Senior Staff Auditor

2 weeks ago

Gurgaon, Haryana, India Ameriprise Financial Full time

Key Responsibilities:

- Plan and execute assigned portions of the Risk & Control Services plan, including audits and compliance activities (SOX/MAR/FDICIA).

- Present objectives, findings, and recommendations to various levels of management.

- Apply a structured approach to assess and enhance the effectiveness of risk management, control, and governance processes.

- Identify control deficiencies, assess their significance, and propose cost-effective recommendations.

- Collaborate with appropriate control groups in planning and execution of assigned work.

- Ensure work is completed within established timelines; proactively escalate risks and challenges as needed.

- Gather and analyze information to provide input into risk assessments, primarily in less complex areas.

Qualifications & Skills:

- Bachelor's degree in Finance, Accounting, Business, or a related field (professional certifications like CPA, CIA, or CISA preferred).

- MBA in finance , accounting or related fields

- 3-5 years of experience in risk management, audit, compliance, or internal controls.

- Knowledge of SOX/MAR/FDICIA compliance requirements.

- Strong analytical, problem-solving, and communication skills.

- Ability to work independently while collaborating effectively within teams.

- High level of integrity, attention to detail, and commitment to quality.

About Ameriprise India LLP:

For over 125 years, Ameriprise has been providing financial solutions to help clients achieve their life goals. Headquartered in Minneapolis, with a global presence, our expertise spans Asset Management, Retirement Planning, Insurance Protection, and Financial Advice.

At Ameriprise India LLP, you'll be part of an inclusive, collaborative culture that values your contributions. You will work alongside talented professionals, gain exposure to diverse challenges, and have opportunities to make an impact both in the office and the community.

We are proud to be an Equal Opportunity Employer, considering all qualified applicants regardless of race, color, religion, sex, sexual orientation, gender identity, age, disability, veteran status, marital or family status, or any other legally protected status.

(ref:iimjobs.com)

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