Trade Surveillance Expert
3 weeks ago
Roles and Responsibilities Develop team programs that support the organization’s business strategy Ensure financial compliance with Organization’s policies and procedures and applicable legal rules and banking regulations. Identifies and recommends potential solutions that monitor, detect or prevent money laundering or terrorist finance activity · The candidate will operate within a multi-jurisdiction platform and deal with colleagues from diverse backgrounds and culture. Ability to work independently and accurately prioritize workload with minimal supervision Functional: · Analytical skills and solid financial expertise are paramount o Well versed with various asset classes like Equity, derivatives, Fixed Income. The candidate must be ready to cope with a significant workload of alerts to review every day. Promptly undertake Trade surveillance using the firm's surveillance tools like SMARTS. Review alerts under various models but not limited to Insider dealing, Ramping, Layering, Spoofing, Wash etc. Promptly investigate and clearly highlight suspicious trades arising from the surveillance activities, involving advisory compliance officers as required.Requirements 4 years of relevant experience in Trade Surveillance & Compliance Bachelor’s degree or equivalent work experience required. Must have a proven experience in a Trade Surveillance role using SMARTS / Actimize Trade Surveillance tool. Knowledge of Risk, Compliance and Controls Having experience in both Trade surveillance and Communication Surveillance will be an added advantage. Good analytical skills with high attention to detail and accuracy Excellent verbal, written, and interpersonal communication skills. Ability to interact with all levels of an organization Strong organizational, multi-tasking, and prioritizing skills. Ability to execute in a fast paced, high demand, environment while balancing multiple priorities. Ability to articulate complex concepts in a clear manner Solid critical thinking, problem solving and decision-making skills. Ability to develop partnerships and collaborate with other business and functional areas. Ability to work effectively in a team environment and across all organizational levels, where f flexibility, collaboration, and adaptability are important. Ability to identify risks and propose mitigation plans Advanced Microsoft Office skills Specific expertise in interacting and working with large processing / operations teams and in managing an on-shore / off-shore operating model. French speaking will be added advantage, as many traders and sales will be in French.
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Sr. Specialist
4 weeks ago
New Delhi, India Mindsprint Full timeJob Title: Sr Specialist, Trade SurveillanceDepartment:Market ComplianceAbout the Role We are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our client’s commodity derivatives trading activities to detect and prevent market abuse. The...
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Manager - Trade Surveillance
4 weeks ago
New Delhi, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
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Senior Analyst
10 hours ago
New Delhi, India MUFG Full timeAbout Us: MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank’s parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the...
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Manager - Surveillance [T500-20111]
1 week ago
New Delhi, India MUFG Full timeAbout Us: MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank’s parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the...
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Senior Analyst
2 weeks ago
New Delhi, India MUFG Full timeAbout Us:MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank’s parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the...
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Senior Analyst
5 days ago
New Delhi, India MUFG Full timeAbout Us: MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank’s parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the...
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New Delhi, India Acuity Knowledge Partners Full timeHiring for Associate/Senior Associate/ Delivery Lead- Email Surveillance expertise candidates.WFO/ UK shiftJob Purpose:• This role is part of corporate and forensic compliance team and works closely with stakeholders for conducting investigations and administration of all aspects of electronic communication (e-comm) surveillance and mitigate risks that...
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Deputy Manager
5 days ago
New Delhi, India Kotak Securities Full timeEntity : Kotak Institutional Equities - Kotak Securities LimitedAbout the CompanyKotak Institutional Equities (KIE), a division of Kotak Securities – the broking arm of the Kotak Mahindra Group, is among India's leading institutional brokers. KIE is the preferred India broker for hundreds of institutional clients across the world including many sovereign...
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Deputy Manager
1 week ago
New Delhi, India Kotak Securities Full timeEntity : Kotak Institutional Equities - Kotak Securities LimitedAbout the CompanyKotak Institutional Equities (KIE), a division of Kotak Securities – the broking arm of the Kotak Mahindra Group, is among India's leading institutional brokers. KIE is the preferred India broker for hundreds of institutional clients across the world including many sovereign...
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Advisor Infectious Disease Surveillance
2 weeks ago
Delhi, Delhi, India Jhpiego Full time ₹ 9,00,000 - ₹ 12,00,000 per yearThe Advisor, Infectious Disease Surveillance, will play a pivotal role in advancing the RISE (Reaching Impact, Saturation, and Epidemic Control) project's objectives in infectious disease surveillanceThis involves strategic engagement with key stakeholders, partnership management, and team leadership to strengthen India's capacity for early detection and...
