Group Assistant Manager, Sanctions and Trade Compliance

2 weeks ago

navi mumbai, India DP World Australia Full time

Working under the direction of DP World’s Group Compliance organization, conduct compliance assessments for international cross-border transactions and third party relationships, with a specific focus on ensuring compliance with applicable laws and regulations related to economic sanctions and trade compliance (., export controls) across DP World Freight Forwarding / Logistics operations. This helps ensure that DP World conducts its business at the highest level of integrity and in full compliance with the applicable national and international laws and regulations, as well as the Group’s internal policies, professional standards and best industry practices. The role requires problem-solving and analytical skills when authenticating and determining third parties and complex transactions. Most decisions are expected to be made independently and with a high degree of accuracy following standard operating procedures (SOP’s).

KEY ACCOUNTABILITIES:

Perform sanctions and trade compliance due diligence of third parties and international cross-border transactions to support DP World’s Global Freight Forwarding / Logistics operations. Identify and assess key compliance risks associated with escalations at second level review.  Communicate with business line when further information and/or documentation is required as part of compliance alerts analysis. Document 2nd-level escalations risk analysis and decisions rationale.  Escalate cases with increased compliance risks to the relevant Compliance Manager. Develop initial risk assessment reports and proposals for mitigating measures. Contribute to improving automated screening solutions: reduce false positive, mitigate sanctions risks and increase efficiency. Assist in identifying gaps and training opportunities for escalations that come through the compliance workflows. Assist with training and providing guidance DP World’s Freight Forwarding / Logistics operations. Develop reports and responses for Compliance and Business management, audit and investigations inquiries.  Maintain effective relationships with key stakeholders to foster a collaborative approach to embedding a strong culture of trade compliance. Report to the Sr. Manager - Compliance on internal and external compliance issues across the group, and prepare regular compliance reports periodically. Support the Group Sr. VP – Compliance and lead the review, drafting and provision of advice on a broad range of regulatory and compliance documentation, ensuring all compliance requirements are met within those documents.  Work with corporate functions and other departments to identify and monitor their existing compliance activities and report regularly to the Group Sr. VP – Compliance on potential areas of compliance vulnerability and risk; and develop/implement corrective action plans for resolution of problematic issues, and provide general guidance on how to deal with similar situations in the future. Assist in addressing internal and external compliance related requests. To act as an ambassador for DP World at all times when working; promoting and demonstrating positive behaviours in harmony with DP World’s Founder’s Principles, values and culture; ensuring the highest level of safety is applied in all activities; understanding and following DP World’s Code of Conduct and Ethics policies. To perform other related duties as assigned.

QUALIFICATIONS, EXPERIENCE AND SKILLS:

Bachelor's degree. Third-party due diligence, sanctions screening experience. Basic knowledge base in the areas of economic sanctions and export controls/trade compliance. Anti-corruption compliance knowledge and experience is a plus. KYC Background checks Excellent written and spoken communication skills in English. High levels of integrity and discretion in handling confidential information. Analytical and problem-solving skills.  Ability to work independently in a high-volume, fast paced environment. Experience working with geographically distributed teams within a complex international organization, strongly preferred. Conducting compliance-related audits related to anti-corruption compliance. Certified compliance professional is a plus.  Highly ethical, principled and diligent with excellent planning skills.  Highly numerate with a commitment to producing quality work with a high degree of accuracy and attention to detail. Excellent communication skills. Well-developed planning and organising skills and the ability to perform well under pressure. Able to work independently and uses own initiative to support other members of the Department. Proficient computer skills.

  • Group Assistant Manager, Sanctions and Trade Compliance

    3 weeks ago

    Navi Mumbai, India DP World Australia Full time

    Working under the direction of DP World’s Group Compliance organization, conduct compliance assessments for international cross-border transactions and third party relationships, with a specific focus on ensuring compliance with applicable laws and regulations related to economic sanctions and trade compliance (., export controls) across DP World Freight...

  • Avp - Compliance Sanctions Advisory

    1 month ago

    Mumbai, India MUFG Bank, Ltd., Mumbai Branch Full time

    **Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Sanctions Compliance

    5 days ago

    Mumbai, Maharashtra, India Nuveen Full time

    Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

  • Sanctions Compliance

    5 days ago

    mumbai, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

  • Sanctions Compliance

    5 days ago

    Mumbai, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

  • Foreign Trade Executive

    4 weeks ago

    Navi Mumbai, India Sperton Global AS Full time

    **_Job Description: - _** **_ Key Responsibilities:_** - Develop and implement the company's foreign trade strategy, ensuring compliance with relevant laws, regulations, and trade policies. - Manage the company's international logistics operations, including transportation, customs clearance, and distribution. - Oversee the preparation of all import/export...

