SOX Compliance and Controls
6 days ago
About Us: Broadridge (NYSE: BR) is a global fintech leader with $9 billion in revenues, helping clients transform their businesses through innovative communications, technology, data, and analytics solutions. We partner with the world’s leading financial institutions, processing millions of trades daily involving trillions of dollars, delivering vital communications for over 5,000 brands, and managing shareholder voting in over 90 countries. Job Description: We are seeking a Senior Financial Analyst, Sarbanes-Oxley (SOX) Compliance and Controls to join our team within the controllership function of Broadridge Financial Solutions, Broadridge is looking for an associate that can participate in the entire SOX program, from scoping through issue remediation and management reporting. We are seeking a motivated, inquisitive and energetic individual with a passion for driving improvement. In addition, strong organizational skills and attention to detail. This individual will support the SOX Program leader with program redesign, including the implementation of an automated SOX solution. Key ResponsibilitiesPerform detailed testing of internal controls over financial reporting (SOX) to ensure compliance with regulations and company policies.Design and execute test procedures to evaluate the effectiveness of internal controls and identify potential gaps or deficiencies.Collaborate with internal auditors and process owners to obtain evidence, review testing results, and drive timely remediation of deficiencies.Develop and maintain detailed documentation of test work, findings, and recommendations in line with SOX standards.Prepare reports and presentations for management, the Audit Committee, and external auditors on SOX compliance status.Partner with cross‑functional teams (Finance, IT, Internal Audit, Legal) to ensure proper alignment on compliance activities.Assist in developing policies, procedures, and training programs related to SOX compliance.Support the rollout and adoption of process automation and workflow tools for SOX program management.Stay updated on regulatory changes and industry best practices to strengthen compliance methodologies.Qualifications & ExperienceChartered Accountant / Semi‑Qualified CA with 6–10 years of post‑qualification experience.Strong background in SOX controls testing, ITGCs, and internal controls framework.Knowledge of US GAAP and SEC reporting requirements preferred.Prior experience in an MNC, IT, BPO, or technology company is an advantage.Exposure to finance process automation and workflow tools desirable.Personality AttributesStrong interpersonal and communication skills, with an ability to influence and challenge constructively.High attention to detail with a strong sense of accountability and integrity.Analytical mindset with the ability to evaluate risks and propose creative solutions.Self‑motivated, proactive, and able to work independently while collaborating effectively in teams.Goal‑oriented, adaptable, and capable of managing multiple priorities.Why Join Broadridge:Be part of a Fortune 500 FinTech leader driving innovation in governance, risk, and compliance.Opportunity to work on a global SOX compliance program, including automation and process redesign.Gain exposure to cross‑functional teams (Finance, IT, Audit, Legal) and broaden your domain expertise.A culture that values collaboration, flexibility, and employee well‑being—we invest in your growth and work‑life balance.
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SOX Compliance and Controls
7 days ago
Bengaluru, India Broadridge Full timeAbout Us: Broadridge (NYSE: BR) is a global fintech leader with $9 billion in revenues, helping clients transform their businesses through innovative communications, technology, data, and analytics solutions. We partner with the world’s leading financial institutions, processing millions of trades daily involving trillions of dollars, delivering vital...
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SOX Compliance and Controls
7 days ago
Bengaluru, India Broadridge Full timeAbout Us: Broadridge (NYSE: BR) is a global fintech leader with $9 billion in revenues, helping clients transform their businesses through innovative communications, technology, data, and analytics solutions. We partner with the world’s leading financial institutions, processing millions of trades daily involving trillions of dollars, delivering vital...
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SOX Compliance and Controls
6 days ago
Bengaluru, India Broadridge Full timeAbout Us: Broadridge (NYSE: BR) is a global fintech leader with $9 billion in revenues, helping clients transform their businesses through innovative communications, technology, data, and analytics solutions. We partner with the world’s leading financial institutions, processing millions of trades daily involving trillions of dollars, delivering vital...
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SOX Compliance and Controls
7 days ago
Bengaluru, Karnataka, India Broadridge Full time US$ 7,50,000 - US$ 15,00,000 per yearAbout Us:Broadridge (NYSE: BR) is a global fintech leader with $9 billion in revenues, helping clients transform their businesses through innovative communications, technology, data, and analytics solutions. We partner with the world's leading financial institutions, processing millions of trades daily involving trillions of dollars, delivering vital...
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SOX Compliance
2 weeks ago
Bengaluru, Karnataka, India ALIQAN Technologies Full time ₹ 12,00,000 - ₹ 24,00,000 per yearJob Description: SOX Compliance SpecialistThe SOX Compliance Specialist will be responsible for ensuring that the company's financial reporting and internal control procedures comply with the requirements of the Sarbanes-Oxley Act (SOX). The specialist will work closely with the company's IAM team and other Business units, internal and external auditors to...
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SOX Audit and Compliance
2 weeks ago
Bengaluru, Karnataka, India ISG (Information Services Group) Full time ₹ 8,00,000 - ₹ 18,00,000 per yearDescriptionWebsite: Leading Global Technology Research & Advisory Firm | ISG (isg-)Wanted: dynamic and creative individuals ready to connect with a like-minded team. You'll enjoy all the autonomy you need to help our clients make their digital infrastructure faster and more effective. Free reign for free spirits doesn't mean you've got to go it alone. Over...
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SOX Audit and Compliance
2 weeks ago
Bengaluru, Karnataka, India Information Services Group Full time ₹ 17,00,000 - ₹ 22,00,000 per yearWebsite:Leading Global Technology Research & Advisory Firm | ISG (isg-)Wanted: dynamic and creative individuals ready to connect with a like-minded team. You'll enjoy all the autonomy you need to help our clients make their digital infrastructure faster and more effective. Free reign for free spirits doesn't mean you've got to go it alone. Over 1400...
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Internal Controls and Compliance
1 week ago
Bengaluru, Karnataka, India Hewlett Packard Full time**Job Summary** The Controls and Compliance Hub provides a unique opportunity to get a broad view of HP businesses and processes in a relatively short period of time. The team is tasked with assessing how HP management is managing the inherent risk in our large, diverse and rapidly changing company....a huge challenge! The principal will be engaged to...
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Analyst - Global Audit and SOX Compliance
2 weeks ago
Bengaluru, India Levi Strauss & Co Full timeCalling all originals: At Levi Strauss & Co., you can be yourself — and be part of something bigger. We’re a company of people who like to forge our own path and leave the world better than we found it. Who believe that what makes us different makes us stronger. So add your voice. Make an impact. Find your fit — and your future. Summary of the role:...
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Sox Tester
2 weeks ago
Bengaluru, India Capgemini Full timeL1 Govindarajan Kamalavannan L2 Ravishankar Raj Job Description for ITGC SOX Auditor for GE Healthcare: ? 3+ Years of Experience in ITGC Testing (SOx Control Testing). Experience in risk and compliance domain ? Perform TOD (Test of Design) and TOE (Test of operating effectiveness) ? Knowledge on SOx testing procedures and configuration for Infra assets (Unix...
