Head - AIF & PMS Compliance - CS

Job DescriptionName of the organization: Getfive Corporate Advisors LLP. Present Role: Operation and Compliance Manager - AIF. Company Description:. GetFive, a Securities and Exchange Board of India (SEBI)-registered Merchant banking firm based out of Ahmedabad. We are focused on IPO as well as fundraising through Private Equity and Debt. Our services...

**Job Summary**: **Key Responsibilities**: - Monitor and ensure compliance with SEBI regulations, RBI guidelines, and other applicable laws governing AIFs. - Develop, implement, and update compliance policies and procedures to reflect regulatory changes and industry best practices. - Conduct regular compliance risk assessments and internal audits to...

Job Title - Compliance and Risk ManagerResponsibilities :1. Develop and implement compliance policies and procedures specific to AIFs.2. Conduct regular compliance reviews and audits to identify any potential issues or areas for improvement.3. Stay up-to-date with changes in AIF regulations and ensure that the organization adapts to these changes.4. Act as...

Compliance Head for an NBFC (Non-Banking Financial Company), responsible for ensuring that the company adheres to all relevant laws, regulations, and internal policies. Key responsibilities and requirements for this role:Key Responsibilities:- Develop and Maintain Compliance Programs: Establish and maintain compliance programs to ensure adherence to...

We are seeking a "Manager - Fund Accounting" with a minimum of 2 years of experience in accounting and finalization of AIF & PMS. The ideal candidate will manage accounting processes, finalize accounts, and ensure compliance with financial and regulatory standards for Alternative Investment Funds (AIF) and Portfolio Management Services (PMS). This role...

SucSEED Ventures is seeking a highly motivated, organized, and experienced Transaction & Regulatory Compliance officer to support the proposed fund at GIFT City. The ideal candidate will have excellent organization and management skills, be proactive, and able to work effectively under pressure.Job Description:Oversee Investment Transactions to manage...

Experience in Stock Market Compliance for Minimum 2 years OR Fresh CA/CS

**Number of Positions: 01**: **Key Responsibilities**: - Corporate Law Compliances and Advisory, RBI Compliances, Capital Infusion, - Board Meetings related work, - ROC & all other regulatory Compliances, - Audit Related tasks, - Due Diligence Services, -Secretarial Assistance, Financial transaction execution, - NBFC compliances, etc. **Desired...

Roles & Responsibilities: - To achieve sales targets by engaging with the customers and assisting them to choose the Jewellery and completing the sales transaction in line with the Company SOP. - Responsible to achieve the individual sales target and executing the company's strategies to enhance profit. - Receive the customer in a welcoming manner and...

Qualification - Inter CA Prepare and review regulatory/submission under SEBI/RBI/SEZ/IFSC regulations at Gift City - Ensure compliance with internal and external regulations/policies with businesses at GIFT City - Review marketing initiatives and establish compliance controls, investment restrictions for alternate businesses at Gift City - Monitor...

**PMS Financial Services** Experience: 1-2 years Job Title - **Dealing Associate** **Job Summary**: PMS Financial Services is looking to hire a Dealing Associate who can support the investment, trading and client handling team with the below. The role will be crucial in business development and planning market strategies for the business. **Job...

Provide leadership and direction to the compliance team, fostering a culture of ethical conduct and regulatory adherence. Ensure accurate and timely exchange reporting (Daily, Weekly, Monthly). Handle client grievances efficiently. Lead internal and external audits, as well as regulatory inspections by SEBI, exchanges, and depositories. Coordinate audit...

Provide leadership and direction to the compliance team, fostering a culture of ethical conduct and regulatory adherence.Ensure accurate and timely exchange reporting (Daily, Weekly, Monthly).Handle client grievances efficiently.Lead internal and external audits, as well as regulatory inspections by SEBI, exchanges, and depositories.Coordinate audit...

Provide leadership and direction to the compliance team, fostering a culture of ethical conduct and regulatory adherence.Ensure accurate and timely exchange reporting (Daily, Weekly, Monthly).Handle client grievances efficiently.Lead internal and external audits, as well as regulatory inspections by SEBI, exchanges, and depositories.Coordinate audit...

Provide leadership and direction to the compliance team, fostering a culture of ethical conduct and regulatory adherence. Ensure accurate and timely exchange reporting (Daily, Weekly, Monthly). Handle client grievances efficiently. Lead internal and external audits, as well as regulatory inspections by SEBI, exchanges, and depositories. Coordinate audit...

**About the Company**: Our client is a leading mid‐market investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services. A trusted Investment bank servicing customers with the best results in advisory in their investments, the best corporates for their...

Job Profile: Job Title: Company Secretary (CS) Experience: 2+ years Salary Budget : 7-7.5 LPA Location: Ahmedabad, Gujarat. Key Responsibilities: 1 Secretarial and Corporate Governance: • Assist in maintaining and updating statutory registers, books, and records as required under the Companies Act and LLP Act. • Ensure compliance...

About Vivriti Group Vivriti Group is a trailblazer in the mid-market lending space, offering customized debt solutions to mid-sized enterprises. The group operates through two core businesses: Vivriti Capital Limited : A systematically important Non-Banking Financial Company (NBFC ND-SI) regulated by the Reserve Bank of India (RBI). Vivriti Capital has...

Job Profile:Job Title: Company Secretary (CS)Experience: 2+ yearsSalary Budget : 7-7.5 LPALocation: Ahmedabad, Gujarat.Key Responsibilities:1 Secretarial and Corporate Governance:• Assist in maintaining and updating statutory registers, books, and records as required under the Companies Act and LLP Act.• Ensure compliance with corporate governance...

**Job Summary**: Steptrade Share Services Private Limited is seeking a skilled Principal Officer for our AIF Fund based in Gandhinagar GIFT City, with a working location in Ahmedabad. **Key Responsibilities**: - Lead the management and execution of AIF strategies in alignment with company goals. - Oversee portfolio structuring, risk management, and fund...