SOX Compliance

1 week ago

Bengaluru, India ALIQAN Technologies Full time

Job Description: SOX Compliance Specialist

The SOX Compliance Specialist will be responsible for ensuring that the company's financial reporting and internal control procedures comply with the requirements of the Sarbanes-Oxley Act (SOX). The specialist will work closely with the company's IAM team and other Business units, internal and external auditors to identify areas of risk and develop and implement controls to mitigate those risks to ensure that all financial reporting and related processes are in compliance with SOX requirements.

Job Type : C2H

Experience :4-6 Years

Location : Bangalore | HYBRID



Job Responsibilities:

  • Review and evaluate the effectiveness of internal controls over financial reporting in accordance with the requirements of the Sarbanes-Oxley Act.
  • Work closely with the IAM teams and other Business units to identify areas of risk and develop and implement controls to mitigate those risks.
  • Develop and maintain documentation of internal controls, including narratives and flowcharts.
  • Conduct testing of controls to ensure they are operating effectively and make recommendations for improvements as needed.
  • Monitor compliance with SOX requirements on an ongoing basis and report any deficiencies to management.
  • Stay up-to-date on changes to SOX regulations and ensure that the company's compliance efforts are in line with any new requirements.
  • Assist with the coordination of external audits related to SOX compliance.
  • Participate in special projects and other duties as assigned.
Key Result Areas:

The SOX Compliance Specialist will primarily work in an office setting. This role may require some overtime or weekend work during peak periods, such as year-end reporting or external audits.

Requirements: Competencies (Skills essential to the role):
  • Experience in a public accounting firm or internal audit function preferred.
  • Strong understanding of IAM workflows and integrations to ensure security controls are implemented in line with SOX compliance.
  • Strong analytical and problem-solving skills.
  • Excellent written and verbal communication skills.
  • Ability to work independently and manage multiple projects simultaneously.
  • Strong attention to detail and accuracy.
  • Proficiency in Microsoft Office, including Excel, Word, and PowerPoint.
Educational Qualification / Other Requirement:
  • Bachelor's degree in accounting, finance, or a related field.
  • 4-6 years of experience in SOX compliance or a related field.
  • Knowledge of the Sarbanes-Oxley Act and related regulations.
  • CPA or CIA certification preferred.
Role Type / Key Working Relationships:
  • Individual Contributor.
  • Internal team.
  • External stakeholders.


  • SOX Compliance

    2 weeks ago

    Bengaluru, Karnataka, India ALIQAN Technologies Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Job Description: SOX Compliance SpecialistThe SOX Compliance Specialist will be responsible for ensuring that the company's financial reporting and internal control procedures comply with the requirements of the Sarbanes-Oxley Act (SOX). The specialist will work closely with the company's IAM team and other Business units, internal and external auditors to...

  • SOX Compliance Analyst

    4 weeks ago

    Bengaluru, India Netapp Full time

    Job Description Job Requirements - Assist in performing SOX 404 testing and ensuring compliance with Internal Controls over Financial Reporting (ICFR). - Support cross-functional teams in managing the global ICFR program and implementing SOX compliance improvements. - Help design test plans and collect data for identifying root causes of issues. -...

  • Devops Engineer with SOX compliance

    1 day ago

    Bengaluru, Karnataka, India Venpa Staffing Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Who are we looking for?We are seeking a detail-oriented DevOps Engineer with SOX compliance expertise to join our growing team. This role will be responsible for implementing, maintaining, and monitoring DevOps processes and infrastructure while ensuring adherence to SOX ITGC (IT General Controls) and audit requirements. You will bridge the gap between...

  • Sox Compliance Auditor

    3 weeks ago

    Bengaluru, India Currenex State Street Trust Company Full time

    Job Description SOX Compliance Program (FCO) The Financial Control Oversight (FCO) department is responsible for the execution of Sarbanes Oxley (SOX) program across the entire organization of State Street. Key functions of this group include determining the material accounts, business area locations, and risks required to be addressed as part of the SOX...

  • SOX Audit and Compliance

    3 weeks ago

    Bengaluru, India TPI Advisory Services Full time

    Website: Leading Global Technology Research & Advisory Firm | ISG (isg-) Wanted: dynamic and creative individuals ready to connect with a like-minded team. Youll enjoy all the autonomy you need to help our clients make their digital infrastructure faster and more effective. Free reign for free spirits doesnt mean youve got to go it alone. Over 1400 teammates...

  • SOX Audit and Compliance

    3 weeks ago

    Bengaluru, India ISG (Information Services Group) Full time

    DescriptionWebsite: Leading Global Technology Research & Advisory Firm | ISG (isg-) Wanted: dynamic and creative individuals ready to connect with a like-minded team. You'll enjoy all the autonomy you need to help our clients make their digital infrastructure faster and more effective. Free reign for free spirits doesn't mean you've got to go it alone. Over...

  • SOX Audit and Compliance

    2 weeks ago

    Bengaluru, Karnataka, India TPI Advisory Services Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Website: Leading Global Technology Research & Advisory Firm | ISG (isg-)Wanted: dynamic and creative individuals ready to connect with a like-minded team. Youll enjoy all the autonomy you need to help our clients make their digital infrastructure faster and more effective. Free reign for free spirits doesnt mean youve got to go it alone. Over 1400 teammates...

  • SOX Audit and Compliance

    2 weeks ago

    Bengaluru, Karnataka, India ISG (Information Services Group) Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    DescriptionWebsite: Leading Global Technology Research & Advisory Firm | ISG (isg-)Wanted: dynamic and creative individuals ready to connect with a like-minded team. You'll enjoy all the autonomy you need to help our clients make their digital infrastructure faster and more effective. Free reign for free spirits doesn't mean you've got to go it alone. Over...

  • SOX Compliance

    2 days ago

    Bengaluru, India Broadridge Full time

    Job Description About Us: Broadridge (NYSE: BR) is a global fintech leader with $9 billion in revenues, helping clients transform their businesses through innovative communications, technology, data, and analytics solutions. We partner with the world's leading financial institutions, processing millions of trades daily involving trillions of dollars,...

  • Internal Auditor

    7 days ago

    Bengaluru, Karnataka, India Hewlett Packard Full time

    **Job Summary** **Key Responsibilities**: - ** SOX Compliance Leadership Support**: Assist in leading aspects of the O2C SOX compliance program, including scoping, planning, execution, and reporting activities. Ensure alignment with regulatory requirements and industry best practices under supervision, with opportunities to lead specific initiatives. - **...