Compliance Manager

1 month ago


jaipur, India SK Finance Ltd Full time
  • Responsible for review of product, policies and processes.
  • Responsible of submission of application with regulatory and statutory bodies
  • Ensure seamless submission of data/ information for the Board Meetings & committee meeting.
  • Responsible for formalisation, updation and review of compliance certificates as received from respective departments.
  • Responsible for handling department queries on regulatory matters and providing resolution thereof.
  • Responsible for ensuring compliance with KYC/ AML guidelines as prescribed by the regulator
  • Conducting ML/ TF Risk Assessments and Compliance Risk Assessments
  • Conducting Compliance review and ensuring sustenance of Compliance

  • Compliance Manager

    2 weeks ago


    Jaipur, India SK Finance Ltd Full time

    Responsible for review of product, policies and processes. Responsible of submission of application with regulatory and statutory bodies Ensure seamless submission of data/ information for the Board Meetings & committee meeting. Responsible for formalisation, updation and review of compliance certificates as received from respective departments. Responsible...

  • Compliance Manager

    1 month ago


    jaipur, India SK Finance Ltd Full time

    Responsible for review of product, policies and processes.Responsible of submission of application with regulatory and statutory bodiesEnsure seamless submission of data/ information for the Board Meetings & committee meeting.Responsible for formalisation, updation and review of compliance certificates as received from respective departments.Responsible for...

  • Compliance Manager

    1 month ago


    Jaipur, India SK Finance Ltd Full time

    Responsible for review of product, policies and processes.Responsible of submission of application with regulatory and statutory bodiesEnsure seamless submission of data/ information for the Board Meetings & committee meeting.Responsible for formalisation, updation and review of compliance certificates as received from respective departments.Responsible for...

  • Compliance Manager

    1 month ago


    Jaipur, India SK Finance Ltd Full time

    Responsible for review of product, policies and processes.Responsible of submission of application with regulatory and statutory bodiesEnsure seamless submission of data/ information for the Board Meetings & committee meeting.Responsible for formalisation, updation and review of compliance certificates as received from respective departments.Responsible for...


  • jaipur, India SK Finance Ltd Full time

    To identify of regulatory/ statutory requirements pertaining to IT and IS.To formalize actionable and ensure implementation of the requirements as prescribedTo review of policies/ processes for ensuring adherence to regulatory requirement and minimizing the compliance riskTo conduct ongoing review and monitoring of IT & IS department to ensure adherence to...


  • Jaipur, India SK Finance Ltd Full time

    To identify of regulatory/ statutory requirements pertaining to IT and IS.To formalize actionable and ensure implementation of the requirements as prescribedTo review of policies/ processes for ensuring adherence to regulatory requirement and minimizing the compliance riskTo conduct ongoing review and monitoring of IT & IS department to ensure adherence to...


  • Jaipur, India SK Finance Ltd Full time

    To identify of regulatory/ statutory requirements pertaining to IT and IS.To formalize actionable and ensure implementation of the requirements as prescribedTo review of policies/ processes for ensuring adherence to regulatory requirement and minimizing the compliance riskTo conduct ongoing review and monitoring of IT & IS department to ensure adherence to...


  • jaipur, India SK Finance Ltd Full time

    To identify of regulatory/ statutory requirements pertaining to IT and IS. To formalize actionable and ensure implementation of the requirements as prescribed To review of policies/ processes for ensuring adherence to regulatory requirement and minimizing the compliance risk To conduct ongoing review and monitoring of IT & IS department to ensure adherence...

  • SK Finance

    3 weeks ago


    Jaipur, India SK Finance Limited Full time

    Job Description:As a Compliance Manager, you'll play a vital role in ensuring that our organization operates within the highest standards of regulatory compliance. Here's a detailed overview of your responsibilities:- Assist in developing and implementing compliance model: You'll collaborate with senior management to design and implement a...

  • Compliance Manager

    2 weeks ago


    Jaipur, India SK Finance Ltd Full time

    - Responsible for review of product, policies and processes.- Responsible of submission of application with regulatory and statutory bodies- Ensure seamless submission of data/ information for the Board Meetings & committee meeting.- Responsible for formalisation, updation and review of compliance certificates as received from respective departments.-...


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    Assist in developing and implementing compliance model required to operate within acceptable standards Owning & managing the compliance requirements and ensuring adherence to the requirements Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies Review business policies to ensure they are aligned as per...


  • jaipur, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standardsOwning & managing the compliance requirements and ensuring adherence to the requirementsLiaison with stakeholder/senior management to ensure proper implementation of established compliance policiesReview business policies to ensure they are aligned as per...


  • Jaipur, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standards Owning & managing the compliance requirements and ensuring adherence to the requirements Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies Review business policies to ensure they are aligned as per...


  • Jaipur, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standards Owning & managing the compliance requirements and ensuring adherence to the requirements Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies Review business policies to ensure they are aligned as per...


  • jaipur, India SK Finance Ltd Full time

    Assist in developing and implementing compliance model required to operate within acceptable standards Owning & managing the compliance requirements and ensuring adherence to the requirements Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies Review business policies to ensure they are aligned as...

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    Handle and Review Stock broker, Depository participants Company act compliance on regular basis Good with Payin and Payout Filing annual return Drafting of replies for stock exchanges Redressal of Investor Grievances Handle matters related to Arbitration Handle routine secretarial work Other Details Keywords : . Industry :...


  • Jaipur, India SK Finance Ltd Full time

    - Assist in developing and implementing compliance model required to operate within acceptable standards- Owning & managing the compliance requirements and ensuring adherence to the requirements- Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies- Review business policies to ensure they are aligned...


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