Compliance Lead

2 weeks ago

Mumbai, India The LHR Group Full time
Organization: A Large Fintech backed by 50,000 CR Indian ConglomerateIndustry - NBFC - Unsecured lending

Key Responsibilities:

Compliance Management:•⁠ ⁠Oversee and ensure compliance with all RBI regulations and policies applicable to NBFCs, particularly in the context of unsecured business lending.•⁠ ⁠Develop, implement, and monitor compliance programs to ensure adherence to internal policies and external regulatory requirements.RBI Interaction:•⁠ ⁠Maintain strong relationships with RBI officers and be the POC for all RBI-related matters.•⁠ ⁠Facilitate and manage RBI audits, ensuring all necessary documentation and responses are provided in a timely manner.•⁠ ⁠Prepare and submit regular and ad-hoc reports to RBI, ensuring accuracy and compliance with reporting requirements.Regulatory Affairs:•⁠ ⁠Engage in liaison activities with regulatory bodies, stakeholders, and legal authorities as required.•⁠ ⁠Ensure all compliance documentation adheres to regulatory standards and is legally sound.•⁠ ⁠Stay updated with changes in regulatory requirements and ensure the company’s compliance programs are updated accordinglyPolicy and Procedure Development:•⁠ ⁠Develop and update compliance policies and procedures to reflect current regulatory requirements and best practices.•⁠ ⁠Conduct regular reviews and updates of compliance programs to ensure effectiveness and efficiency.Risk Management:•⁠ ⁠Identify potential compliance risks and develop strategies to mitigate these risks.•⁠ ⁠Conduct internal compliance audits and risk assessments, providing recommendations for improvements.

Qualifications and Experience:•⁠ Professional qualifications such as Chartered Accountant (CA)/LLB•⁠ ⁠ 8+ years of experience in compliance, with at least 3-4 years in the NBFC sector , specifically in unsecured business lending.•⁠ Proven track record of managing RBI audits, reporting, and maintaining robust relationships with RBI officers.

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