Regulatory SME
3 hours ago
Location: PAN INDIA
Experience should be between 5 to 10 years
CA, CFA, MA in Economics or MBA Finance
Roles and responsibilities:
Functional Areas:
- Enhance and develop the Regulatory process with close co-ordinations with client stakeholders. Identify opportunities and develop new ideas that will lead to improvements.
- Understanding the Scope of Data and application in Strategic Regulatory and Risk Project
- Liaison with stakeholders and SMEs on functional and business operations data.
- Interact with risk source system owners and analyze End User Controls for each of the risk data domains
- Data Analysis to understand the lineage and Data quality checks in coordination with the technical teams.
- Identification & mapping of Data attributes & Sourcing data feeds from multiple Risk Data Source across the Bank
- Developing System level and End- End data lineage for the risk metrics
- Studying current state system flow and existing End user component for the risk data elements.
- Understand the regulatory requirements, applicable for US, EU, UK geography (particularly Liquidity reports), and map it against the risk data elements of the bank.
- Liaison with IT to incorporate regulatory data requirements in the Client Data Warehouse architecture.
- Develop a robust validation / quality assurance process through available golden sources within the bank.
- Production of submission materials for the regulatory compliance for a large bank
- Perform gap analysis between the regulatory expectations and the existing practice of the bank.
- Proactively identify the solutions for the evolving regulatory expectations
- Partner with Treasury, Risk and Finance departments to facilitate the quantitative and qualitative data requirements.
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