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Compliance Officer
2 weeks ago
Draft and revise company policies in line with all the compliances that will uphold all regulations and laws that bind the CRA Collaborate with auditors (both internal and external) and all departments of the organization to ensure strict compliance. Educate and train the staff on regulatory guidelines, internal process guidelines, and industry practices as well as address their concerns/questions relating to these. Coordinate with legal consultant/s for the Company’s legal matters to address them appropriately and provide relevant and necessary information. Participate in structuring terms and reviewing legal documents for derivative transactions, letters of credit, and liquidity facilities. Competency / Skills Should have a Valid Certificate for having passed the " NISM-SERIES-III-A-SECURITIES INTERMEDIARIES COMPLIANCE (NON-FUND) CERTIFICATION EXAMINATION" conducted by the
NISM (National Institute of Security Markets) Proven experience as a Compliance Officer, preferably in a credit rating agency. Well-versed in regulatory requirements and laws concerning credit rating agencies to ensure the company's compliance meets those requirements and laws. Experience in operational / enterprise risk management Excellent Excel reporting and analysis skills Knowledge of legal requirements and controls (e.g. Anti-Money Laundering, or AML) Familiarity with industry practices of a CRA and professional standards Excellent communication skills Integrity and professional ethics Team player Attention to detail Education: Must have a Bachelor's degree in Law and must be a Qualified Company Secretary . A Master's degree is preferred. NISM Certification with current validity is a must. Additional certifications in the legal or compliance domain will be an advantage. Work Experience: An overall experience of 12 to 15 years in this domain with a minimum of 7 to 8 years of direct experience in the above role Interested candidates may send their updated resumes to with the subject line "Compliance Officer:
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Compliance Officer
2 weeks ago
Bengaluru, India Brickwork Ratings Full timeBrickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliancesRole SummaryAs a Compliance Officer, you will be responsible for ensuring that all organizational operations and business processes of the credit rating agency...
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Compliance Officer
3 weeks ago
Bengaluru, India Brickwork Ratings Full timeBrickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliancesRole SummaryAs a Compliance Officer, you will be responsible for ensuring that all organizational operations and business processes of the credit rating agency...
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Compliance Officer
3 days ago
Bengaluru, Karnataka, India Apex Group Full timeCompliance OfficerLocation: Bangalore, IndiaDate Posted: Jun 14, 2023DescriptionCompliance Officer**Role Location: India- Department: Compliance- Employment Type: PermanentThe Role & Key Responsibilities:Job Responsibilities**: The role will be based in India with primary support to Singapore and wider Asia Pacific countries including Australia, China, Hong...
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Compliance Officer
3 weeks ago
Bengaluru, India Brickwork Ratings Full timeBrickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliancesRole SummaryAs a Compliance Officer, you will be responsible for ensuring that all organizational operations and business processes of the credit rating agency...
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Compliance Officer
2 weeks ago
Bengaluru, India Brickwork Ratings Full timeBrickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliancesRole SummaryAs a Compliance Officer, you will be responsible for ensuring that all organizational operations and business processes of the credit rating agency...
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Compliance Officer
3 weeks ago
Bengaluru, India Brickwork Ratings Full timeBrickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliancesRole SummaryAs a Compliance Officer, you will be responsible for ensuring that all organizational operations and business processes of the credit rating agency...
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Compliance Officer
2 weeks ago
Bengaluru, India Brickwork Ratings Full timeBrickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliances Role Summary As a Compliance Officer, you will be responsible for ensuring that all organizational operations and business processes of the credit rating...
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Compliance Officer
2 weeks ago
Bengaluru, India Brickwork Ratings Full timeBrickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliancesRole SummaryAs a Compliance Officer, you will be responsible for ensuring that all organizational operations and business processes of the credit rating agency...
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Compliance Officer
1 week ago
Bengaluru, India LRI Invest S.A. Full time**Compliance** Officer** Role Location: India Department: Compliance Employment Type: Permanent The Role & Key Responsibilities: **Job **Responsibilities**: - The role will be based in India with primary support to Singapore and wider Asia Pacific countries including Australia, China, Hong Kong, India, Japan & New Zealand as appropriate. General scope of...
