Compliance Specialist

6 days ago


new delhi, India Angel and Genie Full time

Our client is a FinTech NBFC dedicated to driving Financial Inclusion in the MSME sector. Headquartered in Bangalore, we have 133 branches across Karnataka, Gujarat, Maharashtra, Andhra Pradesh, Telangana, Tamil Nadu, and UT Puducherry with more than 1700 employees.Our client is looking for "Compliance Specialist" for Bangalore location.CTC-12 TO 15LAKHSEXPERIENCE-1-4YRSJob DescriptionDepartment : Finance & AccountingReporting: AVP/Vertical Head - CompliancePurpose of Job:To handle the compliance activity at an Organizational levelJob Responsibilities:Monitor compliance with the Act, regulations, guidelines, and internal policies.Stay up to date with and understand the Act, policies, regulation and Identify new laws, regulations, or regulatory developments that might impact the company.Monitor non-compliance and escalate any unaddressed issues.Assist in creating a repository of all Acts, rules, and regulations applicable to the company.Be capable of conducting regulatory testing.Carry out other duties/projects as assigned or delegated by the manager.Qualifications:Education: CS Intern/CS qualified (with one year of experience)/CA intermediate(with experience in regulatory compliance and compliance testing related to NBFC and debt-listed companies)Work Experience : 0 to 2yearsOther Requirements:Self starterGood interpretation skills of various lawsFocused on closureVery Good in Excel, PPT & Data AnalysisGood CommunicationSkills & CompetenciesSkillsTechnical SkillsCompanies Act, SEBI LODR and RBI Master Directions for NBFCs (preferable)Competencies :Good moral characterAttentive listeningPositive Attitude



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