Senior Analyst
2 weeks ago
Work Experience Essential:
One or more of the following is essential:
- 4 - 5 years + experience in regulatory compliance, client relations or similar roles, preferably within Financial Services industry
- 4 - 5 years + experience in conducting client outreach or managing client interactions in a compliance focused environment
- 4 - 5 years + in Front Office (1LoD) management environment Functional / Technical Competencies and Essential
- Exceptional communication skills clear, concise and professional communication abilities, especially translating regulatory terms for client comprehension
- Demonstrated understanding of regulatory compliance requirements and their impact on client interaction
- Experience/knowledge in UK, European and US Regulation (MIFID, EMIR, Dodd Frank, CFTC, SBSD, FATCA/CRS)
- Demonstrated strong project management skills with a focus on regulatory adherence
- Strong analytical skills to interpret large sets of data
- Strong track record of successful Client Outreach initiatives, with a hands-on experience of business subject matter expertise
- Tangible experience of Client Relationship Management within a complex organizational structure, with the ability to demonstrate successful outcomes of historic Client Outreach management
- Broad knowledge of corporate banking products and services and how they impact or support clients across sectors / regions
- Broad knowledge of capital markets, credit, rates, equities and structured products
- Experience/knowledge in CRM platforms such as Salesforce
- Experience of online counterparty manager tools such as ISDA Amend to aid client outreach, leveraging on aggregated information sources
- Understanding of client agreements (ISDA, CSA, MCA, MRRA)
- Microsoft Office suite including strong Excel skills
Education / Qualifications:
- Degree level education in relevant subject (e.g. finance, maths, physics etc.) (Beneficial)
- Other beneficial qualifications (e.g. MBA, CFA, etc.) (Beneficial)
- Languages (proficient in writing) Japanese, French, Italian, German (Beneficial)
Personal Requirements :
- Exceptional communication skills especially written (English)
- Excellent attention to detail and accuracy
- Excellent interpersonal skills with proven ability to foster strong relationships and manage senior stakeholders
- Competent in handling confidential information, being cognizant of client sharing constraints and MNPI
- Ability to work autonomously
- Strong interest in driving efficiencies through automation
- Results driven, with a strong sense of accountability
- A proactive, motivated approach
- The ability to operate with urgency and prioritise work accordingly
- Strong decision making skills, with the ability to demonstrate sound judgement
- A structured and logical approach, also demonstrating creativity and innovation in solution forming
- Strong problem solving skills with a think outside the box attitude
- The ability to manage large workloads and tight deadlines
- A calm approach, with the ability to perform well in a pressurised environment
- Strong numerical skills
- Strong teamwork skills and enjoys working within a collaborative culture
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