
Company Secretary
4 weeks ago
Role : Company Secretary & Compliance Officer
Location : BKC, Mumbai
Experience : 4 to 10 Years
Qualification : CS
Job Description :
We are looking for a qualified Company Secretary (ACS) with 410 years of experience,
preferably in the Alternative Investment Funds (AIF) and Portfolio Management Services
(PMS) domain.
Key Responsibilities:
• Ensure compliance with the Companies Act, SEBI (AIF, PMS) Regulations, and other
applicable laws.
• Conduct and manage Board, Committee, and General Meetings; maintain statutory
registers and records.
• Draft notices, agendas, resolutions, and minutes; maintain statutory registers and
records.
• Handle SEBI filings, PPM reviews, investor onboarding, and scheme-related
approvals.
• Provide guidance on matters of corporate governance, Board processes, and
regulatory changes.
• Liaise with SEBI, MCA, ROC, custodians, trustees, auditors and other regulatory
bodies.
• Maintain compliance calendar and support audits, inspections, and due diligence.
• Manage compliance filings such as periodic reports, valuation disclosures, scheme
launch/change approvals, and investor communication.
• Serve as the key point of contact between the company and shareholders, investors,
regulators, legal counsel, and internal stakeholders.
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