Senior Manager

4 weeks ago

mumbai, India Khaitan & Co Full time
Job Description

Compliance Team Leader – Conflict Check, Prohibition of Insider Trading, Data Privacy, Contractual Risk
PQE: 15+ years
Reporting to: Chief Risk, Audit and Compliance Officer
Designation: Manager / Senior Manager
?Part of a function, which is responsible for:
oEvaluating, analysing, reporting and managing the Compliance matters of the Firm; and,
oMaintaining the focus on contributing to and driving the overall risk management strategy of the Firm
Key Responsibility Areas:
The incumbent will be expected to:
?Participate in and manage the day-to-day operational aspects of Compliance matters related to (a) Conflict Check; (b) SEBI Prohibition of Insider Trading; (c) Data Privacy; and, (d) Contractual Risk.
?Lead a team in the above Compliance areas, not only for the day-to-day operational aspects but also for long-term continuous improvement of the related Compliance frameworks.
?Build working relationships and engage closely with senior management from the Legal Practices as well as the Allied Professionals of the Firm.
?Conduct periodic internal reviews to ensure that Compliance procedures are followed.
?Conduct internal investigation and follow up of Compliance exceptions and issues. Adequately report and, if needed, escalate material Compliance exceptions and issues.
?Contribute to and drive overall risk management strategies for the Firm, based on assessment and evaluation of relevant risks.
?Develop, update, and disseminate written policies and procedures related to Compliance activities and overall risk management strategies.
?Adequately and effectively use the available software technology solutions in place at the Firm to adequately provide oversight and monitoring in all required Compliance areas, including suggest continual improvements to the solution, if any
?Maintain documentation of Compliance activities with a focus on prudence, parsimony, clarity and traceability.
?Keep a watch on the pulse of the Firm as well as the external environment to discuss and act on emerging Compliance issues.
?Provide employee training on Compliance related topics, policies, or procedures, as well as emerging topics and trends in Compliance.
?Participate in the development of related training content by collaborating with the Firm’s L&D function.
?As needed, aid internal or external auditors in Compliance reviews, including response to client or auditor queries on Compliance topics.
?Prepare and present impactful management reports regarding Compliance operations and projects or initiatives.
Competencies:
?Excellent analytical skills, with demonstratable and relevant experience in:
oDetailed knowledge of Microsoft Office 365 Cloud-based applications; and,
oBasic to moderate levels of data analytics to support Compliance day-to-day operations and projects
?Well-honed interpersonal skills
?Ability for multi-tasking and switching focus based on priority and demands of the organization,
?Attention to detail as well as the ability to appreciate the larger picture
?Excellent written and oral communication.
Education and prior experience:
•LLB (must) + C.S. (must) + MBA (preferable).
•Prior experience as a General Counsel for an organization will be valuable.
•Prior experience as a DPO for an organization will be valuable.
•Prior experience as a Compliance Officer (for SEBI PIT) for an organization will be advantageous.
•Prior experience in a professional services firm will be an added advantage.
•Prior experience in a corporate setup from the banking and financial services industry would be an added advantage.
•Any relevant Certifications obtained will be a plus.

  • Manager/Senior Manager

    2 weeks ago

    Mumbai, Maharashtra, India Inspira Realty Full time

    Manager / Senior Manager - Sales (Real Estate) Build and maintain a deep understanding of the real estate market, including industry trends, competitors and customer needs. Conduct market research to identify new business opportunities and potential clients. Oversee and manage a team of sales representatives, providing guidance, support and training to...

  • Associate Director/Senior Group Manager/Senior Manager

    2 weeks ago

    Mumbai, Maharashtra, India SNG Talent Solutions Private Limited Full time

    Business Development - Associate Director / Senior Group Manager / Senior Description:Join our Team! Associate Director: Lead the way in business development initiatives Senior Group Manager: Advance your career with us Senior Manager: Make an impact in our teamKey Responsibilities: Market rating products to corporate/banks at senior level, highlighting the...

  • Senior Manager

    6 days ago

    Mumbai, Maharashtra, India Upstox Full time

    Apply for Upstox Senior Manager Research & Insights, Career Progress Consultants in Mumbai for 1 - 2 Year of Experience on

  • Senior Manager

    4 weeks ago

    Mumbai, Maharashtra, India Alvarez and Marsal Full time

    Description Global Transaction Advisory Group (TAG) TAG is an established leader in providing global leadership and advisory services to a variety of diverse industries. TAG professionals specialize largely in providing financial and accounting buy-side and sell-side due diligence for private equity, hedge funds, sovereign wealth, family office and...

  • Senior Manager

    1 month ago

    Mumbai, Maharashtra, India Alvarez and Marsal Full time

    Description Global Transaction Advisory Group (TAG) TAG is an established leader in providing global leadership and advisory services to a variety of diverse industries. TAG professionals specialize largely in providing financial and accounting buy-side and sell-side due diligence for private equity, hedge funds, sovereign wealth, family office and...

  • Manager/ Senior Manager

    2 weeks ago

    Mumbai, Maharashtra, India VISTRA Full time

    A powerful combinationIt's never been a more exciting time to join our organisation. Tricor and Vistra have now merged to form one organisation, which means we're now a powerhouse of over 9000 colleagues in 50+ jurisdictions across the globe. We're seizing the opportunity to create a purpose-led organisation that will unlock significant value for our...

