Manager Monitoring

2 months ago


Bengaluru, India MUFG Global Service (MGS) Full time

MUFG Global Service Private Limited

Established in 2020, MUFG Global Service Private Limited (MGS) is 100% subsidiary of MUFG Bank Ltd having offices in Bengaluru and Mumbai. MGS India has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC/ AML, Credit, Operations etc. to MUFG Bank offices globally. MGS India has plans to significantly ramp-up its growth over the next 18-24 months while servicing MUFGs global network across Americas, EMEA and Asia Pacific

JobSummary:

Responsible for supporting the Regional Monitoring function in evaluating operating effectiveness ofcontrols over Units adherence to regulations & Banks policies with regard to Core Regulatory (non-financialcrime) compliancetopics

JobResponsibilities:
  • Plan and execute monitoring reviews to evaluate operating effectiveness of controls over localunit's adherencetoregulations&bankspolicies regardingcoreregulatory(non-financialcrime)compliancetopics.
  • Conductemployeesbroker accountreconciliationinconnectionwithPersonalAccount Dealing
  • Conductreconciliationofemployee attestations&declarationsinconnectionwithOutsideBusiness Interests.
  • Deployuseofdataanalytics and / or usertoolstoachieveefficienciesinmonitoringreviews
  • Prepareissuereports,summarizingthefindings,rootcauseandproposeaction planstoremediatetheissue
  • ConductvalidationofManagementActionPlansinconnectionwithreviewfindings
  • Driveissuediscussionswithkeystakeholders.
  • CollaboratewithrelevantstakeholdersacrosstheregionandgloballyapplicableonenhancementofMonitoringmethodologies.
  • Maintain,design,refresh RegionalMonitoringScripts
  • Identifyandescalate keyand/orsystemic risks/trends/redflags
  • Tocloselyconsulteesrelevantsubject-matterexperts.
  • Supportgeneralcomplianceactivitiesandother duties,includingspecial projectsasassigned.
Qualifications:
  • Bachelorsdegreeinanydiscipline.
  • 10-13 years of Banking experience, with relevant 3-5 years of relevant experience in internalcontrol testing
  • ProficientknowledgeofProcess,RiskandControls concepts
  • Stronganalyticalskills tointerpretdataanddrawconclusions
  • Proficiencyinissuewriting(i.e.articulateissues, rootcauses,andrecommendsolutions)
  • Excellentinterpersonalskills anddealingwithexecutivesatalllevels
  • Knowledgeinbankingproducts, APACbankingregulationscompliancesubjectsishighlydesirable
  • Dataanalyticsskillsets(e.g.Alteryxandorother programmingknowledge)is highlydesirable
  • Relevantcompliance/accountingcertificationsisdesirable


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