Associate Director Legal

4 days ago

india Aquis Search Full time

Aquis Search is currently assisting our client, a financial services analytics business in their search for an Associate Director Legal in Mumbai. This role is essentially for a SEBI regulatory lawyer with about 12 years PQE.


(JD not comprehensive and for reference only)


Role Overview:

As an Associate Director, Legal, you will be a key member of the Legal team. Your primary responsibility will be to provide legal support and guidance in compliance with SEBI regulations, manage interactions with the SEBI regulator, and ensure adherence to legal standards within the business. Additionally, you will utilize your expertise in banking and financial services to contribute to the overall legal strategy and operations of the company.


Key Responsibilities:


1. Legal Compliance and Regulatory Affairs:

- Ensure compliance with SEBI regulations and other relevant legal frameworks pertaining to operations.

- Stay updated with changes in regulatory requirements and communicate implications to internal stakeholders.

- Act as a liaison between company and regulatory authorities, managing interactions and inquiries effectively.


2. Risk Management:

- Identify legal risks associated with ratings operations and develop strategies to mitigate them.

- Provide legal counsel on high-pressure and conflict scenarios, guiding stakeholders towards optimal solutions.


3. Transactional Support:

- Review and negotiate contracts, agreements, and legal documents related to ratings business activities.

- Collaborate with internal teams to ensure legal requirements are met in transactions and client relationships.


4. Policy Development:

- Assist in the development and implementation of company policies and procedures to ensure legal compliance and risk mitigation.

- Provide input on policy changes and enhancements based on evolving regulatory landscapes and industry trends.


5. Stakeholder Management:

- Build and maintain effective relationships with internal stakeholders, including business teams, management, and other legal functions.

- Act as a trusted advisor, providing legal guidance and support on various operational matters.


Skills and Qualifications:


Education : Bachelor's degree in Law (LL.B) from a recognized institution. Additional qualifications such as LL.M or relevant certifications are desirable.


Experience : 12 years of experience in legal roles, with a focus on securities markets, banking, financial services, and regulatory compliance.


Regulatory Knowledge : Familiarity with SEBI regulations and other relevant legal frameworks governing the financial services industry.


Risk Management : Proven ability to assess legal risks, manage uncertainties, and navigate high-pressure conflict scenarios effectively.


Communication : Excellent communication and interpersonal skills, with the ability to convey complex legal concepts clearly to diverse audiences.


Stakeholder Management : Strong relationship-building skills with the ability to collaborate effectively with internal and external stakeholders.


Adaptability : Comfortable working in a dynamic environment with evolving regulatory requirements and business priorities.


If this is of interest, please click apply or drop me a note on for a confidential chat.

  • Legal Associate

    2 days ago

    india Dushyant's Legal Services Full time

    About Us: Dushyant’s Legal Services is looking to expand the team with full-time talents. We are involved in all things legal, from research to litigation, in a variety of sectors for clients on National and International Matters. Full-time and in-person position: We are seeking a Legal Associate to join our team and provide comprehensive legal services...

  • Associate, Cosec

    2 months ago

    India Intertrust Full time

    **Associate - Corporate Secretarial and Legal** **Location: Bangalore** **Department: COE** **Vacancy type: Permanent** **Your responsibilities** - Handling all corporate secretarial matters for a portfolio of companies including incorporation & liquidation of legal entities - Organizing board meetings and preparing board packs - Preparing necessary...

  • Associate, Cosec

    4 weeks ago

    India Intertrust Full time

    **Associate - Corporate Secretarial and Legal** **Location: Bangalore** **Department: COE** **Vacancy type: Permanent** **Your responsibilities** - Handling all corporate secretarial matters for a portfolio of companies including incorporation & liquidation of legal entities - Organizing board meetings and preparing board packs - Preparing necessary...

  • Senior Legal Associate

    2 months ago

    india EOS Chambers of Law Full time

    Company Description EOS Chambers of Law, formerly recognized as Apollo Consultancy (law Firm), is a well-established full-service law firm based in New Delhi. Founded in March 2002 by Dr. Manish Aggarwal, the firm is highly reputed, skilled, and professionally managed. With a team of 50+ well-qualified and experienced advocates and solicitors, they are...

  • Associate Director

    1 month ago

    india Peoplefy Full time

    Hi All, Greetings of the Day! Urgently looking for an Associate Director – Mechanical (MEP) with core experience in MEP, Mechanical Design. The ideal candidate should have experience working experience in MEP – Mechanical Design – Commercial/Residential/High Rise projects. The details of the roles are as below: Job Description: Experienced technical...

  • Associate Director

    4 days ago

    india LS Digital Group Full time

    Associate Director will be responsible for generating and growing new digital marketing business, creating innovative plans, and exhibiting expertise in digital marketing solutions. Recommend changes to website architecture, content, linking and other factors to improve SEO positions for target keywords. The role would be dynamic in nature and would include...

  • Senior Associate

    2 months ago

    india Oister Global Full time

    We are seeking a dynamic and experienced lawyer with 3-4 years of experience in Corporate Law, Transactions and (preferably) Funds Practice in reputable law firm(s) to join our Legal Team. Key Responsibilities: Legal Advisory: Provide legal guidance and advice to various departments within the organization. Analyze and interpret legal documents, contracts,...

