Svp/Evp - Center Of Excellence - Audit Strategy (Ic)

2 days ago


Delhi, India YES BANK Full time

Job Description: Candidate with 10 15 years of work exp in Internal Audit function preferably in a large Indian Pvt sector or MNC Bank and performed audits of Retail Liability Product & Operations (Liabilitiesproduct/programs, CMS, Digital Banking, ATM, Debit cards, Third party products, customer service etc.) and Branch Banking. Detailed Responsibilities include: Formulation of Annual Risk based Audit Plan (Audit Universe, Risk Assessment Interviews, thematic audits basis emerging risks and manpower assessment) for the stated audit entities. Preparation of Internal Audit Scope and checklist for the above stated audit entities (Covering all regulatory circulars and guidelines as well as Internal policies & processes). Preparationof Standard Operating Procedures for audit execution covering the entire life cycle of audit. Review and improve templates of Audit Planning Memorandum, Audit findings and reports. Preparation of data for various submissions required by RBI as part of Risk Based Supervision and ensuring quality and accuracy. Oversight and submission of RBI Tranche I/II/III. Responsible in maintaining and updating the audit processes in line with the Global Internal Audit standards issued by IIA as well standards prescribed by ICAI. Disseminates best practices and provides support to the auditors, by proactively advising them on any changes to the regulatory landscape and/or business dynamics. Assisting in setting standards for Audit Committee and Board reporting. Ownership of Internal Audit Policy, Concurrent audit policy, Quality policy etc.



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