Senior Associate

4 weeks ago


Uncha Samana, India NAB Full time

o Perform and complete Enhanced Customer Due Diligence reviews of customers of NAB adhering to the policies & procedures, regulationsand the required quality standards.oProactively manage risk, meeting all policy and compliance requirements; perform controls; adhere to process and procedures pertinent to role; and escalate events, issues or breaches as they are identified (risk accountability forms part of all roles, as everyone is responsible for managing risk and compliance).oEmployees are responsible for work which is performed within established routines, methods and proceduresoThis role has shared responsibility for Financial Crime compliance across the bank.oSupporting the management and coordination oPerform KYC analysis for new & existing Customers to ensure that NAB meets all appropriate policies and regulatory obligations.oUndertake daily tasks in adherence to policy, procedure and regulatory requirements.oEscalate issues to Leaders to ensure appropriate course of action is taken.oKeep updated with policy and procedure changesoMaintain integrity of information contained in support systemsoLiaise with key stakeholders (e.G. transaction monitoring, sanctions, Relationship Managers) on customer due diligence requirements when requiredoUndertake all mandatory training requirementsoMeet NAB's policies and standards including integrity requirements.Experienceo2+ years of experience of working in Customer Due Diligence / Enhanced Due Diligence ( CDD / ECDD ) or KYC Operations in financial institutions .o Overall 4+ years of experience working in Banking operations in similar capacities.



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