Current jobs related to C&ORC Business Control Assurance SOX Stream Manager - Mumbai Central - UBS
-
C&orc Business Control Assurance Sox Tester
3 months ago
Mumbai, Maharashtra, India UBS Full timeIndia - Risk - Group Functions **Job Reference #** - 295135BR **City** - Mumbai, Pune **Job Type** - Full Time **Your role** - Do you have a knack for SOX Audit? Are you at your best when supporting others? We’re looking for someone like that to: - perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to...
-
C&orc Business Control Assurance Sox Tester
1 month ago
Mumbai, Maharashtra, India UBS Full timeIndia - Risk - Group Functions **Job Reference #** - 295165BR **City** - Mumbai, Pune **Job Type** - Full Time **Your role** - Do you have a knack for SOX Audit? Are you at your best when supporting others? We’re looking for someone like that to: - perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology...
-
C&orc Technology Control Assurance Sox Tester
1 month ago
Mumbai, Maharashtra, India UBS Full timeIndia - Risk - Group Functions **Job Reference #** - 300424BR **City** - Mumbai, Pune **Job Type** - Full Time **Your role** - Do you have a knack for IT Audit? Are you at your best when supporting others? We are looking someone like that to: - Perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per the defined Testing...
-
C&orc Risk
4 months ago
Mumbai, India UBS Full timeIndia - Risk - Group Functions **Job Reference #** - 279291BR **City** - Mumbai, Pune **Job Type** - Full Time **Your role** - It will be an exciting period which you spend working within the Controls Assurance team, testing controls and gaining an insight into the complex structures, operating layers and divisions within UBS. You will focus on the in...
-
C&orc Risk
3 months ago
Mumbai, India UBS Full timeIndia - Audit, Compliance - Group Functions **Job Reference #** - 279577BR **City** - Mumbai, Pune **Job Type** - Temporary / Contract **Your role** - It will be an exciting period which you spend working within the Controls Assurance team, testing controls and gaining an insight into the complex structures, operating layers and divisions within UBS. You...
-
Ib C&orc Front Office Aligned Control Assurance
1 month ago
Mumbai, Maharashtra, India UBS Full timeIndia - Audit, Compliance, Risk - Group Functions **Job Reference #** - 297387BR **City** - Mumbai **Job Type** - Full Time **Your role** - Are you a sharp evaluator of risk? Do you have experience in providing compliance, audit or risk advisory services within an investment bank? Are you confident when it comes to speaking up for what is right and...
-
Controls Testing Manager
1 week ago
mumbai, India WTW Full timeSummary: Controls Resiliency Manager is responsible to lead and deliver IT controls assurance activities with proven extensive knowledge in IT Audit, IT General Controls Assurance, SOX 404, IT Attestation (SSAE18 / SOC), audit analytics, Cloud Security, CCPA, ISO 27001, etc. to support the Global Head of Technology and Cyber Risk Management & Regulatory...
-
Controls Testing Manager
2 weeks ago
Mumbai, India WTW Full timeSummary: Controls Resiliency Manager is responsible to lead and deliver IT controls assurance activities with proven extensive knowledge in IT Audit, IT General Controls Assurance, SOX 404, IT Attestation (SSAE18 / SOC), audit analytics, Cloud Security, CCPA, ISO 27001, etc. to support the Global Head of Technology and Cyber Risk Management & Regulatory...
-
Controls Testing Manager
1 week ago
mumbai, India WTW Full timeSummary: Controls Resiliency Manager is responsible to lead and deliver IT controls assurance activities with proven extensive knowledge in IT Audit, IT General Controls Assurance, SOX 404, IT Attestation (SSAE18 / SOC), audit analytics, Cloud Security, CCPA, ISO 27001, etc. to support the Global Head of Technology and Cyber Risk Management &...
-
Sox Sme
5 months ago
Mumbai, Maharashtra, India Willis Towers Watson Full timeRoles & Responsibilities: - Accountable for supporting delivery of Technology scope SOx controls and audit. - Support key SOx impacting projects to ensure change to controls is designed and operated effectively during and post project implementation. - Attend and contribute to key governance forums - Produce timely metrics to support governance reporting...
-
Mumbai, India Deloitte Full timeRisk Advisory – JD – Consultant Risk Assurance What impact will you make? Every day, your work will make an impact that matters, while you thrive in a dynamic culture of inclusion, collaboration and high performance. As the undisputed leader in professional services, Deloitte is where you’ll find unrivaled opportunities to succeed and...
-
Mumbai, India BDO in India Full timeWe are looking to hire CA's with 3 - 7 years of experience in US GAAP. Location - Mumbai Experience - 3 - 7 Years Education - CA Responsibilities: Knowledge about US GAAP, IFRS and IND AS financial statements for listed and unlisted entity SOX 404 , knowledge of internal control framework including SOX Experience of PCAOB standard and working...
