Compliance Officer

Job Overview: A compliance officer is a legal or management expert who resolves companies' compliance-related issues and assists them in fulfilling laws and regulations.Job Description: Handle all secretarial and legal matters relating to Rights Shares and Preferential Allotment.Dematerialization of Securities Co-ordination with Government bodies Due...

Job Overview: A compliance officer is a legal or management expert who resolves companies' compliance-related issues and assists them in fulfilling laws and regulations.Job Description: Handle all secretarial and legal matters relating to Rights Shares and Preferential Allotment.Dematerialization of SecuritiesCo-ordination with Government bodies Due...

Job Overview: A compliance officer is a legal or management expert who resolves companies' compliance-related issues and assists them in fulfilling laws and regulations.Job Description:Handle all secretarial and legal matters relating to Rights Shares and Preferential Allotment.Dematerialization of SecuritiesCo-ordination with Government bodiesDue...

Regular Secretarial matters such as filing of various forms with the Ministry of Corporate Affairs (MCA), Drafting of Minutes and Resolutions and Updating of Statutory Registers. - Incorporation of Companies and LLPs - Preparation and filing of Annual filing forms and annual report (Notice, Board’s Report) including the same in XBRL mode with the Registrar...

Who are we looking for Candidate having 6 to 7 years of experience with understanding on Compliance functions, knowledge of financial products and excellent communication skills (Verbal & Written). Analyst will be primarily working on employee trade surveillance, Conflicts of Interest review and may support the other conduct risk related tasks. This role is...

Responsibilities : The Compliance Officer will be responsible for: Undertaking daily post-trade surveillance monitoring on a timely basis to identify activity which may indicate possible market abuse or market integrity issues. Escalating issues to business partners, including follow up communication with senior stakeholders. Assisting with responding...

**We are Ginteja Insurance Brokers Private Limited (Promoted by Two Big companies - Shyam Steel and Sastasundar). We are looking for Experienced and energetic CS & Compliance Officer with strong knowledge of IRDAI and Legal Complaince for Kolkata, Saltlake Location.** **Roles and Responsibilities**: - Develop and implement an effective legal compliance...

Who are we looking forCandidate having 7 to 8 years of experience with understanding on Compliance functions, knowledge of financial products and excellent communication skills (Verbal & Written). Analyst will be primarily working with employee trade surveillance, Conflicts of Interest review and may support the other conduct risk related tasks. This role is...

Who we are looking for: Looking for compliance professional who understand and can provide end-to-end support to investment company (Mutual Fund) clients & their Compliance teams by sharing, primarily, meaningful insights about the funds ability to comply with (i) SEC (Securities and Exchange Commission) requirements and (ii) investment guidelines stated in...

Who we are looking for:Looking for compliance professional who understand and can provide end-to-end support to investment company (Mutual Fund) clients & their Compliance teams by sharing, primarily, meaningful insights about the funds ability to comply with (i) SEC (Securities and Exchange Commission) requirements and (ii) investment guidelines stated in...

Role:We seek a talented and dynamic individual who has a control and compliance mindset with the ability to keep pace with the changing regulatory environment and responsible for successfully delivering accurate and timely payroll for our business in compliance with Indian laws and reporting requirements. You are the face of payroll that supports all...

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...

Urgent Requirements !! Male/Female 1. **CS Inter - Trainee** Experience -Compliance of LODR and Companies Act, Basic knowledge of Companies Act, MS word and Excel, ability to understand the law and execute the work as per guidance and assistance of senior **Salary Pay - Rs.8000/- to Rs.12,000/- PM ( no bonus, 15 days leave)** 2. **CS Qualifier -...

Our Story Building a new company in the recession of 2007 was no ordinary task. Yet with passion and foresight, we charted our course, helping to transform the way consumers engage with their phones. Over the last 17 years, InMobi has built a global Advertising Platform that powers our customers’ growth by helping them engage their audiences and...

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...

DEPARTMENT: Information Technology (IT) JOB GROUP: Individual Contributor  JOB TITLE: IT Compliance Lead (Grade 12) JOB FUNCTION: IT Compliance Lead GENERAL PURPOSE: We are currently seeking an experienced and self-driven IT Compliance Lead to augment our expanding Assurance & Trust team. The selected candidate will be...

The Role: The primary responsibility of the role will be managing all compliances with the Companies Act and related legislation, administering secretarial matters, and maintaining the highest levels of corporate governance, compliance under FEMA, RBI guidelines and any other matters that may come up from time to time. Key Roles and...

Job SummaryRegulatory Compliance Manager will be responsible for managing the continued development and implementation of a global trade compliance program.Investigative skills will be applicable in managing trade compliance with other countries, as needed.Acting as a regional trade compliance representative, you will maintain an active role in assuring...