Executive - Broking Operations
1 month ago
- In-depth understanding of KYC requirements as per SEBI, NSE & BSE regulations for the capital markets. Act as a subject matter expert for the KYC team.- Function both as an individual contributor and manager of the KYC team to ensure all the onboarding processes of the KYC are delivered per predefined SLA.- Lead the effort to Execute recertification of clients in adherence to the KYC Policy- Liaise with Compliance for KYC approval.- Keep accurate track record of all KYC requests, from receipt through onboarding.- Ensure adherence to all regulatory requirements from a KYC perspective.- Ensure timely action on client Empanelment requirements.- Identify, analyze, and explore proposed course of actions to line manager in relation to production, changes in KYC policy and system issues.- Drive “Right First Time” performance and provide feedback to support maintaining and improving standards.
Relevant Skills, Knowledge, and Experience:
- Excellent Communication skills written & verbal communication skills.- Proficient in Microsoft Word, Excel, and Outlook.- Well-developed interpersonal, problem-solving, and influencing skills- Exhibit a high willingness to collaborate with all levels of the organization.- Solution driven.
Experience:
- 2 to 5 years of experience
Qualification:
- Graduation, MBA
Reporting To:
- Head of Broking Operations
Location:
- Worli, Mumbai
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