-
Lead - SOX Compliance
4 months ago
mumbai, India Rentokil Initial Full timeThe SOX Compliance Specialist will be responsible for ensuring that the company's financial reporting and internal control procedures comply with the requirements of the Sarbanes-Oxley Act (SOX). The specialist will work closely with the company's accounting and finance teams, internal and external auditors to identify areas of risk and develop and implement...
-
Lead - SOX Compliance
4 months ago
Mumbai, India Rentokil Initial Full timeThe SOX Compliance Specialist will be responsible for ensuring that the company's financial reporting and internal control procedures comply with the requirements of the Sarbanes-Oxley Act (SOX). The specialist will work closely with the company's accounting and finance teams, internal and external auditors to identify areas of risk and develop and implement...
-
Mumbai, India BDO in India Full timeWe are looking to hire CA's with 3 - 7 years of experience in US GAAP.Location - MumbaiExperience - 3 - 7 YearsEducation - CAResponsibilities:Knowledge about US GAAP, IFRS and IND AS financial statements for listed and unlisted entitySOX 404 , knowledge of internal control framework including SOXExperience of PCAOB standard and working experience of FPI or...
-
Mumbai, India BDO in India Full timeWe are looking to hire CA's with 3 - 7 years of experience in US GAAP.Location - MumbaiExperience - 3 - 7 YearsEducation - CAResponsibilities:Knowledge about US GAAP, IFRS and IND AS financial statements for listed and unlisted entitySOX 404 , knowledge of internal control framework including SOXExperience of PCAOB standard and working experience of FPI or...
-
mumbai, India BDO in India Full timeWe are looking to hire CA's with 3 - 7 years of experience in US GAAP.Location - MumbaiExperience - 3 - 7 YearsEducation - CAResponsibilities:Knowledge about US GAAP, IFRS and IND AS financial statements for listed and unlisted entitySOX 404 , knowledge of internal control framework including SOXExperience of PCAOB standard and working experience of FPI or...
-
Mumbai, India BDO in India Full timeWe are looking to hire CA's with 3 - 7 years of experience in US GAAP. Location - Mumbai Experience - 3 - 7 Years Education - CA Responsibilities: Knowledge about US GAAP, IFRS and IND AS financial statements for listed and unlisted entity SOX 404 , knowledge of internal control framework including SOX Experience of PCAOB standard and working experience of...
-
Manager - Controls
3 months ago
Mumbai, India Starbucks Full timePurpose and Scope of positionManager Controls review role may comprise of conducting reviews of policy and procedures, systems, internal control, documentation of Standard Operating Procedures, development of enterprise risk management framework, project risk management reviews, independent validations of time (scheduling), cost (budgets) and quantity (BOQ),...
-
Manager - Controls
4 months ago
mumbai, India Starbucks Full timePurpose and Scope of position Manager Controls review role may comprise of conducting reviews of policy and procedures, systems, internal control, documentation of Standard Operating Procedures, development of enterprise risk management framework, project risk management reviews, independent validations of time (scheduling), cost (budgets) and quantity...
C&ORC Business Control Assurance SOX Stream Manager
4 months ago
Do you have a knack for SOX audit? Are you at your best when supporting others? We're looking for someone like that to:
- Analyse and understand key operational, and financial reporting controls within the assigned areas and scope for SOX reviews
- Manage and review the Design Effectiveness (DE) and Operating Effectiveness (OE) testing performed by staff as per internal methodology to agreed deadlines
- Support stakeholders in understanding reported control deficiencies and related risks
- Escalate any potential testing issues / exceptions to appropriate teams
- Maintain the testing documentation and logs, ensuring they are kept uptodate and detailed
- Perform quality assurance reviews of the work of more junior staff
- Contribute to improvement and development of the testing approach
- Actively manage the work within the team to meet agreed deadlines, oversee the teams assignments through completion
- Share and maintain operational, financial and compliance knowledge
You'll be working in Compliance & Operational Risk Control (C&ORC) Business Control Assurance team in Pune or Mumbai, India.
C&ORC Business Control Assurance is part of the Group Compliance & Regulatory Governance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controlsYour expertise
You have
years of experience in operational controls, financial reporting controls or internal control areas (preferably within the financial services industry or professional services firms)
- University degree or equivalent qualification (preferably Accounting, Finance or similar)
- Suitable professional qualification such as CIA, ACA, ACCA preferable although not necessarily a prerequisite for this role
- Excellent communication skills, both oral and written; fluent in English
- Strong at organisational skills especially in planning and record keeping
- Strong at analytical, problemsolving and synthesizing skills (you know how to figure stuff out)
- Good at people skills and the ability to work in a diverse team and build relationships with people who you are reviewing/testing
- Good at enabling effective interaction with key stakeholders through tenacity and diplomacy
- Having excellent closure skills
- Resultoriented and assertive (you don't shy away from challenging situations)
- Known for hitting deadlines
UBS is the world's largest and the only truly global wealth manager.
We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working.
Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone.
We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success.
Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer.
We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
