Compliance Manager

Job Purpose:The candidate should oversee the organization's adherence to regulatory requirements, disseminate relevant guidelines, conduct internal reviews, manage regulatory inspections. Revise and implement compliance policies, provide guidance to business units, maintain a comprehensive training program, ensure the organization operates in conformity with...

KEY DELIVERABLES- To facilitate, monitor and ensure that the Company is conducting its business in full compliance with all national and international legislations and regulations.- Guide business group and branch offices on statutory compliance- Lead statutory compliance strategies for Voltas- To oversee the Compliance Reporting System and to ensure that...

Job Purpose: The main requirement is for Compliance testing with experience of 5+ years in major areas such as Compliance testing, Report analysis and knowledge of LOS and LMS systems. Key Responsibilities: Disseminate circulars/letters/advisories/guidelines issued by the Regulator to relevant business units highlighting regulatory requirements and monitor...

Job Purpose: The requirement is majorly for Compliance testing someone with experience of 5+ years with major areas being, Compliance testing, Report analysis and knowledge of LOS and LMS systems. Key Responsibilities: Disseminate circulars / letters /advisories/ guidelines issued by the Regulator to relevant business units highlighting the regulatory...

Job Purpose: The requirement is majorly for Compliance testing someone with experience of 5+ years with major areas being, Compliance testing, Report analysis and knowledge of LOS and LMS systems.Key Responsibilities:Disseminate circulars / letters /advisories/ guidelines issued by the Regulator to relevant business units highlighting the regulatory...

Job Purpose: The candidate will oversee the organization's adherence to regulatory requirements, disseminate relevant guidelines, conduct internal reviews, manage regulatory inspections. They will revise and implement compliance policies, provide guidance to business units, maintain a comprehensive training program, and ensure the organization operates in...

Duties & Responsibilities- Disseminate circulars / letters /advisories/ guidelines issued by the Regulator to relevant business units highlighting the regulatory requirements and monitor compliance of these guidelines.- Perform compliance testing, internal compliance reviews & monitoring activities.- Ensure strict adherence to all regulatory requirements,...

Compliance Manager - Purpose:The candidate should oversee the organization's adherence to regulatory requirements, disseminate relevant guidelines, conduct internal reviews, manage regulatory inspections. Revise and implement compliance policies, provide guidance to business units, maintain a comprehensive training program, ensure the organization operates...

Duties & Responsibilities Disseminate circulars / letters /advisories/ guidelines issued by the Regulator to relevant business units highlighting the regulatory requirements and monitor compliance of these guidelines. Perform compliance testing, internal compliance reviews & monitoring activities.Ensure strict adherence to all regulatory requirements,...

Job DescriptionJob Purpose -To create standard operating processes for each activity including compliance manuals and drive compliance on the same through reviews, field visits and audits. The incumbent will also ensure documents of projects and accounts in compliance with internal and external standards.Job Responsibilities -Risk Management - 1. Creating...

Compliance Manager - Societe Generale Gift City, Gandhinagar, Gujarat Compliance Permanent contract Mumbai, India Reference 24000QG5 Start date 2025/02/03 Publication date 2024/11/08 Responsibilities Job Summary / Job Purpose-: Monitor and ensure all activities carried out in IBU branch are in compliance with the internal policies and...

Job Description:The Compliance Manager will oversee the development and implementation of effective compliance strategies to ensure our organization's adherence to all applicable laws and regulations. Your primary responsibility will be to maintain compliance with regulatory requirements, including RBI reporting, NBFC Regulations, and other relevant...

We are looking for a highly skilled Compliance Manager to join our team at ASBS &. As a Semi-qualified Chartered Accountant (CA), you will be responsible for ensuring that our organization complies with all relevant laws, regulations, and industry standards.The ideal candidate will possess a strong understanding of accounting principles, taxation laws, and...

About the RoleThe LHR Group has been mandated to hire a Compliance Lead for Unsecured Business Lending with one of the leading NBFCs (Part of a promotional Indian Conglomerate).Key Responsibilities:Oversee compliance with RBI regulations applicable to NBFCs.Lead RBI audit preparedness and manage all regulatory interactions.Develop and implement robust...

We have an exciting opportunity for you to join our team as Manager- Compliance. Reporting to the Compliance officer this full-time and permanent position is based in Mumbai- Andheri, India and offers regional coverage, allowing you to make a significant impact to our compliance team and its' growth. Key responsibilities:• Compliance with SEBI (Debenture...

Are you a detail-oriented professional with a passion for corporate governance and compliance? Do you have a strong understanding of SEBI regulations and a proven track record of ensuring compliance with listing obligations?About the Role:We are seeking a Compliance Manager to join our team at TopGear Consultants Private Limited. As a key member of our...

Main ResponsibilitiesTimely statutory compliances: Manage GST, TDS, ROC, PT, IRDA, and other regulatory requirements.Finalisation of accounts: Assist in preparing and finalising financial statements, balance sheets, and other accounting records.Periodic review: Conduct regular reviews of the accounts team's work to identify areas for improvement and...

It's never been a more exciting time to join Vistra. At Vistra our purpose is progress. We believe that our clients have the power to change the world and to do great things for global progress, and we exist to remove the friction that comes from the complexity of global business – to help our clients achieve progress without friction. But progress only...

Job Title Compliance Officer Job Location Mumbai Churchgate Reporting to Head - Legal Compliance Department Legal ComplianceRequirements Experience 1-3 years of experience in Mutual FundsQualifications B Com ACS Industry - Mutual FundRoles and Responsibilities a Responsible for reviewing monitoring and filing of Advertising Materials PPTs...

Job DescriptionThe role of a Compliance Manager involves ensuring that an organization operates within the boundaries of laws and regulations. This position requires strong analytical skills to identify potential compliance risks and develop strategies to mitigate them. The successful candidate will have excellent communication skills, both written and...