JP Morgan Chase

1 month ago

Hyderabad, India JP Morgan Chase Full time

Description:


Role overview:

J.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to some of the largest Asset owners and Asset managers globally. Our service enables clients to efficiently detect and manage violations of their investment rules, facilitating risk reduction and demonstrating industry best practices. Our mission is to support our clients - investment process by providing market leading services across the investment risk, return, analytics and post-trade investment compliance spectrum.

As a member of Investment Information Services (IIS) function, an individual is exposed to a wide gamut of financial products, including Equities, Fixed Income securities and Complex Assets. He/she is responsible for interpreting guidelines, building investment rules, investigation of potential violations and partnering with the investment manager and/or the client to assess their needs and provide solutions.

Job Duties and Responsibilities:

Core functional tasks:

- Interpret guidelines & investment mandates to build logic-based rules for compliance monitoring.

- Understand client requirements on prospectus / rule changes and implement them on the platform.

- Meticulous root-cause analysis of investment exceptions which includes analysis of portfolio holdings, composition, historical transactions & data to verify compliance.

- Closure of exceptions on the compliance platform through communication with the client/fund manager for true exceptions and upstream teams for data / coding gaps.

- Prepare & deliver manual regulatory and client reports.

- Stay abreast on regulatory developments and industry trends related to post-trade compliance, providing insights and recommendations to management.

- Collaborate with the client to review changes in post trade monitoring regulations worldwide and implement standard set of regulatory rules.

- Client Mailbox monitoring and ensuring all queries are resolved with a sense of urgency and rule coding requests are being routed to be worked upon per timelines.

- Interface with Controls, Audit, and risk teams to review and analyze all process related controls.

Client Engagement:

- Participate in client calls for service reviews and projects undertaken.

- Understand client requirements and develop customized solutions on the compliance platform.

- Participate in new client onboarding process by providing functional expertise.

- Responsible for keeping clients abreast on any strategic or tactical changes.

- Support Due Diligence meetings with the clients.

Preferred Skills:

Product/Process:

- Extensive experience in post-trade compliance roles within investment banks, asset management firms, or brokerage firms.

- Working knowledge in guideline coding on compliance systems e.g., Charles River, Sentinel, Aladdin.

- Exhibit knowledge of asset management industry including operation of mutual, pension, insurance, and hedge funds.

- Have an in-depth understanding of complex instruments, fixed income, and equity products.

- Strong knowledge of global regulatory requirements impacting post-trade activities e.g., UCITS, IRS, 1940 Act, Money market regs, etc.

- Outstanding analytical skills to create logic-based investment rules.

- High standard of accuracy and strong attention to detail.

- Excellent organization skills - ability to prioritize workloads and adhere to stringent timelines.

- Experience with automation tools (Alteryx, AI, ML, Python, etc.) to create efficiencies will be preferred.

Behavioral skills:

- Excellent communication & interpersonal skills to build trusted relationship with internal stakeholders, regulators, and external stakeholders.

- Ability to articulate complex issues in a clear and concise manner.

- Collaborative approach to problem solving.

- Excellent written communication skills with proven client engagement expertise

- Ability to think outside the box and challenge the status quo.

- Proven leadership skills with the ability to effectively manage a team and drive results in a fast-paced environment.

Qualifications:

- Graduate/Post graduate degree with minimum of 8-10 years' work experience in financial services industry, Mutual fund, Stock broking or related industry

- Advanced degree or professional certification including but not limited to CA, CPA, CFA, CS, FRM qualifications preferred.

- Certification course in CRD, SOX, 1940 Act, European regulations preferred.

- Proficiency in relevant software applications and systems used for post-trade compliance monitoring and reporting.

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

Note : For your candidature to be considered on this job, you need to apply necessarily on the company's redirected page of this job. Please make sure you apply on the redirected page as well.

(ref:iimjobs.com)

  • JP Morgan Chase

    1 month ago

    Hyderabad, India JP Morgan Chase Full time

    Description:About J.P. Morgan: JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.7 trillion and operations worldwide. The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow...

  • JP Morgan Chase

    4 weeks ago

    Hyderabad, India JP Morgan Chase Full time

    Posting description: The Compliance, Conduct & Operational Risk (CCOR) Monitoring and Testing (M&T) team is responsible for the timely and effective management and execution of the firm's global CCOR monitoring and testing program across multiple lines of business. The role is part of a team of individuals responsible for providing solutions to drive...

  • JP Morgan Chase

    2 months ago

    Hyderabad, India JP Morgan Chase Full time

    Data Analytics/Transformation Associate - Compliance Conduct & Operational Risk Description: Compliance, Conduct and Operational Risk (CCOR) plays a critical role in the successful execution of the firm's Compliance, Conduct and Operational Risk mission. The CCOR function ensures the development and maintenance of a strong controls culture, by...

  • JP Morgan Chase

    1 week ago

    Hyderabad, India JP Morgan Chase Full time

    - The Compliance Processing team acts to ensure that our customers, employees, and lines of business are in adherence with firm standards and required regulations.- Our mission is to provide compliance support across the firm's global businesses and functions. We are driving a culture of quality and continuous improvement toward the best outcome for...

