Senior Manager Compliance Testing

3 weeks ago


Gurgaon, Haryana, India BharatPe Full time
About the Role

In this role, you have the opportunity to … work in critical areas of Compliance, Governance for BharatPe with some of the brightest minds in the industry who are truly focused at building #bharatpeforbharat. You will spearhead mandated compliance testing of regulations applicable to Payment Aggregator, LSP, TPAP, Wealth tech covering regulatory aspects of RBI Master Directions, NPCI, IRDA & other regulatory bodies along with testing of critical SOPs impacting our business operations. Work with interdepartments / functions on gaps with clear mitigation plan. Add value by acting as a facilitator in compliance & help organization accomplish its objectives by bringing a systematic and disciplined approach.

Responsibilities will include:

- Maintain oversight of the developments in the Fintech regulatory environment.
- Assist the Sr Manager Compliance in performing testings and related deliverables as per the compliance audit plan.
- Perform compliance testing's as per prescribed policies, procedures and standards.
- Prepare reports and management presentations to reflect the outcomes of the compliance testings with a focus on regulatory risks.
- Stay informed, adopt and implement the best-in-class compliance testing practices and solutions to automate testing.
- Ability to review Product Notes, Policies, SOPs, Agreements from Regulatory and Legal point of view.
- Design and conduct periodic risk assessments/compliance testing and share reports along with closure of corrective action plans.
- Proactively manage the potential regulatory risks. Maintain tracker with action plan & timelines.
- Focus on self- learning and development on all relevant guidelines in the areas of financial services products (Payments/ Lending etc.) and ensure reporting of the progress to sync in with departmental goal.

Qualifications

Any CS / CA / MBA with at least 4 years of experience in compliance testing / Internal Audits with BFSI /Fintech / Big 4.

Required Skills

- Possesses sound exposure to Payment sector impacting fintech's.
- Advanced Microsoft Office (Word, excel and Powerpoint) skills.
- Analytical bent of mind with a demonstrated strength in being able to analyze, review compliance.
- Should be responsible, transparent, reliable & accountable with good stakeholder management skills.

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