PlusWealth Capital Management
3 weeks ago
About the Company
PlusWealth Capital Management, a high-frequency trading organization established in 2008, is a leader in innovative trading solutions.
Join us as a Compliance Manager to shape the future of Handling Compliance activities w.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, ROC, GIFT Authority, SEZ Operations and AIF (Alternative Investment Fund Cat-3).
- Regularly Coordinating with Regulators, Auditors, Custodian, Tax Consultants, RTA, Investors, Vendors, Consultants.
- Looking after Daily/ Monthly/ Quarterly/ Half yearly/ Annual compliances of the AIF, Stock Broking, Depository Participant towards regulators including SEBI, IFSCA, Stock Exchanges, CDSL, MCA, Custodian, Fund Accountant, Tax Consultant and Auditors and Investors (Compliance Calendar of Stock Exchanges can be referred to for detailed tasks alongside monthly compliance calendars issued by consultant for AIF).
- Ensuring smooth functioning and conduct of all kinds of Audits, Inspections & Investigations of the organization conducted by SEBI, IFSCA, Exchanges, Depositories etc scheduled on regular or ad-hoc basis.
- Handling Ad hoc queries from the Regulators (SEBI / IFSCA / GIFT Authority), Investigation / Surveillance Divisions of Exchanges / Depository, KRA, CERSAI, CKYC, FIU including Clients / Investors and RMS/Trading/Accounts division of the organization etc.
- Reviewing E-mail boxes of all the entities mentioned above on daily basis to ensure every important communication gets addressed by the authorities.
- Dealing with auditors, inspecting officials, stake holders, vendors, consultants on regular basis.
- In addition to the above roles and responsibilities, the person will also overlooking / supervising / performing daily tasks as mentioned in attached tasks list of Compliance and DP departments.
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PlusWealth Capital Management
3 weeks ago
Noida, Uttar Pradesh, India Pluswealth Capital Full timeJob Title: Company SecretaryJob Summary:We are seeking an experienced and detail-oriented Company Secretary to join our team. The ideal candidate will play a pivotal role in ensuring compliance with legal, regulatory, and corporate governance requirements. This position involves supporting in board meetings, managing corporate records, and advising on...
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Account Executive
2 days ago
Noida, Uttar Pradesh, India PlusWealth Capital Management LLP Full timeAbout the Company : PlusWealth is seeking a skilled Accounts Executive to manage financial transactions, ensure compliance with GST and TDS regulations, and contribute to the overall financial health of our organization.About the Role : The ideal candidate will have 4-7 years of relevant experience including articleship duration and a keen eye for...
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Account Executive
3 days ago
Noida, Uttar Pradesh, India PlusWealth Capital Management LLP Full timeAbout the Company : PlusWealth is seeking a skilled Accounts Executive to manage financial transactions, ensure compliance with GST and TDS regulations, and contribute to the overall financial health of our organization. About the Role : The ideal candidate will have 4-7 years of relevant experience including articleship duration and a keen eye for detail....
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Account Executive
3 weeks ago
Noida, Uttar Pradesh, India PlusWealth Capital Management LLP Full timeJob DescriptionAbout the Company: PlusWealth is seeking a skilled Accounts Executive to manage financial transactions, ensure compliance with GST and TDS regulations, and contribute to the overall financial health of our organization.About the Role: The ideal candidate will have 4-7 years of relevant experience including articleship duration and a keen eye...
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Account Executive
3 weeks ago
Noida, Uttar Pradesh, India PlusWealth Capital Management LLP Full timeAbout the Company: PlusWealth is seeking a skilled Accounts Executive to manage financial transactions, ensure compliance with GST and TDS regulations, and contribute to the overall financial health of our organization.About the Role: The ideal candidate will have 4-7 years of relevant experience including articleship duration and a keen eye for...
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Account Executive
1 week ago
Noida, Uttar Pradesh, India PlusWealth Capital Management LLP Full timeAbout the Company: PlusWealth is seeking a skilled Accounts Executive to manage financial transactions, ensure compliance with GST and TDS regulations, and contribute to the overall financial health of our organization.About the Role: The ideal candidate will have 4-7 years of relevant experience including articleship duration and a keen eye for...
-
Account Executive
1 week ago
Noida, Uttar Pradesh, India PlusWealth Capital Management LLP Full timeAbout the Company : PlusWealth is seeking a skilled Accounts Executive to manage financial transactions, ensure compliance with GST and TDS regulations, and contribute to the overall financial health of our organization. About the Role : The ideal candidate will have 4-7 years of relevant experience including articleship duration and a keen eye for detail....
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Compliance Officer
4 weeks ago
Noida, Uttar Pradesh, India PlusWealth Capital Management LLP Full timeAbout the Company - PlusWealth Capital Management, a high-frequency trading organization established in 2008, is a leader in innovative trading solutions. Join us as a Compliance Manager to shape the future of trading. Responsibilities -Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository,...
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Compliance Officer
3 weeks ago
Noida, Uttar Pradesh, India PlusWealth Capital Management LLP Full timeAbout the Company -PlusWealth Capital Management, a high-frequency trading organization established in 2008, is a leader in innovative trading solutions. Join us as a Compliance Manager to shape the future of trading.Responsibilities -- Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository,...
-
Compliance Officer
1 week ago
Noida, Uttar Pradesh, India PlusWealth Capital Management LLP Full timeAbout the Company - PlusWealth Capital Management , a high-frequency trading organization established in 2008, is a leader in innovative trading solutions. Join us as a Compliance Manager to shape the future of trading. Responsibilities - Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges,...
