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Associate, Trading Services Representative I

2 months ago

pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

Associate, Trading Services Representative I

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly % of the world’s investible assets. Every day around the globe, our ,+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.

We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what LifeAtBNY is all about.

We’re seeking a future team member for the role of Associate, Trading Services Representative I to join our BNY Investments team. This role is in Pune, MH - HYBRID

In this role, you’ll make an impact in the following ways: 

Supports AML/KYC/ client onboarding/transition/conversion projects through a diverse set of operational activities.  Work closely with business line management to investigate and escalate potential suspicious activity or other risk factors by conducting daily reviews of multiple transaction reports, risk mitigating reports, and negative news alerts. Under significant direction, conducts assigned operational & data analysis activities related to client onboarding/transitions/conversions. Prepares for and onboards clients, opens and closes accounts and/or analyzes, reconciles and reviews incoming or outgoing data for accurate translation to platform. Exposure to trade related reviews including Equities, ETFs, Mutual Fund, Options, Fixed Income, and Investment Advisory Products while adhering to departmental responsibilities, as well as SEC and FINRA regulatory guidelines. Responsible for set-up of new clients and maintenance of existing clients on various systems.  Provides solutions to problems in situations that are atypical or occur infrequently based on existing precedents or procedures.  Processes client access requests using established procedures and under the general guidance and direction of more senior onboarding/transition/conversion staff. Coordinates all back-end systems to meet client expectations.  Assists with the implementation of new software releases, coordinating dates of delivery for test and production. Should complete FINRA series and post joining.

To be successful in this role, we’re seeking the following: 

Master’s degree preferred. - years of total work experience preferred. Experience in trading / broking firm is preferred.  Experience in AML / KYC / client onboarding / offboarding 


At BNY, our culture speaks for itself. Here’s a few of our awards: 

America’s Most Innovative Companies, Fortune, World’s Most Admired Companies, Fortune Human Rights Campaign Foundation, Corporate Equality Index, % score, - , Disability: IN – % score, - “Most Just Companies”, Just Capital and CNBC, Dow Jones Sustainability Indices, Top performing company for Sustainability, Bloomberg’s Gender Equality Index (GEI),


Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. 

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.