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Compliance Manager

2 months ago


Noida, India PW (PhysicsWallah) Full time

Position description: Overseeing legal documentation, negotiations, and compliance, ensuring effective contract lifecycle management within the legal framework of the organization.


Key Responsibilities:


Regulatory Compliance:

  • Develop and implement compliance policies and procedures in accordance with regulatory requirements.
  • Monitor and ensure compliance with applicable laws, regulations, and guidelines issued by regulatory bodies such as RBI, SEBI, and other relevant authorities.


Compliance Monitoring and Reporting:

  • Conduct regular compliance audits and assessments to identify and mitigate risks.
  • Prepare and submit compliance reports to regulatory authorities and senior management.


Risk Management:

  • Identify compliance risks and develop strategies to mitigate them.
  • Maintain a risk register and ensure timely resolution of compliance issues


Prior experience is NBFC sector is must