Risk and Compliance

3 weeks ago

pune, India TD Newton Full time

Job Title: Risk & Compliance Manager

Location: Pune

Department: Risk & Compliance

Job Summary:

The Risk & Compliance Sr. Analyst at Barclays is responsible for managing and overseeing risk management and compliance functions within the organization. This role ensures that the company operates in accordance with regulatory requirements and internal policies, mitigating risks and safeguarding the firm's reputation.

Key Responsibilities:

  • Risk Management:
  • Develop, implement, and maintain risk management frameworks and policies.
  • Identify, assess, and monitor risks across various business units.
  • Conduct risk assessments and scenario analyses to evaluate potential impacts on the organization.
  • Collaborate with business units to implement risk mitigation strategies.
  • Prepare risk reports and present findings to senior management and the board.
  • Compliance:
  • Ensure the company's operations comply with all applicable laws, regulations, and internal policies.
  • Develop and maintain compliance programs, including policies, procedures, and training.
  • Monitor and report on compliance activities, identifying areas for improvement.
  • Conduct internal audits and reviews to ensure adherence to compliance standards.
  • Liaise with regulatory bodies and manage regulatory filings and inquiries.
  • Stakeholder Engagement:
  • Work closely with senior management to align risk and compliance strategies with business objectives.
  • Provide guidance and training to employees on risk and compliance matters.
  • Serve as a key point of contact for external auditors and regulatory examiners.
  • Foster a culture of risk awareness and compliance across the organization.
  • Reporting & Documentation:
  • Prepare comprehensive risk and compliance reports for senior management and regulatory bodies.
  • Maintain accurate and up-to-date documentation of risk management and compliance activities.
  • Ensure timely reporting of any significant risk and compliance issues.

Qualifications:

  • Education:
  • Bachelor's degree in Finance, Business Administration, Law, or a related field. A Masters degree or professional certification (e.g., CPA, CFA, FRM, CRISC) is preferred.
  • Experience:
  • Minimum of 5-7 years of experience in risk management and compliance within the financial services industry.
  • Proven track record in managing risk and compliance functions in a managerial role.
  • Skills & Competencies:
  • In-depth knowledge of regulatory requirements and industry best practices.
  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal skills.
  • Ability to work collaboratively with cross-functional teams.
  • Strong leadership and management capabilities.
  • Proficiency in risk management software and compliance tools.

Benefits:

  • Competitive salary and performance-based incentives.
  • Comprehensive health and wellness benefits.
  • Retirement savings plans.
  • Opportunities for professional development and career advancement.
  • Flexible working arrangements.


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