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Compliance Officer
1 week ago
Bengaluru, India Humaniquee Full timeWe are seeking an experienced Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring that GeekyAnts operates in accordance with all applicable laws, regulations, and internal policies, including Corporate Law and Labour Law. This role will involve working closely with various departments to identify potential compliance...
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Compliance Officer
3 days ago
Bengaluru, Karnataka, India LRI Invest Full timeCompliance OfficerRole Location: India Department: ComplianceEmployment Type: PermanentThe Role & Key Responsibilities:Job Responsibilities: The role will be based in India with primary support to Singapore and wider Asia Pacific countries including Australia, China, Hong Kong, India, Japan & New Zealand as appropriate. General scope of work as expected from...
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Compliance Officer
2 weeks ago
Bengaluru, India Reupgrades Full timeWe are looking for a Compliance Officer with VEU (Victorian Energy Upgrades) experience, preferably someone who has worked with Australian campaigns related to VEU before. **Job Title**: Compliance Officer **Location**:No 168, 2nd Flr, Sri Sapthagiri Complex, 2nd Main Rd, NGEF Layout, Kasturi Nagar, Bengaluru, Karnataka 560043 **Job Type**:...
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Compliance Officer
2 weeks ago
Bengaluru, India Elios Recruitment India Pvt.Ltd. Full timeWe are in search of a Compliance Officer to join our growing, friendly team. Elios Recruitment India Pvt. Ltd. is a leading global healthcare recruitment agency specializing in the recruitment of all healthcare professionals. LOCATION: The position is based in Bangalore, India SALARY: Competitive salary based on experience Duties & Responsibilities -...
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Compliance Officer
4 days ago
Bengaluru, Karnataka, India LRI Invest Full timeDescription Compliance Officer Role Location: India - Department: Compliance Employment Type: Permanent The Role & Key Responsibilities: Job Responsibilities: - The role will be based in India with primary support to Singapore and wider Asia Pacific countries including Australia, China, Hong Kong, India, Japan & New Zealand as appropriate. General scope...
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Risk and Compliance Officer
3 weeks ago
Bengaluru, India Primeindus Fintech Solutions||Indusspay Full time**Job title**: Risk and Compliance Officer **Work type**: Work from Office **Location**: Jayanagar 9th Block, Bangalore **About Indusspay**: **Indusspay** is a B2B Fintech company, which means we only develop tech for financial institutions. We’re a fast-growing startup based in Bangalore. Leveraging on our cutting-edge technology, we offer an extensive...
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Risk and Compliance Officer
5 days ago
Bengaluru, India Primeindus Fintech Solutions||Indusspay Full time**Job title**: Risk and Compliance Officer **Work type**: Work from Office **Location**: Jayanagar 9th Block, Bangalore **Indusspay is a B2B Fintech company,** we provide seamless payment infrastructure to small-big businesses all over the nation. We’re a fast-growing startup based in **Bangalore.** We are a leading provider of innovative payment...
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Compliance Officer
5 days ago
Bengaluru, Karnataka, India Aavana Corporate Solution Pvt Ltd Full timeBachelor's degree in Business Administration, Law, Finance, or related field. Advanced degree or professional certification in Compliance is preferred. - Minimum of 1 years of experience in compliance management, preferably into License & Permit will advantage. - Strong understanding of regulatory requirements, including but not limited to Trade License,...
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Assistant Compliance Officer
1 week ago
Bengaluru, India Humaniquee Full timeWe are seeking an experienced Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring that GeekyAnts operates in accordance with all applicable laws, regulations, and internal policies, including Corporate Law and Labour Law. This role will involve working closely with various departments to identify potential compliance...
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Compliance Officer
3 weeks ago
Jayanagar, Bengaluru, Karnataka, India Excelfore Corporation Full timeWHO WE ARE Excelfore provides the end-to-end data connectivity platform for the digital lifecycle management of edge devices in heterogeneous environments. Excelfore has enabled automotive OEMs to build the next generation of connected and autonomous cars. Excelfore’s innovative solutions include the eSync OTA, eDatX data aggregation, eLearn analytics...
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Assistant Compliance Officer
1 week ago
Bengaluru, India Humaniquee Full timeWe are seeking an experienced Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring that GeekyAnts operates in accordance with all applicable laws, regulations, and internal policies, including Corporate Law and Labour Law. This role will involve working closely with various departments to identify potential compliance...