Market Surveillance Analyst
3 weeks ago
Core responsibilities- Monitoring and investigating alerts: Review trading activity and communications (emails, chats, calls) for suspicious patterns flagged by surveillance systems.- Investigating market abuse: Conduct thorough investigations into potential violations like market manipulation, insider trading, and front-running.- Documenting and reporting: Maintain accurate and detailed records of all investigations and findings, and prepare reports for management and stakeholders.- Collaboration: Work with other departments, including compliance, legal, and technology, to resolve issues and improve processes.- Staying informed: Continuously monitor market developments, changes in firm policies, and regulatory requirements that could impact trading behavior.- Process improvement: Identify and implement improvements to surveillance tools, algorithms, and overall processes to increase efficiency and effectiveness.Required skills and qualifications- Analytical skills: Ability to analyze complex data, identify trends, and draw conclusions from financial market information.- Financial market knowledge: Understanding of various financial products such as equities, derivatives, fixed income, and foreign exchange.- Attention to detail: Meticulous and structured approach to ensure accuracy in documentation and analysis.- Technical proficiency: Good command of Microsoft Office (especially Excel) and potentially knowledge of programming languages like Python.- Communication skills: Ability to clearly articulate findings and collaborate effectively with different teams.- Regulatory knowledge: Familiarity with the financial regulatory environment is often required.
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Market Surveillance Analyst
4 weeks ago
Delhi, India Tradefair.Live Full timeCore responsibilitiesMonitoring and investigating alerts: Review trading activity and communications (emails, chats, calls) for suspicious patterns flagged by surveillance systems.Investigating market abuse: Conduct thorough investigations into potential violations like market manipulation, insider trading, and front-running.Documenting and reporting:...
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Market Surveillance Analyst
3 weeks ago
New Delhi, India Tradefair.Live Full timeCore responsibilities- Monitoring and investigating alerts: Review trading activity and communications (emails, chats, calls) for suspicious patterns flagged by surveillance systems. - Investigating market abuse: Conduct thorough investigations into potential violations like market manipulation, insider trading, and front-running. - Documenting and...
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Senior Analyst
2 weeks ago
New Delhi, India MUFG Full timeAbout Us: MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank’s parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the...
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Surveillance Lead
1 week ago
Chennai, Delhi, Mumbai, NCR, India Sketchhr Manpower And Hr Consultancy Services Full time ₹ 12,00,000 - ₹ 36,00,000 per yearHi, Greetings from SketchHR Manpower SolutionsWe are excited to share some excellent career opportunities with one of our esteemed clients, a leading stock broking firm, currently looking to strengthen their Legal & Compliance team. Please find the details below:Legal & Compliance Roles - Capital MarketsLocation: Santacruz, Mumbai (multiple vacancies) |...
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Senior Analyst
2 weeks ago
New Delhi, India MUFG Full timeAbout Us:MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank’s parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the...
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Sr. Specialist
2 weeks ago
New Delhi, India Mindsprint Full timeJob Title: Sr Specialist, Trade Surveillance Department:Market ComplianceAbout the Role We are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our client’s commodity derivatives trading activities to detect and prevent market abuse. The...
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Senior Analyst
4 weeks ago
New Delhi, India MUFG Full timeAbout Us:MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank’s parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the...
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Sr. Specialist
2 days ago
New Delhi, India Mindsprint Full timeJob Title: Sr Specialist, Trade SurveillanceDepartment:Market ComplianceAbout the Role We are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our client’s commodity derivatives trading activities to detect and prevent market abuse. The...
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Sr. Specialist
2 weeks ago
New Delhi, India Mindsprint Full timeJob Title: Sr Specialist, Trade SurveillanceDepartment: Market ComplianceAbout the RoleWe are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our client’s commodity derivatives trading activities to detect and prevent market abuse. The...
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Manager - Trade Surveillance
2 days ago
New Delhi, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
