
Investment Compliance Analyst
7 hours ago
We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade monitoring, using leading industry solutions.Key Responsibilities- Investment Compliance Monitoring: Conduct coding and post-trade compliance checks to ensure adherence to investment guidelines and regulatory requirements. - Guideline Interpretation: Analyze, interpret, and implement investment guidelines for various instruments, ensuring alignment with client and regulatory standards. - Compliance Tools Management: Utilize platforms such as Sentinel, Aladdin, Bloomberg AIM, or Charles River Development (CRD) for compliance processes. - Reporting and Documentation: Prepare accurate compliance reports and maintain thorough documentation for audit and client purposes. - Collaboration: Work closely with portfolio managers, risk management teams, and other stakeholders to address compliance issues and ensure timely resolution. - Process Optimization: Continuously identify and implement improvements in compliance processes and procedures.Key Competencies- Investment Instruments Knowledge: Strong understanding of equities, derivatives, and fixed-income instruments. - Analytical Skills: Ability to apply logical reasoning and interpret complex investment guidelines. - Technical Expertise: Proficiency with at least one compliance platform (Sentinel, Aladdin, Bloomberg AIM, or CRD). - Microsoft Office Proficiency: Strong working knowledge of Excel, Word, and other MS Office applications. - Communication Skills: Excellent written and verbal communication abilities to convey compliance matters effectively to diverse stakeholders.
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Investment Compliance Analyst
1 week ago
New Delhi, India Decimal Point Analytics Full timeWe are seeking adetail-oriented and analytical Investment Compliance Analystto join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Analyst
4 days ago
New Delhi, India CES Full timeI am Asheesh Pillay and I’m from Talent Acquisition Team at CES Limited. I came across your profile as we’re currently looking for a Analyst/Senior Analyst/Lead - Alternative Investment and I think you could be a good fit. We are looking for 2+ years of experience in Investment Operations, I’d like to tell you a little more about this position and...
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Investment Compliance
1 week ago
New Delhi, India Vahura Full timeThis role focuses on investment guideline monitoring, trade review, and client onboarding, and involves working closely with portfolio managers and global compliance teams.Key responsibilities include:- Reviewing client investment guidelines and onboarding new accounts - Monitoring daily trades to ensure regulatory and internal compliance - Coding and...
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Investment Analyst
2 days ago
New Delhi, India ECU Worldwide Full timeIndustry: AI, Deep Tech, Financial Services, Mutual fund services, PMSRole Overview: We are looking for a high-potential Strategy Analyst with a unique blend of financial acumen and AI/technology fluency. This role is ideal for candidates with 3–5 years of experience in investment research, equity analysis, or business analysis within financial services,...
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Investment Analyst
4 days ago
New Delhi, India Prath Ventures Full timeCompany Description Prath Ventures is an early-stage venture firm specializing in Consumer Businesses and their Enablers. We usually make our first investments ranging from INR 10-150 million and lead rounds from Seed to Series A. We are investing out of our Fund I and have made 9 investments so far.With over 40 years of cumulative experience across the team...
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Investment Analyst
1 week ago
New Delhi, India CapitalOven Full timeCompany DescriptionCapitalOven is an early-stage venture capital firm based in India, focusing on investments in AI/ML, Generative AI, and innovative technology startups. We partner with visionary founders to help turn bold ideas into global businesses, from Seed to Series A. With over a decade of experience, $500M+ in capital deployed, and a portfolio of...
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Investment Analyst
2 days ago
New Delhi, India Prath Ventures Full timeCompany DescriptionPrath Ventures is an early-stage venture firm specializing in Consumer Businesses and their Enablers.We usually make our first investments ranging from INR 10-150 million and lead rounds from Seed to Series A. We are investing out of our Fund I and have made 9 investments so far.With over 40 years of cumulative experience across the team...
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Investment Analyst
2 days ago
New Delhi, India Zetheta Algorithms Private Limited Full timeAbout the CompanyZeTheta Algorithms Private Limited is a FinTech start-up which has been recently set up and is developing innovative AI tools.About the RoleWe are seeking a talented and motivated student intern for Investment Analyst Role. This is an extraordinary opportunity for a self-driven, financially skilled student with an eye for investment...
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Investment Analyst
6 hours ago
New Delhi, India Zetheta Algorithms Private Limited Full timeAbout the CompanyZeTheta Algorithms Private Limited is a FinTech start-up which has been recently set up and is developing innovative AI tools.About the RoleWe are seeking a talented and motivated student intern for Investment Analyst Role. This is an extraordinary opportunity for a self-driven, financially skilled student with an eye for investment...
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Compliance Analyst
2 weeks ago
New Delhi, India Insight Alpha Full timeAbout Insight Alpha Insight Alpha is a fast-growing India/SE Asia-focused organisation with a consummate network of Asia’s leading subject matter experts who educate and provide their perspective to decision makers across various industries through a wide range of consulting methods. IA serves 3000+ client contacts at large global investment firms, top...