SEBI Compliance Expert

1. Ensure compliance with SEBI & IRDA regulations, circulars, guidelines and codes of conduct2. Monitor and interpret new regulatory developments and assess their impact on the organization3. Draft, review and implement compliance policies, procedures and internal controls in line with SEBI & IRDA requirements4. Handle correspondence and inspection queries...

Job Role: Company Secretarial and SEBI Compliances Reporting: Compliance Officer Location: Mumbai Key Responsibilities: a) Assist in monitoring compliance of the SEBI Mutual Fund Regulations and timely reporting by MF/AMC and exceptions thereto, to SEBI, Board of AMC and Trustees b) Assist in Timely submission of periodical reports to Regulators, AMFI and...

Job Title: Compliance Officer – AIF/PMSLocation: Mumbai (Andheri)Experience Required: 6–10 yearsAbout the Role:We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...

About Artha Group:Artha Group is a distinguished player in the global investment landscape, managing over ₹1,500 crores in assets under management (AUM). Our diverse portfolio spans 130+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...

JOB PURPOSEThe Company Secretary will be responsible for maintaining corporate records, compliance with SEBI and other regulatory authorities, corporate governance, and facilitating smooth operation of the company’s boards and committees, with a particular focus on the AIF andPMS businesses.JOB RESPONSIBILITIESCorporate Governance & Compliance:Ensure...

Role Description The Company Secretary at Welspun One plays a pivotal role in ensuring that the organization operates within the legal and regulatory frameworks under the Companies Act and for AIF Category II entities. This position is responsible for managing statutory and regulatory filings as per Companies Act, 2013 and SEBI AIF Regulations, 2012 to...

About Artha Group Artha Group is a performance-led investment house managing over ₹1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund. Our vertically integrated model spans venture capital, renewable energy assets, and global fund-of-fund structures. With 130+ investments and 30+...

Looking for a Compliance Officer for a Stock Broking Firm based in Mumbai.Key Responsibilities:1. Regulatory Compliance:Ensure full compliance with SEBI regulations, stock exchange rules, and other applicable laws governing the stock broking business.Regularly monitor and review changes in SEBI guidelines and circulars, and implement necessary updates in...

We're Hiring – Compliance Officer (RTA Services)Location:Mumbai | Full-Time | 5 Days | Work from Office (WFO)Are you a compliance professional with strong knowledge of SEBI regulations (AIF/PMS) and experience in RTA operations? Join a dynamic team where your expertise in financial compliance and regulatory frameworks will make a direct impact.Key...

Position Name - Compliance Officer - PMSLocation - Andheri,MumbaiExperience Range - 5+ yrsMandatory Requirement:Manage Compliance aspects of Portfolio Management Services.Job Roles and Responsibilities:Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020, and other applicable laws.Monitor and implement changes in SEBI circulars, PMS regulatory...