Compliance Training and Reporting Analyst

1 day ago


Gurugram, India S&P Global Market Intelligence Full time

About the Role:

The Role: You will be a junior member of the Compliance team who, along with another colleague, will be responsible for the administration of OSTTRA's employee compliance records. As a large firm with regulatory obligations internationally this is a key role to ensure that staff at OSTTRA are fully aware of their responsibilities, and that the company can evidence that its staff are compliant.

We are rolling out a new compliance and training platform, and need a reliable, conscientious and detail orientated individual to ensure that all training, reporting and attestations are completed.

Whats in it for you:

  • Grounding in the core Corporate Compliance responsibilities that most firms are subject to.
  • Exposure to the broader Compliance function.
  • Experience in a global financial institution

Responsibilities

  • Assisting with the set up of the new compliance and training platforms
  • Rolling out training and attestations as required
  • Monitoring for completion of set tasks and chasing when incomplete
  • Reviewing notifications (conflicts, and gifts and entertainment)
  • Producing management information
  • Maintaining and reviewing staff eligibility for training
  • Ad-hoc compliance monitoring tasks using the training or compliance platform, as needed.

Experience / Qualifications

  • Excellent spoken and written English
  • Attention to detail
  • Good communication skills
  • Ability to organise and manipulate large amounts of data
  • Previous experience in a similar role useful but not essential
  • Proficiency in google suite apps such as google sheets and gmail beneficial
  • The ability to challenge processes and propose improvements where possible.
  • Willingness to learn and improve.


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