  • Senior Manager

    2 weeks ago

    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    JobPurpose Carry outthe 1st level audit of IT General Controlsand Information Security Controls primarily in High to Medium RiskAreas AssistTeam Leads / Zonal Heads in the performance of special assignmentsand management audits as per the needs of the senior managementfrom time totime. JobResponsibilities Carry out audits undersupervision of Seniors &...

  • Senior Manager

    2 weeks ago

    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job PurposeCarry out the 1 stlevel audit of IT General Controls and Information Security Controls, primarily in High to Medium Risk AreasAssist Team Leads / Zonal Heads in the performance of special assignments and management audits as per the needs of the senior management from time to time.Job ResponsibilitiesCarry out audits under supervision of Seniors &...

  • Senior Manager

    2 weeks ago

    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job Purpose:- Conduct 1st level audit of IT General Controls and Information Security Controls primarily in High to Medium Risk Areas.- Assist Team Leads / Zonal Heads in performing special assignments and management audits as required by senior management.Job Responsibilities:- Carry out audits under supervision of Seniors & assist in making MIS.- Collect...

  • Senior Travel Manager

    2 weeks ago

    Mumbai, India Rapidluxe Full time

    Company DescriptionRapidluxe is a Mumbai-based travel company specializing in offering the best rates for air ticketing, hotel room bookings, car rentals for local and outbound travel, inbound and outbound holiday packages, visa services, social and corporate events, and travel insurance.Role DescriptionThis is a full-time role for a Senior Travel Manager at...

  • Senior Manager

    2 weeks ago

    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job PurposeConducting the initial audit of IT General Controls and Information Security Controls in High to Medium Risk AreasSupporting Team Leads / Zonal Heads in special assignments and management audits as required by senior management Job ResponsibilitiesConducting audits under the supervision of Seniors & assisting in creating MISGathering evidence from...

  • Senior Manager

    2 weeks ago

    Mumbai, Maharashtra, India Zyoin Full time

    Senior Manager The individual will be part of the Marketing Team for RummyCircle.- The Senior Marketing Manager plays a critical role in working on a strategic roadmap, driving revenue growth & best gameplay experience through continuous improvement in Player Retention.- Average revenue per player (ARPU) or User Engagement.- Communications & Promotions.User...

  • Senior Manager

    2 weeks ago

    Mumbai, India SUN PHARMA Full time

    Job Title: Senior Manager – New Product Identification Job Grade (refer to JE) G9B Function: Business Development Sub-function: Portfolio Management Manager’s Job Label: GM – Business Development Location: Mumbai, Sun House No. of Direct Reports (if any) None Business Unit: Portfolio / Business Development...

  • Senior Manager

    2 weeks ago

    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job Purpose Carry out the 1st level audit of IT General Controls and Information Security Controls, primarily in High to Medium Risk Areas Assist Team Leads / Zonal Heads in the performance of special assignments and management audits as per the needs of the senior management from time to time. Job Responsibilities Carry out audits under supervision...

  • Senior Manager

    2 weeks ago

    Mumbai, Maharashtra, India Kenvue Full time

    Senior Manager , Brand Protection WDescriptionKenvue is currently recruiting for:Senior Manager - Global Brand ProtectionWho we areAt , we realize the extraordinary power of everyday care. Built on over a century of heritage and rooted in science, we're the house of iconic brands - including Neutrogena, Aveeno, Tylenol, Listerine, Johnson's and BAND-AID...

  • Senior Manager

    4 weeks ago

    Mumbai, Maharashtra, India timesjobs Full time

    Senior Manager - Corporate BusinessResponsible for business development & sales of insurance products for the location Acquire new corporates and service them for their Insurance requirements Serve as an Insurance knowledge resource for the branch and alternate channel teams of group companies in the location Ensure good market visibility for Way2Wealth in...

  • Senior Manager

    2 months ago

    Mumbai, Maharashtra, India timesjobs Full time

    Senior Manager - Corporate BusinessResponsible for business development & sales of insurance products for the location Acquire new corporates and service them for their Insurance requirements Serve as an Insurance knowledge resource for the branch and alternate channel teams of group companies in the location Ensure good market visibility for Way2Wealth in...

  • Senior Travel Manager

    2 weeks ago

    mumbai, India Rapidluxe Full time

    Company Description Rapidluxe is a Mumbai-based travel company specializing in offering the best rates for air ticketing, hotel room bookings, car rentals for local and outbound travel, inbound and outbound holiday packages, visa services, social and corporate events, and travel insurance. Role Description This is a full-time role for a Senior Travel Manager...

  • Senior Travel Manager

    2 weeks ago

    Mumbai, India Rapidluxe Full time

    Company Description Rapidluxe is a Mumbai-based travel company specializing in offering the best rates for air ticketing, hotel room bookings, car rentals for local and outbound travel, inbound and outbound holiday packages, visa services, social and corporate events, and travel insurance. Role Description This is a full-time role for a Senior Travel Manager...

  • Senior Travel Manager

    2 weeks ago

    Mumbai, Maharashtra, India Rapidluxe Full time

    Company Description Rapidluxe is a Mumbai-based travel company specializing in offering the best rates for air ticketing, hotel room bookings, car rentals for local and outbound travel, inbound and outbound holiday packages, visa services, social and corporate events, and travel insurance. Role Description This is a full-time role for a Senior Travel Manager...