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Compliance Manager
2 months ago
Position description: Overseeing legal documentation, negotiations, and compliance, ensuring effective contract lifecycle management within the legal framework of the organization.
Key Responsibilities:
Regulatory Compliance:
- Develop and implement compliance policies and procedures in accordance with regulatory requirements.
- Monitor and ensure compliance with applicable laws, regulations, and guidelines issued by regulatory bodies such as RBI, SEBI, and other relevant authorities.
Compliance Monitoring and Reporting:
- Conduct regular compliance audits and assessments to identify and mitigate risks.
- Prepare and submit compliance reports to regulatory authorities and senior management.
Risk Management:
- Identify compliance risks and develop strategies to mitigate them.
- Maintain a risk register and ensure timely resolution of compliance issues
Prior experience is NBFC sector is must