Current jobs related to Regulatory Control Analyst, Associate - bangalore - F335 Deutsche India Private Limited, Bangalore Branch
-
Regulatory Control Senior Advisor
4 months ago
bangalore, India F335 Deutsche India Private Limited, Bangalore Branch Full timeDescription The Employee Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control...
-
Regulatory Control Senior Advisor
1 week ago
bangalore, India F335 Deutsche India Private Limited, Bangalore Branch Full timeDescription The Employee Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control...
-
Regulatory Reporting Assurance
1 week ago
bangalore, India State Street Full timeJob Description The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller’s Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and...
-
Regulatory Reporting Assurance
1 week ago
bangalore, India State Street Full timeThe Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller’s Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and Review (CCAR), and areas...
-
Regulatory Reporting Assurance
3 months ago
bangalore, India State Street Full timeJob Description The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller’s Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and...
-
Regulatory Reporting Assurance
3 months ago
Bangalore, India State Street Full timeJob DescriptionThe Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controllerâs Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and Review...
-
Regulatory Reporting Assurance
4 months ago
Bangalore, India State Street Full timeThe Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controllerâs Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and Review (CCAR), and...
-
Tech Risk and Controls Associate
3 months ago
bangalore, India JPMorgan Chase & Co. Full timeJoin our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm's robust risk strategy. As a Tech Risk & Controls Senior Associate in Cybersecurity & Tech Controls team, you will contribute to the successful management of technology-aligned aspects of Governance, Risk, and Compliance in line...
-
Tech Risk and Controls Associate
1 week ago
bangalore, India JPMorgan Chase & Co. Full timeJoin our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm's robust risk strategy. As a Tech Risk & Controls Senior Associate in Cybersecurity & Tech Controls team, you will contribute to the successful management of technology-aligned aspects of Governance, Risk, and Compliance in line...
-
Regulatory Reporting Assurance
3 months ago
bangalore, India State Street Corporation Full timeResponsibilities : Execute a framework to test if the internal systems supportingpliance with regulatory requirements and expectations are properly designed, documented and implemented and include appropriateernance and data quality controls Review and provide feedback on deliverables Perform risk assessments to identify areas requiring...
-
bangalore, India State Street Corporation Full timeResponsibilities : Execute a framework to test if the internal systems supportingpliance with regulatory requirements and expectations are properly designed, documented and implemented and include appropriateernance and data quality controls Review and provide feedback on deliverables Perform risk assessments to identify areas requiring...
-
Regulatory Reporting Assurance
1 week ago
bangalore, India State Street Corporation Full timeResponsibilities : Execute a framework to test if the internal systems supportingpliance with regulatory requirements and expectations are properly designed, documented and implemented and include appropriateernance and data quality controls Review and provide feedback on deliverables Perform risk assessments to identify areas requiring...
-
bangalore, India State Street Corporation Full timeResponsibilities : Execute a framework to test if the internal systems supportingpliance with regulatory requirements and expectations are properly designed, documented and implemented and include appropriateernance and data quality controls Review and provide feedback on deliverables Perform risk assessments to identify areas requiring detailed...
-
Regulatory Reporting Assurance
1 week ago
Bangalore, India State Street Full timeThe Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controllerâs Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Liquidity Reporting, Basel, Comprehensive Capital Analysis and...
-
Regulatory Reporting Assurance
4 weeks ago
Bangalore City, India State Street Full timeJob DescriptionThe Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller’s Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and Review...
-
Regulatory Reporting Assurance
1 month ago
Bangalore, India State Street Full timeAssistant Vice PresidentThe Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controllerâs Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and...
-
Controllers- - CAPA - Associate - Bengaluru
2 weeks ago
bangalore, India Goldman Sachs Full timeCONTROLLERS Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance with the...
-
Controllers- - CAPA - Associate - Bengaluru
1 week ago
bangalore, India Goldman Sachs Full timeCONTROLLERS Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance with the...
-
Assistant Manager, Regulatory Reporting Assurance
3 months ago
Bangalore City, India State Street Full timeThe Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller’s Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Liquidity Reporting, Basel, Comprehensive Capital Analysis and...
-
Associate Manager –CMC Regulatory
1 week ago
bangalore, India Elanco Full timeAt Elanco (NYSE: ELAN) – it all starts with animals!As a global leader in animal health, we are dedicated to innovation and delivering products and services to prevent and treat disease in farm animals and pets. We’re driven by our vision of ‘Food and Companionship Enriching Life’ and our approach to sustainability – the Elanco Healthy Purpose –...
Regulatory Control Analyst, Associate
3 months ago
Description
Overview:
In today’s highly regulated Financial Services sector, it is critical that Deutsche Bank adheres to these rules and regulations for all its entities throughout the globe. A significant number of these new regulations require Deutsche Bank to obtain specific documentation directly from its clients in order to ensure compliance.
This can be a significant challenge for the bank due to the differing local regulations governing our entities and the multiple products that clients may trade across multiple jurisdictions and countries. This can also be a significant challenge to our clients given the number of requests for data.
The Client Outreach team was created in Q2 2016 to build a central outreach capability within Client Data Services with shared goals of creating best practice, process efficiency and achieve improved compliance and timely remediation. The remit of the team is to service cross divisional outreach requirements arising from Regulatory and Tax drivers. The team is global in nature with a footprint in London, Birmingham, Jacksonville & Bangalore and is responsible for the coordination, project management, query handling and communication to clients as part of regulatory programs across the bank
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and aboveYour key responsibilities
To contribute to projects within the department and be responsible for the in-scope population assigned whilst developing an understanding of the process and regulatory requirements. At times might be requested to take the lead on a project. Create weekly MI on project status and be able to deliver clear, concise and accurate daily updates to local and functional Stakeholders. Highlight inefficient processes, look for and implement improvements within local team. Effective and professional communication skills essential to work with internal and external counterparties. Able to identify and escalate issues to Project Leaders. Experience with data analysis, pivot tables, vlookups is beneficial.Your skills and experience
Ability to work with multiple data sets across platforms to correlate in-scope / out of scope populations for different regulations Ability to learn and understand various regulatory requirements to provide effective client support Understanding of Client On-Boarding process and systems Ownership and tracking of items to resolution Ability to deal with Senior Personnel across business lines and product lines Delivery against set timelines and objectives Understanding of and ability to deliver concise and clear M.I Effective Multi-tasker with a proven track record of dealing with multiple processes simultaneously Able to co-ordinate across teams and individuals to ensure smooth client experienceCompetency Skills:
Strong organizational skills Flexible and adaptable to change given the nature of the role and potential priority changes Proven ability to cope with conflict and critical deadlines Effective problem solving and mediation skills Excellent communication skills – both written and verbal Very proficient with MSOffice – especially intermediate and above Excel skills Understanding of Sales & trading environment would be beneficialLanguages:
Fluent English essential. Any other language skills are beneficialHow we’ll support you
Training and development to help you excel in your career Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs