Internal Audit-Bengaluru-Vice President-Technology Audit

1 month ago


bangalore, India Goldman Sachs Full time

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

TEAM OVERVIEW

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional scepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment. Expertise in financial crime controls, in particular those related to transaction banking and consumer AML compliance.

Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
THE ROLE AND RESPONSIBILITIES

As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control measures. 
In doing so, Internal Audit perform the following duties:

Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving risk Raise awareness of control risk Assesses the firm's control culture and conduct risks Monitors management's implementation of control measures

Additional responsibilities include:

As a Global Markets Technology auditor, you will be involved in auditing various technology applications/systems and automated processes used within the firm to support front office activities with a specific focus on electronic trading. As a Vice President in the team you will be responsible for:

Performing regular risk assessments for the area of coverage Regularly meeting the business/engineering stakeholders and building strong relationships with management Continuously monitoring business and technology developments  Monitoring regulatory requirements and developments, as well as industry standards Performing and leading audit work, including defining the scope of risks and controls, assessment of controls design and effectiveness, reviewing audit work and reporting findings to internal and external management Validating the closure of management action points Managing, coaching and developing the team

SKILLS AND RELEVANT EXPERIENCE

7+ years’ work experience, and a degree in Computer Science, Engineering, Finance, or equivalent discipline. Experience in electronic trading or market making, either from business/quantitative or control function perspective Solid knowledge of electronic trading risks and regulations, and control implementation requirements Understanding of different types of algorithms and strategies (investment, execution, Understanding of low-latency infrastructure design and components Knowledge of financial products, services, markets, roles and strategies of different participants Understanding of general technology risks and controls (InfoSec, SDLC, Resilience, Ability to review code (Java, Python, Data analysis skills over large datasets (Python experience is desirable) Written and verbal communication skills a must; strong interpersonal skills essential. Job requires frequent interaction with technology and business management.  Must be able to multitask while managing both time and workload.  Must be highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly. 

  • bangalore, India State Street Corporation Full time

    Business / Operational Audit - Vice President Who we are looking for We are looking for a Vice President in State Street's Corporate Audit Team to provide leadership in executing Audit's assurance coverage. Corporate Audit's assessments include internal controls over financial and regulatory reporting;pliance with laws and regulations; andpliance with...


  • bangalore, India Goldman Sachs Full time

    In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for...


  • Bangalore, India State Street Full time

    Who we are looking forWe are looking for a Vice President in State Street’s Corporate Audit Team to provide leadership in executing Audit’s assurance coverage. Corporate Audit’s assessments include internal controls over financial and regulatory reporting; compliance with laws and regulations; and compliance with significant corporate...


  • Bangalore, India State Street Full time

    Who we are looking forWe are looking for a Vice President in State Street’s Corporate Audit Team to provide leadership in executing Audit’s assurance coverage. Corporate Audit’s assessments include internal controls over financial and regulatory reporting; compliance with laws and regulations; and compliance with significant corporate...


  • bangalore, India Goldman Sachs Full time

    What We Do As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management’s control...


  • bangalore, India Goldman Sachs Full time

    Job Description  The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. The firm is headquartered in New York and...


  • bangalore, India State Street Full time

    Who we are looking for We are looking for a Fraud & Financial Crimes and Compliance Audit Assistant Vice President to lead audit engagements focused on coverage of fraud and financial crimes and compliance topics as well as audits covering additional corporate functions such as global human resources, global security and legal. The Fraud & Financial...

  • Corporate Audit

    3 weeks ago


    bangalore, India State Street Full time

    Who we are looking for As a direct report to the Head of Corporate Audit (CA) Practices, the India Methodology Lead is responsible for driving the CA methodology and related processes to support a leading practices internal audit function for a Global Systemically Important Bank in compliance with professional standards and regulatory requirements....

  • Corporate Audit

    1 week ago


    Bangalore, India State Street Full time

    Who we are looking forAs a direct report to the Head of Corporate Audit (CA) Practices, the India Methodology Lead is responsible for driving the CA methodology and related processes to support a leading practices internal audit function for a Global Systemically Important Bank in compliance with professional standards and regulatory requirements. This...

  • Corporate Audit

    2 weeks ago


    Bangalore, India State Street Full time

    Who we are looking forAs a direct report to the Head of Corporate Audit (CA) Practices, the India Methodology Lead is responsible for driving the CA methodology and related processes to support a leading practices internal audit function for a Global Systemically Important Bank in compliance with professional standards and regulatory requirements. This...

  • Corporate Audit

    1 week ago


    Bangalore City, India State Street Full time

    Who we are looking forAs a direct report to the Head of Corporate Audit (CA) Practices, the India Methodology Lead is responsible for driving the CA methodology and related processes to support a leading practices internal audit function for a Global Systemically Important Bank in compliance with professional standards and regulatory requirements. This role...

  • Corporate Audit

    2 weeks ago


    Bangalore City, India State Street Full time

    Who we are looking forAs a direct report to the Head of Corporate Audit (CA) Practices, the India Methodology Lead is responsible for driving the CA methodology and related processes to support a leading practices internal audit function for a Global Systemically Important Bank in compliance with professional standards and regulatory requirements. This role...


  • bangalore, India Australia and New Zealand Banking Group Limited (ANZ) Full time

    Associate Vice President - Governance Associate Vice President - Governance Req ID: Department: Initiatives and Delivery Cluster Division: Australia Retail Location: Bengaluru About Us At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our...

  • Internal Audit

    2 months ago


    bangalore, India Goldman Sachs Full time

    What We Do As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management’s control...


  • bangalore, India Goldman Sachs Full time

    Internal Audit, Corporate Capital Planning, Associate The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in...


  • bangalore, India Australia and New Zealand Banking Group Limited (ANZ) Full time

    Associate Vice President - Governance Associate Vice President - Governance Req ID: Department: Initiatives and Delivery Cluster Division: Australia Retail Location: Bengaluru About Us At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our...


  • bangalore, India Goldman Sachs Full time

    What We Do As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management, capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management’s control...


  • bangalore, India Goldman Sachs Full time

    What We Do As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management’s control...


  • bangalore, India Goldman Sachs Full time

    What We Do  As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management’s control...


  • Bengaluru/ Bangalore, India Quest Junction Full time

    Apply for Vice President Banking, Quest Junction in Bengaluru/ Bangalore ,Hyderabad/ Secunderabad ,Kanpur ,Lucknow for 10 - 15 Year of Experience on TimesJobs.com.