Corporate Bank Transaction Monitoring Investigator, AVP

8 hours ago


Electronic City, India Deutsche Bank Full time

Description

The CB Transaction Monitoring Investigator’s primary responsibility will be handling escalated alerts and cases and conducting AML investigations, while assisting with other Financial crime investigation related duties as required. The candidate is expected to be equipped with sound product knowledge and bring strong expertise in AML/CTF investigative processes and effective alert and case handling procedures.

Details of the Division and Team:

Deutsche Bank benefits from having a highly experienced and dedicated Anti Financial Crime (AFC) function, which performs a crucial role in keeping DBs business operations and global financial services clean from financial crime while serving the interests of the bank and society. Our regional/global matrix structure allows for flexible responses to challenges in the core areas of: Anti-Money Laundering, Sanctions & Embargoes, Anti-Fraud, Bribery & Corruption, Investigations & Intelligence, Monitoring & Screening, and Risk Assessment.

Our AFC Team will provide you with opportunities to learn, grow and define your career. We foster an open, diverse, and inclusive team culture, that is engaged and well-supported for prosperity and enjoyment of a life/work balance.

The Asia-Pacific Anti-Financial Crime Department supports Deutsche Bank businesses in the region to manage AFC risk, is responsible for ensuring that related processes are in place and that all policies, procedures and guidelines conform to internal DB policies as well as all applicable laws and regulations.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

Best in class leave policy

Gender neutral parental leaves

100% reimbursement under childcare assistance benefit (gender neutral)

Sponsorship for Industry relevant certifications and education

Employee Assistance Program for you and your family members

Comprehensive Hospitalization Insurance for you and your dependents

Accident and Term life Insurance

Complementary Health screening for 35 yrs. and above

Your key responsibilities

Investigate AML/CTF cases and associated transactions and identify potential areas of risk (financial, reputational, and regulatory) within the transactions and associated client relationship review; Investigate cases utilizing knowledge of money laundering, financing of terrorism and related issues, seeking guidance and assistance when required from the Team Manager and other colleagues.

Resolving these Investigations before any issues can have a negative impact on the bank’s financial position, reputation or become a regulatory issue. Review and analyze daily AML/CTF Cases to ensure that investigations are accomplished to address transactions that contravene the banks or regulatory policy. Ensure these occurrences are documented in the case for regulatory/audit level reviews.

Conduct open source and external database searches to mitigate any potential impact of adverse information on the investigation subjects; Handle complex and confidential cases with little or no guidance; Accountable to ensure the audit trail is complete for all alerts and cases; Ensure all alerts and cases are completed within the mandated timeframe.

Perform AML monitoring of assigned businesses or jurisdictions; Perform or support autonomous reviews and investigations; Support oversight on monitoring processes in the Asia Pacific as required. Coordinate and/or prepare the required management information reporting data for local, regional or global submission as applicable; Coordinate and work with AFC staff in the home and other locations to ensure consistency in standards and policy implementation.

Provide support in Financial crime investigations related technical and project work and user-acceptance tests as needed. Provide input on key initiatives and other ad hoc projects as needed. Identify current transaction typologies and keep abreast of emerging ones proactively. Provide support and assistance to the AML/CTF Manager with respect to the requirements of internal systems parameters reviews; Escalate any known data quality and system issues to the AML/CTF Manager and Data teams as required; provide support to the AML/CTF Manager on internal and external audit or inspections as needed.

Your skills and experience

7-9 years relevant experience in Transaction Monitoring with background in a Financial Crimes Investigation unit or Financial Crime Special Investigations or Intelligence unit.

Additionally possess sound technical AML and KYC knowledge with demonstrated hands-on experience. Experience in Corporate Bank AML monitoring a plus.

Subject matter expert in AML/CTF typologies/trends with experience in reviewing Evidential Case Files using knowledge of Legislation. An understanding of the legal and compliance issues of complex banking organisations.

Familiarity with diverse banking products across business lines and experience in working on AML monitoring and case management systems.

Familiarity with artificial intelligence (AI) and machine learning tools a plus.

