GBHO Audit

Roles and Responsibilities

Independently conduct HO or NOC audits. Participate in audits of various Businesses with particular emphasis on Product / Operations / Control function audits. Core subject matter expertise in at-least two Product / Operations / Control function audits. Assist in Planning, designing and implementation of risk based audit plans to ensure safety and soundness of the Bank. Ensure completion of assigned audits and documentation of work papers on time. Track status of issues reported. Assist in keeping relevant processes benchmarked to Best Practices and peer banks. Assist in keeping Audit Procedure Manual and checklists current and updated. Devise audit checklists for use of internal/concurrent Auditors and test products along with processes / procedures to foresee pitfall and bottlenecks and ensure these are audited / resolved. Provide improvement/ suggestions to existing processes / systems to line management. Provide oversight to the Concurrent Audit process. Ensure submission of concurrent audit reports on time Ensure regular update of concurrent audit checklists Ensure appropriate review of concurrent audit issues Ensure follow-up & rectification of concurrent audit issues.

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