  • VP Trade Finance

    3 weeks ago

    Mumbai, India timesjobs Full time

    Salary: Negotiable; depending upon current CTC and relevant experience.Job PurposeHead Trade Operations for the Banks India customers.Job Duties & responsibilities Should be able to effectively handle high value outward remittances, Issuance/amendment of LCs, Import/Export LC Documents Checking in line with UCP 600 guidelines & HandlingCollections in line...

  • VP Trade Finance

    3 weeks ago

    Mumbai, Maharashtra, India timesjobs Full time

    Salary: Negotiable; depending upon current CTC and relevant experience.Job PurposeHead Trade Operations for the Banks India customers.Job Duties & responsibilities Should be able to effectively handle high value outward remittances, Issuance/amendment of LCs, Import/Export LC Documents Checking in line with UCP 600 guidelines & HandlingCollections in line...

  • Trade Compliance Manager

    2 weeks ago

    Mumbai, India goGlocal Full time

    Does understanding and streamlining export compliances based on various international trade laws and regulations excite you? Do you effectively manage cross-border trade regulations for large businesses? We are looking for an expert to support brands on a broad range of global export and product compliance matters. EXPERIENCE & SKILLSDegree in International...

  • Officer - Compl Sanctions Intmd Analyst- Hybrid

    5 days ago

    Mumbai, India Citi Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

  • Officer - Compl Sanctions Intmd Analyst- Hybrid

    5 days ago

    mumbai, India Citi Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

  • Officer - Compl Sanctions Intmd Analyst- Hybrid

    3 days ago

    Mumbai, India 23443 Citibank N.A. India - INR CCY Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

  • Officer - Compl Sanctions Intmd Analyst- Hybrid

    1 day ago

    mumbai, India 23443 Citibank N.A. India - INR CCY Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

  • Aml Compliance Trainer

    1 week ago

    Mumbai, India Interactive Brokers Full time

    Interactive Brokers, a global online securities and commodities broker, is seeking a talented AML Compliance Trainer to lead the deployment of all training initiatives for the AML Compliance department globally. The AML Compliance Trainer is also responsible for the effective follow-up and evaluation of these initiatives. The Trainer will report to the...

  • Aml Compliance Trainer

    1 week ago

    Mumbai, India Interactive Brokers External Full time

    Interactive Brokers, a global online securities and commodities broker, is seeking a talented AML Compliance Trainer to lead the deployment of all training initiatives for the AML Compliance department globally, as well as responsible for the effective follow up and evaluation of these initiatives. The Trainer will report to the Training Manager and will...

  • Compliance Analyst

    2 weeks ago

    Mumbai, India Interactive Brokers Full time

    Responsibilities Manage multiple queues of real-time transaction and reference data alerts against sanctions/PEP/negative news watch lists administered by U.S. and international regulatory bodies.Perform complex case investigations sourcing data from multiple unrelated venues, including proprietary and open sources.Draft reporting summaries for internal...

  • Compliance Analyst

    2 weeks ago

    mumbai, India Interactive Brokers Full time

    Responsibilities Manage multiple queues of real-time transaction and reference data alerts against sanctions/PEP/negative news watch lists administered by U.S. and international regulatory bodies. Perform complex case investigations sourcing data from multiple unrelated venues, including proprietary and open sources. Draft reporting summaries for internal...

  • Assistant Manager, Client Services GTRF

    1 month ago

    Mumbai, India HSBC Full time

    Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Business...

  • Assistant Manager, Client Services GTRF

    1 month ago

    mumbai, India HSBC Full time

    Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Business...

  • An'yst, Trade Ops

    20 hours ago

    Mumbai, India Standard Chartered Full time

    **Job***: Operations **Primary Location***: Asia-India-Mumbai **Schedule***: Full-time **Employee Status***: Permanent **Posting Date***: 08/Mar/2023, 9:43:19 PM **Unposting Date***: Ongoing **RESPONSIBILITIES** **Strategy** Responsible for monitoring operational & customer service related activities of the CPC. - Ensure adherence to reporting...