Senior Internal Auditor

Job Description: Internal Audit Manager (GM/AD)

Reporting To: Head of Internal Audit, Vivriti Group

Location: Chennai

About Vivriti Group

Vivriti Group is a leading financial services firm specializing in mid-market lending and fixed-income fund management. The Group operates an RBI-regulated NBFC (Vivriti Capital Limited) and a fixed-income fund manager (Vivriti Asset Management). The Internal Audit function provides independent assurance across both core businesses.

The Opportunity

We are looking for an experienced and highly accountable audit professional to join the Internal Audit team. This mid-level role is crucial for the effective execution of the annual audit plan, ensuring robust controls, and mitigating risk across the Group’s NBFC and Asset Management operations. You will work closely with the Head of Internal Audit to embed a strong culture of compliance and control.

Key Responsibilities

Audit Execution and Planning Support

• Execute and manage risk-based internal audits across various business and functional areas, including credit, treasury, operations, compliance, and IT systems.
• Prepare detailed audit work papers, complete audit tests, and gather evidence to support audit findings.
• Draft high-quality audit reports detailing findings and practical recommendations for review by the Head of Internal Audit.
• Assist the Head of Internal Audit in defining the annual risk-based internal audit plan.

Functional and Process Audits

• Lead specific audits or modules across the Group, focusing on high-risk areas identified in the audit plan.
• Participate in thematic reviews (e.g., fraud risk, third-party risk, operational resilience) under the guidance of leadership.
• Ensure timely follow-up on outstanding audit issues to confirm effective remediation and closure.

Regulatory Compliance and Control Testing

• Design and perform test procedures to monitor adherence to regulatory frameworks, including RBI, SEBI, and the Companies Act.
• Proactively assess and test the effectiveness of the control environment against policy, best practice, and emerging risks.
• Collaborate with Risk, Compliance, and Finance teams to strengthen control frameworks and governance.

Technology Auditing and Analytics

• Utilize data analytics and audit automation tools to enhance the efficiency and coverage of audit testing.
• Evaluate key IT General Controls (ITGC) and provide assurance on digital finance platforms and cybersecurity controls.

Special Reviews and Investigations

• Provide support to the Head of Internal Audit during fraud investigations, whistleblower reviews, and other special reviews, maintaining strict independence and confidentiality.

Who We’re Looking For

Qualifications

• Chartered Accountant (CA) or Certified Internal Auditor (CIA).
• CISA, CPA, CFE, or CRMA certification is a strong plus.

Experience

• 6-12 years of progressive experience in internal audit, preferably within the financial services sector.
• Mandatory deep exposure to the operations and compliance landscape of NBFCs and/or Asset Management firms.
• Prior experience in Big 4 audit firms or a similar function within a large financial institution is preferred.

Key Skills

• Strong technical expertise in risk-based auditing methodology and internal controls.
• Proven knowledge of RBI and SEBI compliance frameworks.
• Proficiency in utilizing data analytics tools for audit fieldwork.
• Excellent written, verbal communication, and report writing skills, with the ability to articulate complex issues clearly to management.
• High sense of accountability, integrity, and strong stakeholder management capabilities.