  • Legal Associate

    4 weeks ago

    India Atlan Full time

    A home for data teams around the world. Atlan makes it easier for diverse data users - business users, product managers, analysts, and engineers - to collaborate effectively. (Think of what Salesforce is for sales teams or GitHub for engineering teams). (Check out our website, product tour, and docs.) **Built for the humans of data, by the humans of...

  • Senior Legal Associate

    1 month ago

    india Treelife Full time

    Position to be hired for Senior Legal Associate: PE/VC Transactions Department: Legal Location: BKC - Mumbai / CP - Delhi Whom are we looking for? Our ideal candidate should be perceptive with strong interpersonal skills and a high degree of awareness to be able to discern client needs and build strong business relationships with internal and external...

  • Associate - Legal Operations

    3 weeks ago

    India Elevate Services Full time

    **Overview**: - Elevate is recruiting a - **Compliance Associate** who will work with members of Elevate’s Compliance and Legal Operations Team. This position will be responsible for a variety of legal and compliance-related matters.**Responsibilities & Qualifications**: **Specifically, you will** - Perform tasks as assigned in accordance with the...

  • Private Client Tax Associate Director

    2 weeks ago

    India TPF Recruitment Full time

    Job Description TPF Recruitment is recruiting for a Private Client Tax Associate Director or Partner on behalf of a fantastic large, top 10, Kent based firm of chartered accountants. This is a fantastic career opportunity for a Private Client Tax Associate Director to join a highly reputable accountancy practice in an autonomous and exciting career. You can...

  • Legal Manager

    4 weeks ago

    india Aloha Consulting Group Full time

    Job Description ACG_1916_JOBOur client is a leading household appliance production company that is looking for a qualified candidate to join their firm:1. Legal work Fulfill functions and duties of the Legal Department as approved by the Board of Directors.Review documents, contracts, cooperation agreements, and investments carried out by the client with...

  • Legal Manager

    2 weeks ago

    India Aloha Consulting Group Full time

    Job Description ACG_1916_JOBOur client is a leading household appliance production company that is looking for a qualified candidate to join their firm:1. Legal work Fulfill functions and duties of the Legal Department as approved by the Board of Directors.Review documents, contracts, cooperation agreements, and investments carried out by the client with...

  • Legal Manager

    1 month ago

    india Aloha Consulting Group Full time

    Job Description ACG_1916_JOBOur client is a leading household appliance production company that is looking for a qualified candidate to join their firm:1. Legal work Fulfill functions and duties of the Legal Department as approved by the Board of Directors.Review documents, contracts, cooperation agreements, and investments carried out by the client with...

  • Associate Director/Director/ Senior Director of Sales

    4 weeks ago

    India Ziffity Solutions Full time

    Job Title: Associate Director/Director/Senior Director of SalesLocation: RemoteJob Responsibilities:1. Generate prospects and manage a sales pipeline sufficient to achieve quota targets.2. Build pipeline across assigned territory through business development and networking opportunities.3. Develop and communicate effective business and action plans to...

  • Associate Director/Director/ Senior Director of Sales

    4 weeks ago

    India Ziffity Solutions Full time

    Job Title: Associate Director/Director/Senior Director of SalesLocation: RemoteJob Responsibilities:1. Generate prospects and manage a sales pipeline sufficient to achieve quota targets.2. Build pipeline across assigned territory through business development and networking opportunities.3. Develop and communicate effective business and action plans to...

  • Associate Director/Director/ Senior Director of Sales

    4 weeks ago

    India Ziffity Solutions Full time

    Job Title: Associate Director/Director/Senior Director of Sales Location: Remote Job Responsibilities: 1. Generate prospects and manage a sales pipeline sufficient to achieve quota targets. 2. Build pipeline across assigned territory through business development and networking opportunities. 3. Develop and communicate effective business and action plans...

  • Associate Director/Director/ Senior Director of Sales

    4 weeks ago

    india Ziffity Solutions Full time

    Job Title: Associate Director/Director/Senior Director of Sales Location: Remote Job Responsibilities: 1. Generate prospects and manage a sales pipeline sufficient to achieve quota targets. 2. Build pipeline across assigned territory through business development and networking opportunities. 3. Develop and communicate effective business and action plans...

  • Associate Director, Teaching

    2 weeks ago

    India Opportunity Education Full time

    Job Description Position OverviewThe Associate Director, Teaching & Learning is responsible for ensuring every classroom at Quest Forward High School - Omaha delivers excellence for students. To achieve this, the Associate Director, Teaching & Learning is both a strategic leader, setting a vision and structure that drives instructional excellence, and the...

  • Associate - Legal Operations

    2 weeks ago

    India Elevate Services Full time

    Overview: Elevate is recruiting a- Compliance Associate who will work with members of Elevate's Compliance and Legal Operations Team. This position will be responsible for a variety of legal and compliance-related matters.Responsibilities & Qualifications:Specifically, you will Perform tasks as assigned in accordance with the compliance program, including...