Post Trade Compliance Support
3 days ago
About the RoleAssociate Manager – Compliance Support (Private Equity) Mumbai/Delhi NCR, India Morae Global seeks to find the best and brightest people – those who understand what it takes to deliver top-quality solutions for our clients.Responsibilities- Review employees' quarterly brokerage statements working across various geographical locations and flag any potential personal trade breaches to the onshore compliance team.- Utilized internal compliance tools to ensure that brokerage statements were received prior to internal deadlines, including sending employees reminders and flagging outstanding items to the onshore compliance team.- Screen and review social media handles of investment (deal) teams and capital partnering teams & flag issues to onshore compliance team.- Ensure the new hires certifications are completed on time by employees & ensure their initial disclosures are up-to-date.- Update the leavers' status on the firm's compliance system and update records accordingly.- Perform conflict checks on prospects list and expert network usage reports. Flag any potential issues to the onshore compliance team.- Manage and review a high quantity of emails and calendar invites for expert networks to ensure recordkeeping is comprehensive.- Manage a high volume of transcripts and recordings of expert network calls to ensure records are complete and reach out to networks directly when records are missing.- Work directly with third-party services to complete translations of expert network calls not conducted in English- Coordinated with new brokers/dealers to set up direct feed transmission (Electronic Feeds) with firm's compliance system.- Handle employee queries or queries from external parties such as family offices, broker/dealers, system vendors, etc.- Work closely with the onshore compliance team on day-to-day compliance matters and to support the client team with ad-hoc requests whenever required.QualificationsBachelor of Commerce (B.Com) or Master of Business Administration (MBA) with 5-7 years of experience in working for a corporate compliance team at an investment bank or private equity firm.Required Skills- Good at working with MS Office tools (Excel, Word, and PowerPoint).- Prior experience working on Compliance Tools (i.e., My Compliance Office, STAR Compliance, ComplySci - PTCC) is a plus.- Strong communication and interpersonal skills.About the CompanyMorae Global is a dynamic, high-growth organization that provides an integrated suite of solutions to corporate law departments and law firms and partners with leading software and services providers, both within and outside the legal industry. We are a young company but are made up of seasoned professionals in the legal industry, with a focus on building productive long-term relationships with employees and clients in an environment where collaboration is encouraged, knowledge is shared freely, and diversity of thought, cultures, communities, and points of view is embraced. Our team has the vision to create an effective solution for any business problem and the experience to execute that vision.
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Post Trade Compliance Specialist
2 days ago
Mumbai, Maharashtra, India beBee Careers Full time**Post Trade Compliance Specialist Role**We are seeking a highly skilled Post Trade Compliance Specialist to join our team. As a key member of the compliance department, you will be responsible for ensuring that all employees comply with regulatory requirements and internal policies.The ideal candidate will have 5-7 years of experience in working for a...
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Post-Trade Lifecycle Support Professional
4 days ago
Mumbai, Maharashtra, India beBee Careers Full timeJob Description: Post-Trade Lifecycle Support SpecialistWe are seeking a skilled professional to join our team in providing exceptional client support across the entire post-trade lifecycle.The ideal candidate will possess excellent communication skills, attention to detail, and the ability to work effectively in a fast-paced environment.Key responsibilities...
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Post-Trade Application Support
3 days ago
Mumbai, Maharashtra, India Smart IMS Inc. Full timePost-Trade Application SupportSmart IMS is a leading provider of information technology solutions, offering a wide range of services to businesses worldwide. With a strong focus on innovation and customer satisfaction, we help organizations streamline operations, improve efficiency, and achieve their strategic goals.We are currently looking for a Post-Trade...
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Post-Trade Application Support
3 weeks ago
Mumbai, Maharashtra, India Smart IMS Inc. Full timePost-Trade Application SupportSmart IMS is a leading provider of information technology solutions, offering a wide range of services to businesses worldwide. With a strong focus on innovation and customer satisfaction, we help organizations streamline operations, improve efficiency, and achieve their strategic goals.We are currently looking for aPost-Trade...
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Post Trade Compliance Support
1 week ago
Mumbai, Maharashtra, India Morae Full timeAbout the RoleAssociate Manager - Compliance Support (Private Equity) at Morae Global is a challenging opportunity for professionals who understand what it takes to deliver top-quality solutions for our clients.Responsibilities:Compliance Monitoring: Review employees' quarterly brokerage statements and flag any potential personal trade breaches to the...
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Post Trade Compliance Support
5 days ago
Mumbai, Maharashtra, India Morae Full timeAbout the RoleAssociate Manager – Compliance Support (Private Equity) Mumbai/Delhi NCR, India Morae Global seeks to find best and brightest people – those who understand what it takes deliver top-quality solutions clients.Responsibilities:Review employees' quarterly brokerage statements working various geographical locations flag potential personal trade...
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Post Trade Compliance Support
2 weeks ago
Mumbai, Maharashtra, India Morae Full timeAbout the RoleAssociate Manager - Compliance Support (Private Equity) Mumbai/Delhi NCR, India Morae Global seeks to find the best and brightest people - those who understand what it takes to deliver top-quality solutions for our clients.Responsibilities- Review employees' quarterly brokerage statements working across various geographical locations and flag...
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Post Trade Compliance Support
17 hours ago
Mumbai, Maharashtra, India Morae Full timeAbout the RoleAssociate Manager – Compliance Support (Private Equity) Mumbai/Delhi NCR, India Morae Global seeks to find the best and brightest people – those who understand what it takes to deliver top-quality solutions for our clients.Responsibilities- Review employees' quarterly brokerage statements working across various geographical locations and...
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Post Trade Compliance Support
7 hours ago
Mumbai, Maharashtra, India Morae Full timeAbout the RoleAssociate Manager – Compliance Support (Private Equity) Mumbai/Delhi NCR, India Morae Global seeks to find best and brightest people – those who understand what it takes deliver top-quality solutions clients.Responsibilities:Review employees' quarterly brokerage statements working various geographical locations flag potential personal trade...
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Post Trade Support Specialist
7 days ago
Mumbai, Maharashtra, India beBee Careers Full timeJob Description:We are seeking a dedicated professional to support and maintain the production environment for post-trade applications.
