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Manager/ Sr. Manager-Secretarial

2 months ago

Mumbai, India Talent Corner HR Services Pvt Ltd Full time
Manager/ Sr. Manager-Secretarial & Compliance
We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a Manager-Secretarial & Compliance with 5 years of experience in the Mutual Fund Industry.
Key Responsibilities:
● To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations;
● To review and update on regularly basis Compliance Manual and other policies;
● To conduct compliance awareness sessions on Insider Trading,etc;
● To ensure Compliance provision of RBI Act, Foreign Direct Investment norms; AMFI Circulars & notices
● To maintain and update of compliance tracker/ RBI Act and other applicable regulations;AMFI Regulations
● Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations.
● To Interpret the various Circulars of SEBI,AMFI,RBI and other regulators and decide on course forward for implementation of the same.
● Having knowledge of PMLA Regulations and Anti Money Laundering rules.
● To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors;
● To maintain cordial relations with the regulators;
● Preparation of Board Agenda, Committee Agenda, and Minutes of the Meetings,To prepare notices, director’s report, and minutes for the Board and General meetings;
● Preparation and periodic updation of Scheme Information Documents
● Review of Half yearly and annual scheme reports/portfolio
● Co-ordinating with various inter-departments on Regulatory Requirements
● Well versed with Clearing Marketing materials under Advertisment Code 2 | Page – Confidential
● Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA.
● Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance
Skills required:
● Well versed with SEBI (MF) Regulations
● Root cause analysis,
● Multitasking
● Experience of working in AMC
● Effective Interpersonal Communication
Qualification & Experience:
● B.Com, ACS, LLB.
● Any course in Anti Money laundering will be an added advantage.
● 5 Years of Work Experience in Mutual Fund Industry/AMC
Interested candidates can send resume on