C&ORC Business Control Assurance Senior SOX Specialist
2 weeks ago
Do you have a knack for SOX audit? Are you at your best when supporting others? We're looking for someone like that to:
- analyze and understand key operational, and financial reporting controls within the assigned areas and scope for SOX reviews
- perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
- support stakeholders in understanding reported control deficiencies and related risks
- escalate any potential testing issues / exceptions to appropriate teams
- maintain the testing documentation and logs, ensuring they are kept up-to-date and detailed
- perform quality assurance reviews of the work of more junior staff
- contribute to improvement and development of the Testing Approach
- actively manage the work within the team to meet agreed deadlines, oversee the teams assignments throughpletion
- act as a subject matter expert and a role model to more junior staff,
- share and maintain operational, financial andpliance knowledge
Your team
Your team
You'll be working inpliance & Operational Risk Control (C&ORC) Business Control Assurance team in Mumbai & Pune, India. C&ORC Business Control Assurance is part of the Grouppliance & Regulatoryernance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controls
Your expertise
You have
- 5+ years of experience in operational controls, financial reporting controls or internal control areas (preferably within the financial services industry or professional services firms)
- University degree or equivalent qualification (preferably Accounting, Finance or similar)
- suitable professional qualification such as CIA, ACA, ACCA preferable although not necessarily a prerequisite for this role
- excellentmunication skills, both oral and written; fluent in English
You are
- strong at organizational skills especially in planning and record keeping
- strong at analytical, problem-solving and synthesizing skills (you know how to figure stuff out)
- good at people skills and the ability to work in a diverse team and build relationships with people who you are reviewing/testing
- good at enabling effective interaction with key stakeholders through tenacity and diplomacy
-having excellent closure skills
- result-oriented and assertive (you don't shy away from challenging situations)
- known for hitting deadlines
About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from ourpetitors..
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact? Job ID 295220BR
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mumbai, India UBS Full timeYour role Do you have a knack for SOX audit? Are you at your best when supporting others? We're looking for someone like that to:- analyze and understand key operational, and financial reporting controls within the assigned areas and scope for SOX reviews- perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal...
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