Capital One

At Capital One, we're building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking.

At Capital One India, we are at the cutting edge of solving fundamental business problems using advanced data methodologies, statistics, and machine learning algorithms. We analyze data to derive valuable business insights, make decisions, and develop innovative and patentable products.

As a Manager, you will have responsibilities associated with Capital One India's Risk Management team, helping to ensure a timely and accurate month-end risk reporting, in addition you will help consult on initiatives, programs, and projects to raise their game in Information Security and Risk Management. You are pragmatic and practical in your understanding of risk and security, but also willing to know when to pull in experts and escalate. You collaborate and innovate with other teams within Capital One to push the envelope. Ensure all strategic initiative coming your away is delivered in a timely Manage the India Risk Management team consisting of Risk and Assurance activities to ensure strategic planning for the Risk Management function

- PSP - Governance (Policies, Standards & Procedures)

- Review and ensure compliance with the Enterprise Policy Program standard

- Report on creation of new documents, renewals/ expiry of existing documents and Standard Adherence Assessment conducted by CPO (Corporate Policy Office)

- Maintain repository of India wide documents

- Influence updates to policies, standards to enhance risk management activities

- Maintain Risk Management PSPs and SOPs and draft new documents as the team expands the scope of work

- Corporate Insurance: Renew and maintain Worker's Compensation (WC), Property Insurance, Directors and Officers Liability (D&O), Commercial General Liability (CGL)

Internal Audit:

- Finalize the vendor to conduct annual Internal Audit

- Draft the scope and IA calendar

- Coordinate with Internal teams and facilitate the IA

- Assist in timely closure of observations/ recommendations

- Report the status and details of observations to LT

- Prepare the Risk reports at India site level risk in the Enterprise Risk Management framework

- Constantly work with US Risk Office and Cyber teams to expand the scope of Risk Reporting

- Prepare Assurance Reports including monthly Controls execution report to owners & relevant LT & coordinate with Capital One US teams and India support teams to report status on IA TPM, ABAC, BCP testing, Standard Adherence Assessment & Statutory Audit

- Work closely with leadership to maintain artefacts (like Vision, Roadmap, etc) in the internal portal for Capital One internal Lean - Six Sigma based framework

- Present the Risk and Assurance reports to LT in the following forums:

- Monthly Business Review (MBR) - chaired by India head, US Risk Office head and US Legal head

- Quarterly Risk, Legal & Tech Committee - chaired by India head, US Risk Office head, US Legal head and US Tech Head

- Ideate and implement Risk Management framework across Risk Taxonomy and refresh framework based on evolving business needs/ risks

- Partner with other Risk Management functions across the company and cross functional teams to conduct Process Level Assessments

- Maintain relationships with key stakeholders to ensure timely delivery of commitment

Basic Qualifications:

- MBA

- 10-14 years of overall experience

- At least 5 years of experience in Enterprise Risk Management

Good knowledge on:

- Enterprise Risk Management framework and implementation

- Three Lines of Defense framework

- Handling/ facilitating Internal Audit

- Good communication skills - Verbal, written and presentation

Preferred qualifications

- Majority of the experience in risk management

- Experience in Banking or consulting preferred

- Added advantage (any of the below):

- Enterprise Risk Management - Level 2 qualified (by IRM - Institute of Risk Management)

- COSO framework, ISO 31000 and ISO 27001