  • JP Morgan Chase

    1 week ago

    Hyderabad, India JP Morgan Chase Full time

    Description:You enjoy shaping the future of product innovation as a core leader, driving value for customers, guiding successful launches, and exceeding expectations. Join our dynamic team and make a meaningful impact by delivering high-quality products that resonate with clients. As a Product Manager in Home lending team , you are an integral part of the...

  • JP Morgan Chase

    2 weeks ago

    Hyderabad, India JP Morgan Chase Full time

    Your opportunity to make a real impact and shape the future of financial services is waiting for you. Let's push the boundaries of what's possible together. As a Senior Director of Software Engineering at JPMorgan Chase within the Consumer & Community Banking, you lead multiple technical areas, manage the activities of multiple departments, and...

  • JP Morgan Chase

    3 weeks ago

    Hyderabad, India JP Morgan Chase Full time

    Your opportunity to make a real impact and shape the future of financial services is waiting for you. Let's push the boundaries of what's possible together. As a Senior Director of Software Engineering at JPMorgan Chase within the Consumer & Community Banking, you lead multiple technical areas, manage the activities of multiple departments, and...

  • JP Morgan Chase

    1 month ago

    Hyderabad, India JP Morgan Chase Full time

    Description: Unleash your expertise in product development and optimization by leveraging user research, analyzing metrics, and collaborating across one of the world's most innovative financial organizations. As a Senior Product Associate in Deposit 2.0, you will dive head-first into creating innovative solutions focused on modernizing our core deposits...

  • JP Morgan Chase

    3 weeks ago

    Hyderabad, India JP Morgan Chase Full time

    Shape the future of product delivery while crafting solutions that enhance and optimize customer experiences. Lead end-to-end processes, manage dependencies, and liaise with stakeholders as part of a team at the forefront of innovation. As a Product Delivery Manager within the INFRASTRUCTURE PLATFORMS team, you work to enhance and optimize the way products...

  • JP Morgan Chase

    4 weeks ago

    Hyderabad, India JP Morgan Chase Full time

    Description: As a KYC team member you will validate all documentation provided in the end-to-end operational KYC activities of new clients and subsequent periodic renewal process of all clients ensuring a high-quality product. You will review the collection and verification of data performed by the KYC Operations Analyst to ensure all KYC records are...

  • JP Morgan Chase

    1 month ago

    Hyderabad, India JP Morgan Chase Full time

    Description: A career with us is a journey, not a destination. This could be the next best step in your technical career. Join us. As a Lead Architect at JPMorgan Chase within the Consumer and Community Banking, you are an integral part of a team that works to develop high-quality architecture solutions for various software applications on modern cloud-based...

  • JP Morgan Chase

    2 months ago

    Hyderabad, India JP Morgan Chase Full time

    Senior Data Management Associate Description: Job responsibilities: - Track project delivery - Create and publish status reports - Accountable for resolving execution issues - Utilizing Project Management Methodologies - Strong interpersonal skills, ability to gather complete customer requirements and ensure alignment between internal customer and...

  • JP Morgan Chase

    2 weeks ago

    Hyderabad, India JP Morgan Chase Full time

    Description: Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success. About The Team: Our Consumer & Community Banking division...

  • JP Morgan Chase

    5 days ago

    Hyderabad, India JP Morgan Chase Full time

    Description: You will be responsible to review the records completed by production team to ensure all client Know Your Customer records are compliant with regulatory standards, and will ensure high quality and timely completion of all client-level due diligence You will assist in end to end operations review and the client-facing team. As a Know Your...

  • JP Morgan Chase

    4 weeks ago

    Hyderabad, India JP Morgan Chase Full time

    Description: Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success. About The Team: Our Consumer & Community Banking division...

  • JP Morgan Chase

    2 weeks ago

    Hyderabad, India JP Morgan Chase Full time

    description: Ignite your passion for product innovation by leading customer-centric development, inspiring solutions, and shaping the future with your strategic vision and influence. As a Product Director in Consumer & Community Banking, you lead innovation through the development of products and features that delight customers. As a leader on the team, you...

  • JP Morgan Chase

    3 weeks ago

    Hyderabad, India JP Morgan Chase Full time

    description: Ignite your passion for product innovation by leading customer-centric development, inspiring solutions, and shaping the future with your strategic vision and influence. As a Product Director in Consumer & Community Banking, you lead innovation through the development of products and features that delight customers. As a leader on the team, you...

  • JP Morgan Chase

    1 week ago

    Hyderabad, India JP Morgan Chase Full time

    Description: Elevate user engagement through strategic content design, fostering inclusive and intuitive digital experiences. As a Vice President of Content Design in Consumer Banking, you will develop and execute content plans for inclusive, usable product experiences and play a pivotal role in shaping customer experiences through content. You will lead...

  • JP Morgan Chase

    1 month ago

    Hyderabad, India JP Morgan Chase Full time

    Description: Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management.- As a Tech Risk & Controls Manager in the Global Technology Risk and Controls Operations team, you will be responsible for identifying, and mitigating compliance and operational risks via business...

  • JP Morgan Chase

    2 weeks ago

    Hyderabad, India JP Morgan Chase Full time

    description: CCOR Fair Lending Quant Modeling Associate Senior As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company,...