Lead KYC Retail Liabilities Digital Advisory Credit TPD Treasury Advisory

2 days ago

Mumbai, India YES BANK Full time

SECTION II: ROLE SUMMARY
Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder.

SECTION III: KEY RESPONSIBILITIES/ ACCOUNTABILITIES
Strategic/ Managerial Responsibilities
Guiding Business Units on Regulatory Compliance for transactions handled by the Bank covering Credit regulations.

Core Responsibilities

  • Guidance & Advisory
  • Provides guidance and support to business teams on their queries pertaining to Credit (Wholesale and Retail) regulations/guidelines issued by RBI
  • Liaising with RBI for seeking clarification
  • Product & Process Note Review
  • Review of Product and Process note to ensure that product/ process notes are compliant from regulatory perspective.
  • Representing Compliance unit in PPAC Committee Discussion
  • Ensures that compliance comments are communicated and discussed with the product owner post internal discussions.
  • Circular Tracker Implementation
  • Ensure that regulatory guidelines are disseminated within prescribed timelines
  • Identification, review of action point and dissemination to stakeholders
  • Follow up with stakeholder to ensure that regulatory guidelines are implemented by the relevant unit(s).
  • Testing of compliance submitted by stakeholder before closure of circular action points
  • Training
  • Provide periodic training on RBI guidelines pertaining to Credit Portfolio
  • Devise online training module , periodic updation etc
  • Audit Committee / Board Submission
  • Ensure preparation and submission of quarterly compliance agenda notes to CS team
  • Preparation of Monthly Report on Compliance Activities

People Management Or Self-Management Responsibilities

  • Need to interaction with Business Unit / Product Team / Operation Unit
  • Need to interact with the middle/senior management of Business Unit/ Product Team/ Operation Unit

Risk And Internal Control Responsibilities
SECTION IV: KEY INTERACTIONS
Key Internal Interactions
Purpose of Interaction
Business Unit / Product Team and Central Compliance Team

  • For Guidance and support to Business Teams / Product Team / Operation team on their queries pertaining to Credit regulations/guidelines issued by RBI.

Key External Interactions
Purpose of Interaction

  • Interaction with RBI for seeking clarification / guidance

SECTION V: KNOWLEDGE & EXPERIENCE
KNOWLEDGE
Minimum Qualifications

  • CA/CS/CMA/LLB

Professional Certifications

  • CA/CS/CMA/LLB

Language Skills

  • English

Experience
Years of Experience

  • 12-15 Years

Nature of
Experience

  • Preferably have worked in Credit (Wholesale/ Retail) advisory in a Bank (Compliance department or Business Compliance)

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