional Chief Risk Officer and Head of Compliance forAPAC & Global Delivery Compliance (CRCO) is responsible for leading and overseeing the Enterprise Risk and Corporate Compliance for the APAC region...

  • Senior Compliance Advisor

    2 weeks ago

    Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    Job DescriptionWe are seeking a seasoned professional to lead our compliance operations in the APAC region. This role will oversee the delivery of high-quality services, ensure adherence to regulatory requirements, and drive process improvements.Key Responsibilities:Be subject matter expert on Personal Account Dealing (PAD) in APACLead PAD and Global...

  • Regulatory Reporting Manager

    2 weeks ago

    Bengaluru, Karnataka, India Three Across Full time

    Job Description: Role: Regulatory Reporting Manager Experience: 7+ Years Location: Gurugram What we offer: We have an exciting opportunity to join our Group Treasury RWA Reporting team. Our team is composed of dedicated members responsible for regulatory reporting obligations and aiding in capital management within a strong risk management framework. ...

  • Regulatory Reporting- Associate

    2 weeks ago

    Bengaluru, Karnataka, India JPMorganChase Full time

    You are a strategic thinker passionate about driving solutions in Regulatory Reporting. You have found the right team. As a Regulatory Reporting Associate in our Finance team, you will spend each day defining, refining and delivering set goals for our firm. You will be p reparing monthly, quarterly and biannual returns for the following solo regulated...

  • Regulatory Reporting Associate

    1 week ago

    Bengaluru, India Deutsche Bank Full time

    Role Description Regulatory Reporting is responsible for establishing and maintaining control frameworks designed to manage regulatory - monitoring, surveillance, compliance, transaction monitoring and screening. As a Regulatory Reporting team member, you will be responsible for managing daily reporting tasks and remediation activities. Your key...