Demonstrated problem-solving and analytical skills with an investigative mindset.

Strong attention to detail and efficient.

Ability to work under pressure and within tight deadlines with no loss of accuracy.

Strong verbal and written communication skills.

Possess strong interpersonal skills.

Proactive and able to take initiative.

Must be able to handle stressful situations while maintaining a professional approach to problem solving.

Team player - the ability to work well within a team.

A professional business attitude in the workplace.

Relevant AML or related certifications (CAMS, ICA Diploma)

Relevant tertiary qualifications

Previous law enforcement experience/Previous experience in relevant investigations roles

How we’ll support you

Training and development to help you excel in your career

Coaching and support from experts in your team

A culture of continuous learning to aid progression

A range of flexible benefits that you can tailor to suit your needs



  • Electronic City, India Deutsche Bank Full time

    Description The AML Transaction Monitoring Investigations Manager (VP)’s primary responsibility will be to lead the team handling alerts and cases and conducting AML investigations, while supporting other AML investigation related tasks as required. Details of the Division and Team: Deutsche Bank benefits from having a highly experienced and dedicated...


  • Electronic City, India Deutsche Bank Full time

    Description Deutsche Bank benefits from having a highly experienced and dedicated Anti-Financial Crime (AFC) function, which performs a crucial role in keeping Deutsche Bank’s business operations and global financial services clean from financial crime, while serving the interests of the Bank and society. Our global matrix structure allows for flexible...


  • Electronic City, India Deutsche Bank Full time

    Description Group Strategic Analytics (GSA) is part of Group Chief Operation Office (COO) which acts as the bridge between the Bank’s business and infrastructure functions to help deliver the efficiency, control, and transformation goals of the Bank. You will work within the Global Strategic Analytics Team and lead a team of 5 Associates to support a...


  • Electronic City, India Deutsche Bank Full time

    Description :Job Title: Regulatory Control Senior Advisor, AVP Corporate Title: AVP Location: Bangalore, India Role Overview As Team Leader within the Sanction Alert Investigations function, you will serve as a critical link between frontline investigators and senior management. You’ll oversee day-to-day alert handling, provide technical guidance,...


  • Electronic City, India Deutsche Bank Full time

    Description :Investment Bank and Cross Product Operations (IBCPO) is fully integrated, front-to-back aligned delivery model providing transaction, reporting and cash management services to Deutsche Bank’s multi-asset global businesses including IB – FIC Sales and Trading, Corporate Bank and Capital Release Unit. Operational services include core trade...


  • Electronic City, India Deutsche Bank Full time

    Description As Vice President of the Sanction Alert Investigations team, you will lead a high-performing unit responsible for the end-to-end management of sanctions screening alerts across the enterprise. You’ll serve as a strategic partner to senior stakeholders, ensuring the institution’s sanctions controls are robust, responsive, and aligned with...

  • KYC, AVP

    7 hours ago


    Electronic City, India Deutsche Bank Full time

    Description Operations provides support for all of Deutsche Bank’s businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune,...

  • AML Monitoring

    7 hours ago


    Electronic City, India Deutsche Bank Full time

    Description Transaction monitoring (TM) is an essential element of the Anti-Money Laundering (AML) policy within Deutsche Bank (DB). DB is required to monitor transactions and undertakes a risk based approach towards transaction monitoring to identify potentially unusual and suspicious transaction behavior in order to detect and prevent the misuse of its...


  • Electronic City, India Deutsche Bank Full time

    Description The Corporate Bank was set up independently in 2019 and is now at the center of Deutsche Bank’s new strategy. The Corporate Bank is a leading global provider of cash management, trade finance and securities services, delivering the full range of commercial banking products and services for both corporates and institutions worldwide. The...


  • Electronic City, India Deutsche Bank Full time

    Description The Corporate Bank was set up independently in 2019 and is now at the center of Deutsche Bank’s new strategy. The Corporate Bank is a leading global provider of cash management, trade finance and securities services, delivering the full range of commercial banking products and services for both corporates and institutions worldwide. The...